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Federal Judicial Scholarship |
Maintaining Public Confidence in the Judiciary:
A
Precarious Equilibrium
JUSTICE SUSAN
KENNY[*]
INTRODUCTION
Judges in Australia go about their daily work in the belief that they have
the confidence of the public. Having the confidence of
the public is of
fundamental importance. In consequence, the stated purpose of more than one
branch of the law in Australia is to
maintain that
confidence.[1] Moreover,
in some circumstances, the Commonwealth Constitution may operate to render
invalid legislation which, by virtue of the power it would confer, would tend to
diminish public confidence
in the integrity of the judiciary as an
institution.[2]
But,
one may ask, who are the public and why is their confidence so important? Does
that public confidence remain, and how is to be
maintained? Is it really under
threat? These are the matters I wish to discuss today.
THE PUBLIC AND THE JUDICIAL TASK
Who are the public? The question is more easily asked than answered. It
cannot be the electorate, for judges are not, under the system
of government
which prevails in this country, held accountable to the electorate. Nor is it a
sector of the community, such as, for
example, the media viewing (or reading or
listening) public. In the present context, the public cannot be said to be
represented
by either Parliament or the Executive, for the judiciary is
answerable to neither. Less still can the public be taken to be the major
institutions, such as the banks, representatives of the major religious faiths,
the political parties or sporting clubs. The question,
who are the public, must,
.[ think, fall to be answered by reference to the primary task of the judiciary,
which is to administer
the law by making binding resolutions of disputes
according to law. As trustees of the rule of law, the judiciary administers the
law not for its own benefit, but for the benefit of each and every member of the
community. The public, then, is the whole community
- which at times may not be
represented by the majority or the media.
The philosophical basis for this in
many ways unremarkable task is, I think, best explained by Sir Isaiah Berlin in
his book entitled
The Crooked Timber of Humanity. Sir Isaiah said:
The first public obligation is to avoid extremes of suffering. Revolutions, wars, assassinations, extreme measures may in desperate situations be required. But history teaches us that their consequences are seldom what is anticipated; there is no guarantee, not even, at times, a high enough probability, that such acts will lead to improvement. We may take the risk of drastic action, in personal life or in public policy, but we must always beware, never forget, that we may be mistaken, that certainty about the effect of such measures invariably leads to avoidable suffering of the innocent. So we must engage in what are call trade-offs - rules, values, principles must yield to each other in varying degrees in specific situations. Utilitarian solutions are sometimes wrong, but, I suspect, more often beneficent. The best that can be done, as a general rule, is to maintain a precarious equilibrium that will prevent the occurrence of desperate situations, of intolerable choices - that is the first requirement for a decent society; one that we can always strive for, in the light of the limited range of our knowledge, and even of our imperfect understanding of individuals and society. A certain humility in these matters is very necessary.[3]
Sir Isaiah elsewhere points out that conflict between values, even within the
one-world view, is basic and inescapable, and that in
any complex and reasonable
society a final resolution of all conflicts and disputes (or even the
establishment of arrangements to
prevent them) is neither possible nor
conceivable. What matters is how a society deals with the myriad disputes that
will arise,
large and small. The best way to do that is, so Sir Isaiah says, to
try to maintain a `precarious equilibrium' that avoids extremes
of
suffering.
The courts play an important role in that task, for they are
pre-eminently the places where the people bring their disputes to be
settled. In
many cases before the courts the precarious equilibrium is in danger of being,
or already has been, lost, sometimes only
for the individuals involved, at other
times for a wider circle of the public. The task of the courts is to do what
they can, according
to law, to shore up or restore the equilibrium. In
consequence, public confidence in the judiciary largely depends on how the
courts
are perceived to succeed in that task. The converse, however, also holds,
at least to the extent that in order to succeed in the
task, the courts need the
confidence of the public. This is because the courts cannot act with effective
authority (as opposed to
brute force) if those with whom they deal do not take
them seriously.
This is, I think, part of what lies behind the
constitutional preoccupation with the maintenance of public confidence in the
judiciary
as an institution. The Commonwealth Constitution, in Chapter III,
confers and controls the exercise of judicial authority by the High Court of
Australia and other courts created
by the Commonwealth Parliament pursuant to s
71. It is accepted that the Constitution prevents the Commonwealth Parliament
from conferring power that is not judicial power or a power incidental thereto
on those courts.[4] In
particular, the Constitution prevents the Parliament from conferring a function
on a judge in his or her individual capacity if that function is inconsistent
with the exercise of judicial power. Such inconsistency will arise when the
performance of non judicial functions [is] of such a
nature that public
confidence in the integrity of the judiciary as an institution, or in the
capacity of the individual judge to
perform his or her judicial function with
integrity is
diminished.[5]
In
such cases, a court is faced with tension between, on the one hand, the value of
immediate practical utility of conferring certain
functions on judges and, on
the other, the broader, less immediate value of having an independent judiciary
in which the public can
be confident. A court will allow some degree of leeway
to the former, but will need to act to reassert the latter in some circumstances
in order to maintain Berlin's `precarious equilibrium'.
