Commonwealth Numbered Acts
[Index]
[Table]
[Search]
[Search this Act]
[Notes]
[Noteup]
[Previous]
[Next]
[Download]
[Help]
COMPANIES ACT 1981 No. 89 of 1981 - SCHEDULE 4
SCHEDULE 4
FORMS OF TRANSFER OF MARKETABLE SECURITIES
FORM 1
Section 191
SECURITY TRANSFER FORM MARKING STAMP
PART 1
------------------------------------------------------------------------------
-- Full name of company or prescribed corporation:
------------------------------------------------------------------------------
-- Description of
securities: Class: If not fully paid,
paid to: Register
------------------------------------------------------------------------------
--
Quantity: (Words) (Figures) Transferor's broker hereby
certifies: --------------------------------------
(a) as to the validity of
documents; and
Transfer identification number: (b) that stamp duty, if
payable,
has been or will be paid.
--------------------------------------
Full name(s) of transferor(s):
(Transferor's broker's stamp) --------------------------------------
Affixed at . . . . . . . . . . . . . . on . . . . . . . . . . . . . . . . . .
(place and date of affixing stamp)
------------------------------------------------------------------------------
--
I (or We) hereby transfer the above securities to the transferee(s) named in
Part 2 hereof or to the several transferees named in Part 2 of the Broker's
Transfer Form(s) or Split Transfer Form(s) relating to the above securities.
*I (or We) have no notice of revocation of the power of attorney under which
this transfer is signed.
Signature(s) of transferor(s):
Date(s) signed:
------------------------------------------------------------------------------
--
PART 2
------------------------------------------------------------------------------
--
Transferee's broker hereby certifies: Full name(s) and address(es) of
transferee(s): (a) that the securities set out
in
Part 1 above, having been purchased in the ordinary course of business, are
to be registered in the name(s) of the transferee(s) named in this Part; and
(b) that stamp duty, if payable,
has been or will be paid,
and hereby requests that such
entries be made in the register as are necessary to give effect to this
transfer.
(Transferee's broker's stamp) --------------------------------------
Date of affixing stamp:
------------------------------------------------------------------------------
--
* Delete if not applicable
FORM 2
Section 191
------------------------------------------------------------------------------
--
BROKER'S TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
--
PART 1
------------------------------------------------------------------------------
-- Full name of company or prescribed corporation:
------------------------------------------------------------------------------
-- Description of
securities: Class: If not fully paid,
paid to: Register:
------------------------------------------------------------------------------
--
Quantity: (Words) (Figures)
------------------------------------------------------------------------------
--
Transfer identification number: Transferor's broker hereby
certifies: --------------------------------------
(a) that the Security Transfer Form relating to the securities set out
above has been or will be lodged at
the company's or corporation's office; and Full name(s) of transferor(s):
(b) that stamp duty, if payable,
has been or will be paid.
(Transferor's broker's stamp) --------------------------------------
Affixed at . . . . . . . . . . . . . . on . . . . . . . . . . . . . . . . . .
(place and date of affixing stamp)
------------------------------------------------------------------------------
--
PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferee's broker hereby
certifies:
(a) that the securities set out in Part 1 above, having been purchased in
the ordinary course of business, are
to be registered in the name(s) of the transferee(s) named in this Part; and
(b) that stamp duty, if payable,
has been or will be paid,
and hereby requests that such
entries be made in the register as are necessary to give effect to this
transfer.
(Transferee's broker's stamp) --------------------------------------
Date of affixing stamp:
------------------------------------------------------------------------------
--
FORM 3
Section 191
------------------------------------------------------------------------------
--
SPLIT TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
--
PART 1
------------------------------------------------------------------------------
-- Full name of company or prescribed corporation:
------------------------------------------------------------------------------
-- Description of
securities: Class: If not fully paid,
paid to: Register:
------------------------------------------------------------------------------
--
Quantity: (Words) (Figures)
------------------------------------------------------------------------------
-- Transfer identification number: --------------------------------------
Full name(s) of transferor(s): The (name of prescribed stock
exchange) hereby certifies that the
Security Transfer Form or the Broker's Transfer Form relating to the
securities set out above has been or
will be lodged at the company's or
corporation's office.
