AustLII Home | Databases | WorldLII | Search | Feedback

Edited Legal Collections Data

You are here:  AustLII >> Databases >> Edited Legal Collections Data >> 2020 >> [2020] ELECD 216

Database Search | Name Search | Recent Articles | Noteup | LawCite | Help

Wan, Wai Yee --- "Cross-border regulation of securities markets in ASEAN" [2020] ELECD 216; in Arner, W. Douglas; Wan, Yee Wai; Godwin, Andrew; Shen, Wei; Gibson, Evan (eds), "Research Handbook on Asian Financial Law" (Edward Elgar Publishing, 2020) 173

Book Title: Research Handbook on Asian Financial Law

Editor(s): Arner, W. Douglas; Wan, Yee Wai; Godwin, Andrew; Shen, Wei; Gibson, Evan

Publisher: Edward Elgar Publishing

Section: Chapter 10

Section Title: Cross-border regulation of securities markets in ASEAN

Author(s): Wan, Wai Yee

Number of pages: 19

Abstract/Description:

How does cross-border regulation of securities markets work in ASEAN? What is the state of coordination and integration of the securities markets within ASEAN states? In this chapter, I discuss how the current practices of cross-border regulation of securities markets are organized within the ASEAN Economic Community, which are, based on a mixture of a national treatment principle, mutual recognition of securities regulation and limited harmonization. I demonstrate that in spite of the public commitment by the ASEAN states towards capital markets integration, there are significant limitations to the current practices, and the progress towards integration continues to be modest. In order to increase the pace of capital markets integration, I argue that greater consideration should be given to supervision and enforcement.


AustLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback
URL: http://www.austlii.edu.au/au/journals/ELECD/2020/216.html