In Kable v
Director of Public Prosecutions (NSW) ('Kable') a majority of the High Court
held that, by virtue of the integrated structure of state and federal courts
created by Chapter
III of the Commonwealth Constitution, no state Parliament
could validly vest in the Supreme Court of the state a function which was
incompatible with federal judicial
power.[6] The majority
held in Kable that the Parliament of New South Wales had, by the
Community Protection Act 1994, transgressed the limits imposed by Chapter
III of the Commonwealth Constitution. The Act was of an unusual kind in so far
as it required the New South Wales Supreme Court to make an order depriving a
particular
individual of his liberty, not because he had committed an offence,
but because an opinion was formed, on the basis of material which
may not have
amounted to legally admissible evidence, that it was probable that the
individual would commit a serious act of violence
if released. In giving his
reasons, McHugh, J said:
Public confidence in the impartial exercise of federal judicial power would soon be lost if federal or State courts exercising federal jurisdiction were not, or were not perceived to be, independent of the legislature or the executive government .... Public confidence in the exercise of federal jurisdiction by the courts of a State could not be retained if litigants in those courts believed that the judges of those courts were sympathetic to the interests of their State or its executive government.[7]
A similar approach is evident in the reasons for decision of the other
members of the
majority.[8] As the
majority in Grollo and Kable make plain, the concern is with the
whole of the community, and it is a concern which is to be objectively assessed
by reference to
`an ordinary reasonable member of the public' or `a fair minded
observer'.[9]
As
the form of contempt known as `scandalising the court' shows, the common law too
is concerned with maintaining the confidence of
the whole of the community in
the integrity and impartiality of the
judiciary.[10] As the
majority pointed out in Gallagher v Durack:
the law endeavours to reconcile two principles, each of which is of cardinal
importance, but which, in some circumstances, appear
to come into conflict. One
principle is that speech should be free, so that everyone has the right to
comment in good faith on matters
of public importance, including the
administration of justice, even if the comment is outspoken, mistaken or
wrong-headed. The other
principle is that `it is necessary for the purpose of
maintaining public confidence in the administration of law that there shall
be
some certain and immediate method of repressing imputations upon Courts of
justice which, if continued, are likely to impair their
authority'.[11]
As
Sir Isaiah Berlin would have it, the law cannot really ever `reconcile' these
equally basic principles, if reconciliation is understood
to involve ultimate
harmonisation. All that the law can do is to continue to try to be true to both
principles as they stand, without
bending either too much in the service of the
other.
WHY MAINTAIN PUBLIC CONFIDENCE IN THE JUDICIARY?
It is easy enough to show that the law in this country is concerned to maintain the confidence in the judiciary of the whole of the community. But why is this so? This concern is not a characteristic of all societies. In societies other than ours, disputes may be resolved in a final fashion by reference to State policy, given effect by force. In their book Soviet Psychiatric Abuse: The Shadow Over World Psychiatry, published in 1984,[12] Sydney Bloch and Peter Reddaway provided a chilling account of just such a regime. They described the placement in psychiatric institutions of advocates of human rights, nationalists, would-be emigrants, religious believers and citizens inconvenient to the authorities. Of the role of the courts, the authors said:
The dissenter is hospitalised by way of either a criminal or a civil commitment ... . Dissenters who undergo a psychiatric evaluation are usually declared mentally ill and not responsible for the alleged offence. The court almost always adopts the psychiatrists' recommendations. Their involvement ushers in a number of procedural changes: the dissenter is usually excluded from the trial on the grounds of his ill-health; his family and friends are normally kept out of court by extra-legal means; and the number of witnesses is substantially reduced. The trial, as a result, is often transformed into a mere formality.
What about the role of the defence counsel? He usually challenges the psychiatric findings and may request a second opinion, or a third if two previous reports are discordant. The court virtually always refuses such a request and does so invariably if a report from the Serbsky Institute is available ... .
Civil commitment is the dissenter's other potential route into the psychiatric hospital .... Soviet psychiatrists, as is the case universally, have the legal authority to place a person in hospital without his consent if he is regarded as mentally ill and as a result dangerous to himself or to others ... .
The detainee has no right of appeal at any point during his commitment and no access to legal counsel.[13]
In a system such as that which Bloch and Reddaway describe, whether or not
the community has confidence in its judges is immaterial.
The system requires an
adherence to the State's policies by its judges and that is
all.[14]
In a
society such as ours, the courts need something other than the force of the
State if they are to carry out their task authoritatively.