(Stock Exchange stamp) --------------------------------------
Affixed at . . . . . . . . . . . . . . on . . . . . . . . . . . . . . . . . .
(place and date of affixing stamp)
------------------------------------------------------------------------------
--
PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferee's broker hereby
certifies:
(a) that the securities set out in Part 1 above, having been purchased in
the ordinary course of business, are
to be registered in the name(s) of the transferee(s) named in this Part; and
(b) that stamp duty, if payable,
has been or will be paid,
and hereby requests that such
entries be made in the register as are necessary to give effect to this
transfer.
(Transferee's broker's stamp) --------------------------------------
Date of affixing stamp:
------------------------------------------------------------------------------
--
FORM 4
Section 191
TRANSFEREE'S ACCEPTANCE
For completion-
(a) by transferee(s) of marketable securities with an uncalled liability,
not being partly paid shares in a no liability company; or
(b) by transferee(s) of rights to marketable securities, where the whole
of the moneys to be subscribed for the marketable securities to which
the rights relate is not payable in full on application and the
securities are not shares in a no liability company.
To
(Name of company or prescribed corporation whose securities are involved)
I (or We)
of ,being
the transferee(s) of
(Quantity and description of securities or rights)
in the abovenamed company or corporation, comprised in the
(Number)
instrument(s) of transfer (or renunciation and transfer) attached, in respect
of which there is an uncalled liability of per unit after
payment of application moneys, if any, and being the person(s) named as
transferee(s) in the Security Transfer Form, Broker's Transfer Form or Split
Transfer Form (or Security Renunciation and Transfer Form, Broker's
Renunciation and Transfer Form or Renunciation and Split Transfer Form)
relating to those securities (or rights), and having attained the age of 18
years, HEREBY AGREE-
(a) to accept the securities (or securities to which those rights relate)
subject to the several terms and conditions upon which the
transferor(s) held them at the time of the transfer of the securities
by the transferor(s) to me (or us) (or upon which the securities were
offered by the company or corporation for subscription); and
(b) to become a member (or members) of the company or corporation and to
be bound by the memorandum and articles or by the constitution of the
company or corporation upon being registered as the holder(s) of the
securities.
* I (or We) have no notice of revocation of the power of attorney under which
this instrument is signed.
Signature(s) of transferee(s)
Dated the
day of
,19 .
------------------------------------------------------------------------------
--
* Delete if not applicable
FORM 5
Section 191
------------------------------------------------------------------------------
--
SECURITY RENUNCIATION AND TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
--
PART 1
------------------------------------------------------------------------------
-- Full name of company or prescribed corporation:
------------------------------------------------------------------------------
--
Description of rights: Register:
------------------------------------------------------------------------------
--
Quantity: (Words) (Figures) Transferor's broker hereby
certifies: --------------------------------------
(a) as to the validity of
documents; and Transfer identification number:
Full name(s) of transferor(s): (b) that stamp duty, if
payable,
has been or will be paid.
(Transferor's broker's stamp) -----------------------------------------
Affixed at . . . . . . . . . . . . . .
on . . . . . . . . . . . . . . . . . . (place and date of affixing stamp)
------------------------------------------------------------------------------
--
I (or We) hereby renounce and transfer the above rights in favour of the
transferee(s) named in Part 2 hereof or to the several transferee(s) named in
Part 2 of the Broker's Renunciation and Transfer Form(s) or Renunciation and
Split Transfer Form(s) relating to the above rights.
* I (or We) have no notice of revocation of the power of attorney under which
this renunciation and transfer is signed.