Part of the courts'
authority rests upon public confidence in the judiciary. The confidence to which
I refer is not a matter of being
confident that a regime will enforce its
commands; that is more a matter of confident prediction or expectation. Rather,
the confidence
to which I refer is confidence in the courts as the appropriate
agency for adjudicating disputes. What we have here is, of course,
a shift from
a command conception of the law of the kind advanced by the nineteenth century
jurisprudent John
Austin[15] to H L A
Hart's conception of law as union of primary and secondary rules. Amongst the
secondary rules are what Hart calls `rules
of adjudication', which `[empower]
individuals to make authoritative determinations of the question whether, on a
particular occasion,
a primary rule has been
broken'.[16] That is
to say, according to Hart, the propositions of law are not true just because
they were the commands of people who were habitually
obeyed, but by virtue of
convention that represents the community's acceptance of a scheme of rules
empowering such people or groups
to create a valid law. The justification for
judicial authority is, therefore, the community's acceptance of the authority of
the
judiciary. To say, as the courts not uncommonly do, that judicial authority
rests on public confidence is, perhaps, just another
way of saying the same
thing.
In explaining the basis of liability for the contempt of scandalising
the court, the majority of the High Court in Gallagher v Durack may have
relied upon the basis recognised by H L A Hart in saying that:
The authority of the law rests on public confidence, and it is important to
the stability of society that the confidence of the public should not be shaken by baseless attacks on the integrity or impartiality of courts or
judges.[17]
I
say, perhaps, because it may be that Hart was generally more concerned with
rules and recognisable legal systems rather than with
legitimacy issues.
Even
more recently, James Boyd-White, in a collection of essays entitled Heracle's
Bow: Essays on the Rhetoric and Poetics of the Law, wrote:
The point is that the heart of what we mean by justice resides in questions of character and relationship and community - in who we are to each other - for this is what determines the meaning of what is done. If these things are got right, the material manifestations the rules, the results - will take care of themselves; if they are not got right, the rules and results will be wrong . . . . Talk about justice is at its heart talk about character and relations. How, then are the judicial opinions of which I speak to be judged: by whom, and under what standards? In the first instance by appellate courts, but ultimately by the community as a whole, by the legal community and the community beyond it.[18]
This is perhaps to do no more than reformulate the relationship between the
judges and the community in more contemporary terms.
What, in fact, is the
causal or temporal relationship between the loss of public confidence in the
judiciary and the failure of the
judiciary to perform its function properly or
at all? This is by no means an easy question to answer. What would have been the
fate
of the Supreme Court which struck down so much of Roosevelt's New Deal
legislation had there not been fortuitous change in the membership
and voting
pattern of the
Court?[19] The threat
to the continued vitality of the Court as then constituted indicates at least
one possibility. Without the confidence
of the community it seems the courts'
capacity to resolve disputes finally, without further disputation, is seriously
compromised.
Why should this be? The explanation may lie in the nature of
judicial power. As Alexander Hamilton wrote some 200 years ago, the
judiciary:
has no influence over either the sword or the purse; no direction either of
the strength or of the wealth of the society; and can take no active resolution whatever. It may truly be said to have neither FORCE nor WILL, but merely judgment; and must ultimately depend upon the aid of the executive arm even for the efficacy of its judgments.[20]
Unless it is regularly to invoke the Executive arm, the efficacy of judgment would seem to depend upon acceptance by the community of judicial authority which, in turn, would seem to depend upon the matter of public confidence. Public confidence, in its turn, depends in part upon public perception or recognition of the courts doing their task as best as can be done.
MAINTAINING PUBLIC CONFIDENCE
Does public confidence in the judiciary remain? Almost twenty years ago Lord Devlin was able to say that there was `virtually no popular criticism of the judiciary' in England.[21] He went on to say:
The English judiciary is popularly treated as a national institution, like
the navy, and tends to be admired to excess. People suspect
mysteries and crafts
and it is partly because the judges are free of these that they are popularly
respected.[22]
One
cannot say this of either the English or Australian judiciary today. Professor
Shetreet, in an article published in 1986, supplied
evidence of increasing
public distrust of judges in England and
Australia.[23] Others
who have examined the question have taken a different
view.[24] But,
whatever the true position, the fact is that serious questions are now regularly
raised in all forms of the media and elsewhere
about the identity and the
competence of Australian (and English) judges comprising courts at all
levels.[25] But it is
not, I think, yet said that the capacity of the courts to resolve disputes is in
jeopardy. Given that the courts are bringing
disputes finally to an end each
working day, one must conclude that, even if public confidence is failing, there
is not yet so great
a crisis as to prevent the judiciary from performing its
primary task.
What then maintains the public confidence? Is it sufficient to
say that it is maintained by adherence to what one may call `due process'
or the
precepts of `natural justice' or procedural fairness? Does public confidence
exist because the judges carry out their primary
task impartially and in public;
because they act in accordance with received principles stating reasons which
are subject to public
scrutiny; and because they acknowledge the supremacy of
Parliament, subject to constitutional considerations? These are all part
of the
answer.
There is, I think, a consensus about the minimum objectives which are
to guide the judiciary in a free society if it is to secure
public confidence.
The possibility of consensus exists, perhaps, because of our shared human
experience. I return to Sir Isaiah Berlin
who affirmed that:
[t]here is a world of objective values. By this I mean those ends that men
pursue for their own sakes, to which other things are means. I am not blind
to what the Greeks valued - their values may not be mine,
but I can grasp what
it would be like to live by their light ... Forms of life differ. Ends, moral
principles, are many. But not
infinitely many: they must be within the human
horizon. If they are not, then they are outside the human sphere. If I find men
who
worship trees, not because they are symbols of fertility or because they are
divine, with a mysterious life and powers of their own,
or because this grove is
sacred to Athena - but only because they are made of wood; and if when I ask
them why they worship wood
they say `Because it is wood' and give no other
answer; then I do not know what they mean. If they are human, they are not
beings
with whom I can communicate – there is a real barrier. They are not
human for me. I cannot even call all their values subjective
if I cannot
conceive what it would be like to pursue such a
life.[26]
That is,
notwithstanding the many and great differences between societies located in
other times and places, differing societies share
some objective values by
virtue of their common humanity. So it is, I think, possible to discern
objective values upon which the
differing groups within our society can agree.
Some of those values relate to the judiciary and judging.
PROCEDURAL FAIRNESS
There is, I think, a consensus of this kind that, for there to be public
confidence, a judge must be and perceived to be impartial.
`Justice' lies partly
in what Edmund Burke called the cold neutrality of impartial judges. The common
law recognises as much: it
precludes judges from acting in cases where there is
a reasonable apprehension of bias on their
part.[27] In a
practical sense, this has come to mean that a judge must be free of any
relationship which might improperly affect the determination
of the case, or
might reasonably be perceived to do so. Accordingly, judges regularly decline
investment opportunities available
to others, and withdraw from political and
social activities which might compromise or be seen to compromise their
impartiality.
In seeking to be, and be perceived to be, impartial, judges
seek to give effect to one of the two basic precepts of procedural fairness,
otherwise called `natural justice' or `due process'. The second basic
requirement is that each party be accorded a fair opportunity
to advance its
case before the judge and that the judge must listen attentively to it. One
contemporary philosopher has described
this aspect of the judicial process in
the following terms:
We are entitled not to `like results' but to `like process' (or `due
process'), and this means attention to the full merits of a case,
including to
what can fairly be said on both sides: to the fair-minded comprehension of
contraries, to the recognition of the value
of each person, to a sense of the
limits of mind and
language.[28]
These
precepts, although not usually expressed in such literary terms, govern the work
of the
courts.[29]
Procedural
fairness is, perhaps, a somewhat mundane or workaday precept upon which to rest
a claim to the public's confidence. One
may be forgiven for thinking that there
must be more to the judicial task than this and, of course, there is. Procedural
fairness,
whether described as due process or natural justice, has, however, an
abiding importance which is illustrated every day in the work
of the courts in
free societies.
The significance of this aspect of the judicial process was
very much brought home in the trial of Adolf Eichmann in Jerusalem, 1961.
Hannah
Arendt has reported that the presiding judge, Moshe Landau, was moved to say in
protest against the many in Jewish society
who wanted to make the trial a show
trial that:
We are professional judges, used and accustomed to weighing evidence brought before us and to doing our work in the public eye and subject to public criticism. ... When a court sits in judgment, the judges who compose it are human beings, are flesh and blood, with feelings and senses, but they are obliged by the law to restrain those feelings and senses. Otherwise, no judge could ever be found to try a criminal case where his abhorrence might be aroused. ... It cannot be denied that the memory of the Nazi holocaust stirs every Jew, but while this case is being tried before us it will be our duty to restrain these feelings, and this duty we shall honour.[30]
Moreover, this duty was to be honoured because it was part of the process of doing justice -- the one purpose of the trial. The judge's point was, as Raimond Gaita has said, not simply that justice should be done to Eichmann's victims but that, in order to do justice to them, the justice that was similarly owed to Eichmann had also to be done to him.[31] These precepts apply notwithstanding that, in applying them, the judge stands against the tide of popular opinion. For the condition of public confidence to be maintained, it seems, therefore, that the public must be confident that the judiciary will apply these precepts, come what may. Perhaps, it is not surprising that this tends to be forgotten by many, in the course of debating an issue of moment.
PUBLICITY
The Eichmann trial also demonstrated another of the rules agreed upon as a condition of maintaining public confidence, namely, that from the opening of a case to its conclusion, the proceedings take place in public, subject to the public's scrutiny. As Gibbs J said of the rule that proceedings be conducted `publicly and in open view:
This rule has the virtue that the proceedings of every court are fully exposed to public and professional scrutiny and criticism, without which abuses may flourish undetected. Further, the public administration of justice tends to maintain confidence in the integrity and independence of the courts. The fact that courts of law are held openly and not in secret is an essential aspect of their character. It distinguishes their activities from those of administrative officials `for publicity is the authentic hall-mark of judicial as distinct from administrative procedure.[32]
The exceptions to the principle of open justice are again limited and rare.
REASONS
Closely associated with the principle of open justice is the requirement that judges announce their decision and give their reasons in open court. The reasons are designed to expose fully why it is, in the circumstances of the case, that the submissions made by the parties were accepted or rejected; and, in this country, one can be confident that the author of the reasons is, in fact, the judge who put them forward. The contrary is, not uncommonly, the case when a senior bureaucrat is requested to put forward reasons for a decision. To adopt the contemporary language of James Boyd-White again:
Many-voicedness; the integration of thought and feeling; the acknowledgment
of the limits of one's own mind and language (and an openness
to change them);
the insistence upon the reality of the experience of other people, and upon the
importance of their stories, told
in their own
words.[33]
Or, to
use the more familiar language of lawyer and judge,
The process of reasoning which has decided the case must itself be exposed to
the light of the day, so that all concerned may understand
what principles and
practice of law and logic are guiding the courts, and so that full publicity may
be achieved which provides,
on the one hand a powerful protection against any
tendency to judicial autocracy and against any erroneous suspicion of judicial
wrongdoing and, on the other hand, an effective stimulant to judicial high
performance.[34]
Are
these authors talking of the same thing? I think they are. Reasoning is but the
integration of thought and feeling. And, more
significantly, reasoning is,
according to both, to be tempered by humility. That is, the judge herself
recognises that she is but
the servant of the law, and is informed by the
experience of others.
The reasons relied upon by a judge reflect the essence
of judicial method which is rational, rather than arbitrary. In reaching their
decisions, judges are controlled by what other judges have decided before them.
That is, they are controlled by what are sometimes
called the `rules' of law
laid down upon an earlier occasion, re-formulated, where necessary, to meet the
circumstances of the case.
That is, the judicial method emphasises the
importance of
continuity.[35]
Perhaps more importantly, the judicial method emphasises predicability and the
need, in the interests of fairness, to treat like
cases in a like way. If judges
are, as Ronald Dworkin says, essentially `backward
looking',[36] it is
not because they have a personal preference for conservatism, but because they
recognise that this aspect of the judicial method
promotes those minimum values
which are conducive to the maintenance of public confidence in the judiciary.
Further, this `backward
looking' process is tempered by the judiciary's
acceptance of the fact that it must either give effect to whatever valid
legislation
is enacted, whatever moral or other objection a judge may privately
entertain, or cease to be a judge. Ultimately, then, the public
can afford to
have confidence in the judiciary which, by virtue of its own practice, is
controlled by the Parliament, which is, in
turn, controlled by the political
will of the community.
WHY SUGGEST THAT PUBLIC CONFIDENCE IS IN DECLINE?
Why, then, is it suggested by some that public confidence in the judiciary is
in decline? There is, so far as I am aware, no evidence
that the judiciary in
Australia is failing to observe any aspect of the judicial process or method
designed to secure the public's
confidence. It has not been said that judges as
a group are denying parties a fair opportunity to present their cases, or are
failing
to listen attentively to them. Nor has it been suggested that judges are
proceeding to hear cases in secret cabal or that they are
not publishing their
reasons, or that the reasons, when given, are not genuine reasons. So what is
the occasion for doubt?
Broadly speaking, the threats to the public's
confidence appear to be of three kinds. First, there are perceived deficiencies
in judicial
performance. Secondly, there are perceived deficiencies in the legal
system which in turn affect public confidence in the judiciary.
Thirdly, there
appears to have been a lack of balanced public debate about the judiciary, which
has contributed to a perception that
public expectations about the judiciary are
not being fulfilled.
PERCEIVED DEFICIENCIES IN JUDICIAL PERFORMANCE
Few would demur to the proposition that if the judges are to fulfil their primary task so as to retain public confidence, they must render decisions promptly. Further, few would demur to the proposition that the judges should dispose of the cases before them with as much efficiency as the law, including the rules of procedural fairness, will allow. Today courts up and down the country seek to meet these objectives. The Victorian Court of Appeal heard 113 criminal appeals and 90 civil appeals in the last twelve months. Judgment in two-thirds of these appeals were reserved. In these cases the average time between hearing an appeal and giving a decision was 1.9 months. To the extent the courts fail to deliver decisions promptly and act efficiently, there is the possibility that public confidence in them will diminish. But, while there is no cause for complacency, the most recent reports on the justice system do not indicate that deficiencies of this kind are the occasion of diminishing public confidence.[37]
PERCEIVED DEFICIENCIES IN THE LEGAL SYSTEM
What about perceived deficiencies in the legal system? The law administered
by the courts is admittedly complex. The body of statutes
and subordinate
legislation alone is now enormous. The number of rules and disallowable
instruments in the Commonwealth has more
than doubled between the period
19821983 and 1990-1991. In 1982-1983 the Senate Standing Committee on
Regulations and Ordinances
reported 553 statutory rules and 150 disallowable
instruments, making a total of 703. By 1990-1991, the Committee reported 484
statutory
rules and 1,161 other disallowable instruments, making a total of
1,645.[38] In many
areas this very complexity operates to exclude all but the lawyers from
obtaining a grasp of the law's operation. This may
mean that, whilst the judge's
reasons for decision are open to public scrutiny, there are few, save for other
lawyers, who can assess
those reasons critically. If this is so in a case of a
marked social consequence, it is perhaps no small wonder that the public may
doubt whether the task of the judge has been adequately performed. It may well
have been, but how is the public to know if it cannot
comprehend what is said? I
am not suggesting that, in this circumstance, the judge is at fault, for the
judge must give reasons in
the terms of the law, however complex. But there may
be a need in such a case for some translator to translate the judge's reasons
into a form which may be understood beyond the legal
community.[39]
A
consequence of the complexity of the law is that most who come to court need a
lawyer to speak on their behalf, and professional
costs are, almost inevitably,
substantial. If costs stand in the way of going to court, the judges may not be
called upon to fulfil
their primary task as often as they should. The public may
well say, where is the benefit in the judiciary's administration of the
law, if
the judiciary cannot be reached? Confidence in the judiciary may be diminished,
even indirectly, by escalating costs. Again,
I hasten to add that the judiciary
itself may not be primarily responsible for the prohibitive effect of the cost
of coming to court.
Excessive cost may be due to the conduct of others.
Ultimately, it seems to me the matter is one for the community as a whole, in
so
far as the community as a whole must determine whether, and to what extent, it
wishes to pay for the maintenance of the rule of
law, just as it must do for
roads and hospitals. There is, however, a need for the community to understand
the nature of the choices
which it is called on to make.
In an age where
Australians of all backgrounds are called upon to serve the community in its
major governmental institutions, it is
a matter of some concern that the level
of participation by women and people from non Anglo-Celtic backgrounds in the
administration
of the legal system is so low. Having said that, I note that the
position with regard to women in Victorian courts at least would
appear to be
improving.
This lack of participation is not, I think, disturbing because it
leads to a want of impartiality or to some other failure in the
judicial process
or method. It is disturbing because it indicates that there may be a fundamental
inequality of opportunity to participate
in the administration of the rule of
law in this country. It is this possibility which, in my view, raises a
legitimate doubt in
the public's mind. It is a doubt which is capable of
affecting public confidence in the judiciary. Is there, the public may well
ask,
some systemic bias in the legal system itself which limits opportunity for women
and other groups and, if so, to what extent,
if any, is the judiciary as a major
participant in that system responsible? Even if the question is not properly
addressed to the
judiciary, it must be answered. But the real question is again,
by whom and in what way?
LACK OF BALANCED PUBLIC DEBATE ABOUT THE JUDICIARY
As argued earlier, public confidence in the judiciary depends largely upon
courts doing and being seen to do their job well. Part
of the process of being
seen in this way lies in the courts presenting themselves as clearly as they can
to the public, without undermining
their capacity to decide cases which is their
primary task. Equally as importantly, though, is that such efforts be recognised
and
interpreted responsibly by the media, for the fact is that relatively few
members of the public have sufficient on-going or direct
dealings with the
courts to enable them to form an independent judgment. The fact is that it falls
to the media to disseminate reliable
information about these matters. And it
follows from what I have said thus far that if public confidence in the
judiciary is to be
promoted, then, the media, in all its forms, ought to be
encouraged to present a balanced account of the work of the judiciary; to
act as
the informed translator of judicial decisions for the community at large; to
raise for careful public consideration the question
whether the public purse
should be spent upon the administration of law, and to enquire as to the means
by which participation in
the administration of the law can be more broadly
based. I can but agree with the Chief Justice of South Australia that, generally
speaking, `media scrutiny and criticism of the courts is
healthy'.[40]
A
major problem arises, however, if the media do not seek to gain a full
understanding of the judiciary's task but fan community fear,
in a
self-indulgent way. If the media do not engage in balanced debate, they do a
disservice not only to the judiciary but to the
community at large. The
disservice to the community is of the very worst kind, for it undermines,
without adequate cause, the judiciary's
trusteeship of the rule of law and it
puts nothing comparable in its place.
It must be borne in mind that, unlike
other significant institutions, the judiciary is, by convention, severely
restricted in its
ability to present its own account of how the judiciary works.
A judge cannot engage in public discussion about a case which he or
she is
hearing, or a judgment which he or she has given. To engage in such a process is
to compromise at least the perception of
impartiality. For the reasons I have
given earlier, it should be sufficient to refer to the judge's reasons for a
statement of why
a decision was made. Further, if judges were to enter the arena
of debate upon social, ethical or political issues in any partisan
way a
question would inevitably arise as to their ability to remain impartial should a
related issue arise in their courts. The judiciary
is plainly an easy target for
bullying.[41]
There
are other inhibitions, of a practical nature, upon judges entering public
debate. As Sir Anthony Mason has said `[t]he burden
of work undertaken by
intermediate courts of appeal in Australia and in other major common law
jurisdictions is truly
daunting'.[42] A
mountainous workload is not the sole preserve of intermediate appellate courts.
As things presently stand, there is very little
time for a judge to engage in
any other activities beyond the primary task.
But allowing for these
limitations, is there anything to be said for the view that if the judiciary are
to maintain public confidence,
then, in the absence of a champion, the judiciary
must set about the task of providing a great deal more information than in the
past about what the courts do, the nature of their task, how it is performed and
why?
At the Commonwealth level, it seems the judiciary's former champion has
all but left the field. The Attorney-General for the Commonwealth
of Australia
has recently made it clear that in his view,
[t]he judiciary can no longer stand by and presume that the political office
of the Attorney General can or should adequately represent judicial interests in [their broader and more general dealings with the public, the media and
governments].[43]
The
judiciary should, the Attorney-General said, place greater store by the Judicial
Conference of Australia. But one may take leave
to doubt whether the Conference
or, indeed, any of its constituent members would render more than modest
assistance. In Law's Empire, Dworkin has written:
No department of state is more important than our courts, and none is so thoroughly misunderstood by the governed. Most people have fairly clear opinions about how congressmen or prime ministers or presidents or foreign secretaries should carry out their duties, and shrewd opinions about how most of these officials actually do behave. But popular opinion about judges and judging is a sad affair of empty slogans, and I include the opinions of many working lawyers and judges when they are writing or talking about what they do.[44]
Given that this most respected author has spent a lifetime of studying the
work of judges and judging, this is a most depressing comment.
Is there any
reason to believe that judges will do better in the future?
I do not mean to
suggest that the judiciary should not try to do better and to take what steps
they can to encourage better informed
public debate. The problem is, as I see
it, how best to bring about some conjunction between public expectations about
the courts
and judges and what in fact the courts and judges in the Australian
constitutional setting in fact do.
In 1994, the Report of the Access to
Justice Advisory Committee recommended that each federal court and tribunal
adopt a charter `specifying
standards of service to be provided to members of
the public coming into contact with the court or tribunal'. The charter was to
deal with such matters as `the physical facilities of the court or tribunal';
`information made available by the court or tribunal';
`time limits and
efficiency in their delivery of services, including the delivery of judgments';
`courtesy towards members of the
public'; `access to the courts and
accountability for service delivery, including complaints handling procedures
and methods for
drawing the existence of these procedures to the attention of
members of the
public'.[45] The idea
was not entirely novel. The Committee, in making this recommendation, drew upon
the Courts Charter for England and Wales,
published in 1992 by the Lord
Chancellor, the Attorney-General and Home
Secretary.[46]
Who
is to be heard to say that, in the public mind at least, the dissemination of a
document such as this would not assist in mending
any breach between the
judiciary and the community which it serves? Perhaps this is one relatively
direct and certainly public way
in which the courts could promote conformity
between public expectations about the judiciary and the judiciary's task. It,
however,
is unlikely to afford more than limited assistance.
CONCLUSION
In this area, one can, I think, be sure of only one thing. In a society such as ours, the judiciary needs the full confidence of the public if it is optimally to perform its task of helping to maintain the `precarious equilibrium'. Public confidence is, however, elusive: it may not at times be measured by the majority's opinion or by what is said in the media. It is easier to see when it has gone than when it remains. It is easier to say what should protect it than what actually threatens it. What is plain is that not all threats to public confidence are of the judiciary's own making. The community has its own role to play in maintaining the precarious equilibrium; and the entire community needs to take a genuine and constructive interest in its judges. The judges are there only to serve the community, and they will serve it all the better with the community's confidence. A society may be on its way to losing the precarious equilibrium of which Berlin spoke when its members do not actively seek to inform themselves about the work of the courts. Perhaps, this conclusion is a little dull. Certainly, it does not call for heroic action.[47] If there is a need for heroic action in this context, then it seems the precarious equilibrium is, or is in the process of being, lost.
[*] Judge of the
Federal Court of Australia. The paper is a revised version of the Sixth Lucinda
Lecture, delivered at Monash University,
24 March 1998, when the author was a
judge of the Court of Appeal, Supreme Court of Victoria. The author thanks her
then associate,
Dr Steven Tudor, for his help in the revision of the
paper.
[1] Eg
Gallagher v Durack [1983] HCA 2; (1983) 152 CLR 238, discussed
below.
[2] Kable v
Director of Public Prosecutions (NSW) (1996) [1996] HCA 24; 189 CLR
51.
[3] Isaiah
Berlin, The Crooked Timber of Humanity: Chapters in the History of
Ideas (H Hardy ed, 1991)
17-18.
[4] R v
Kirby; Ex Parte Boilermakers' Society of Australia (1956) 94CLR
254.
[5] Grollo v
Palmer [1995] HCA 26; (1995) 184 CLR 348 at 365 ('Grollo'); also Wilson v Minister for
Aboriginal and Torres Strait Islander Affairs [1996] HCA 18; (1996) 189 CLR 1 ('Wilson') at
20 per Brennan CJ, Dawson, Toohey, McHugh and Gummow JJ and 26 per Gaudron
J.
[6] [1996] HCA 24; (1996) 189 CLR
51, 95 per Toohey J, 102 per Gaudron J, 114 per McHugh J and 136 and 143 per
Gummow J.
[7] Id
116-117.
[8] Id 98
per Toohey J, 108 per Gaudron J and 134 per Gummow
J.
[9] Id 117 per
McHugh J and Wilson J [1996] HCA 18; (1996) 189 CLR 1, 23 per Gaudron
J.
[10]
Gallagher v Durack [1983] HCA 2; (1983) 152 CLR 238, 243 per Gibbs CJ, Mason, Wilson
and Brennan
JJ.
[11] [1983] HCA 2; 152
CLR 238 at 243, citing Dunbabin; Ex Parte Williams [1935] HCA 34; (1935) 53 CLR 434, 447
per Dixon J.
[12] S
Bloch and P Reddaway, Soviet Psychiatric Abuse: The Shadow Over World
Psychiatry
(1984).
[13] Id
22-25.
[14] R David
and J Brierely, Major Legal Systems in the World Today (1985)
262.
[15] J Austin,
The province of jurisprudence determined (H L A Hart ed,
1954).
[16] H L A
Hart, The Concept of Law (1994) at
96.
[17] See
Gallagher v Durack [1983] HCA 2; (1983) 152 CLR 238, 245 per Gibbs CJ, Mason,
Wilson and Brennan
JJ.
[18] J
Boyd-White, Heracle's Bow: Essays on the Rhetoric and Poetics of the Law
(1985),
134.
[19] R K
Carr, The Supreme Court and Judicial Review (1942)
258.
[20] A
Hamilton, J Madison and J Kay, The Federalist (B Wright ed, 1961)
489.
[21] P Devlin,
The Judge (1979)
25.
[22] ld
25-26.
[23]
'Judicial Accountability - A Comparative Analysis of the Models and the Recent
Trend' (1986) 11(2) International Legal Practitioner 38,
40.
[24] B
McLachlin 'The Role of Judges in Modem Commonwealth Society' (1994) 110 Law
Quarterly Review 260; McEachern 'The Changing Face of the Judiciary and the
Legal Profession' (1995) 29 The Law Society Gazette of Upper
Canada.
[25] H
Brooke 'Judicial Independence - Its History in England and Wales', in Fragile
Bastion: Judicial Independence in the Nineties and Beyond (H Cunningham ed,
1997) 109; G Brennan, 'Why be a Judge?' (1996) 14 Australian Bar Review
89, 95; A Mason 'The Appointment and Removal of Judges' in Fragile
Bastion, op cit (fn 26)
2.
[26] Op cit (fn
3) 11-12.
[27]
Eg Livesey v The New South Wales Bar Association [1983] HCA 17; (1983) 151 CLR 288;
Webb v The Queen [1994] HCA 30; (1994) 68 ALJR
582.
[28] Op cit
(fn 18)
134.
[29] Eg
Cooper v Wandsworth Board of Works [1863] EngR 424; (1863) 14 CB (NS) 180, 190 & 194;
[1863] EngR 424; 143 ER 414, 418 &
420.
[30] H Arendt,
Eichmann in Jerusalem: A report on the Banality of Evil (1963),
208-9.
[31] R
Gaita, Good and Evil: An Absolute Conception (1991),
6-7.
[32]
Russell v Russell (1976) 134 CLR 495, 520; McPherson v McPherson
[1936] AC 177, 200 and Scott v Scott [1913] AC 417,
441.
[33] Op cit
(fn 18) 132.
[34] F
Kitto 'Why Write Judgments?' (1992) 66 ALJ 787,
790.
[35] A R
Blackshield, ‘The Legitimacy and Authority of Judges’ [1987] UNSWLawJl 11; (1987) 10
UNSWLJ 155,
157.
[36] R
Dworkin, Law's Empire (1986)
413.
[37] Report of
the Access to Justice Committee (1994), Chapter 15 Ch 15, p 20 para
3
[38]
Administrative Review Council, Report to the Attorney-General. Rule-Making by
Commonwealth Agencies, (1992)
7.
[39] N Stephen,
The President's Luncheon' Address at the Law Institute of Victoria, 19 August
1998.
[40] J Doyle,
'The Well-Tuned Cymbal' op cit (fn 25)
39
[41] Id 44-46
and J H Phillips, 'The Judiciary and the Media' (994) [1994] MonashULawRw 2; 20 Mon L R 12 et
seq.
[42] Mason A
'The Appointment and Removal of Judges' op cit (fn 25)
6.
[43]
'Independence to the Judiciary - Some Federal Government Initiatives' op cit (fn
25) 82.
[44] Op cit
(fn 36) 11.
[45] Op
cit (fn 37)
370.
[46] Lord
Chancellor's Department, 'Courts Charter 1992 and Access to Justice Report'
349.
[47] cf op cit
(fn 3) 19.
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