Signature(s) of transferor(s):
Date(s) signed:
------------------------------------------------------------------------------
--
PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferee's broker hereby
certifies:
(a) that, the rights set out in
Part 1 above having been purchased in
the ordinary course of business, the
marketable securities to which the
rights relate are to be allotted to
the transferee(s) named in this Part;
and
(b) that stamp duty, if payable,
has been or will be paid,
and hereby requests that the
marketable securities be allotted by
the company or corporation to the
transferee(s) and such entries be made in the register as are necessary to
give effect to this renunciation and
transfer.
(Transferee's broker's stamp) -----------------------------------------
Date of affixing stamp:
------------------------------------------------------------------------------
--
* Delete if not applicable
FORM 6
Section 191
------------------------------------------------------------------------------
-- BROKER'S RENUNCIATION AND TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
--
PART 1
------------------------------------------------------------------------------
-- Full name of company or prescribed corporation:
------------------------------------------------------------------------------
--
Description of rights: Register:
------------------------------------------------------------------------------
--
Quantity: (Words) (Figures)
------------------------------------------------------------------------------
-- Transfer identification number: --------------------------------------
Full name(s) of transferor(s): Transferor's broker hereby
certifies:
(a) that the Security Renunciation and Transfer Form relating to the
rights set out above has been or will
be lodged at the company's or
corporation's office; and
(b) that stamp duty, if payable,
has been or will be paid.
(Transferor's broker's stamp) --------------------------------------
Affixed at . . . . . . . . . . . . . .
on . . . . . . . . . . . . . . . . . . (place and date of affixing stamp)
------------------------------------------------------------------------------
--
PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferee's broker hereby
certifies:
(a) that, the rights set out in
Part 1 above having been purchased in
the ordinary course of business, the
marketable securities to which the
rights relate are to be allotted to
the transferee(s) named in this Part;
and
(b) that stamp duty, if payable,
has been or will be paid,
and hereby requests that the
marketable securities be allotted by
the company or corporation to the
transferee(s) and such entries be made in the register as are necessary to
give effect to this renunciation and
transfer.
(Transferee's broker's stamp) --------------------------------------
Date of affixing stamp:
------------------------------------------------------------------------------
--
FORM 7
Section 191
------------------------------------------------------------------------------
-- RENUNCIATION AND SPLIT TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
--
PART 1
------------------------------------------------------------------------------
-- Full name of company or prescribed corporation:
------------------------------------------------------------------------------
--
Description of rights: Register:
------------------------------------------------------------------------------
--
Quantity: (Words) (Figures)
------------------------------------------------------------------------------
-- Transfer identification number: --------------------------------------
Full name(s) of transferor(s): The (name of prescribed stock
exchange) hereby certifies that the
Security Renunciation and Transfer
Form or the Broker's Renunciation and
Transfer Form relating to the rights
set out above has been or will be
lodged at the company's or
corporation's office.
(Stock Exchange stamp)
--------------------------------------
Affixed at . . . . . . . . . . . . . .
on . . . . . . . . . . . . . . . . . . (place and date of affixing stamp)
------------------------------------------------------------------------------
--
PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferee's broker hereby
certifies:
(a) that, the rights set out in
Part 1 above having been purchased in
the ordinary course of business, the
marketable securities to which the
rights relate are to be allotted to
the transferee(s) named in this Part;
and
(b) that stamp duty, if payable,
has been or will be paid,
and hereby requests that the
marketable securities be allotted by
the company or corporation to the
transferee(s) and such entries be made in the register as are necessary to
give effect to this renunciation and
transfer.
(Transferee's broker's stamp) --------------------------------------
Date of affixing stamp:
------------------------------------------------------------------------------
--
FORM 8
Section 192
------------------------------------------------------------------------------
--
TRUSTEE TRANSFER FORM MARKING STAMP
------------------------------------------------------------------------------
--
PART 1
------------------------------------------------------------------------------
-- Full name of company or prescribed corporation:
------------------------------------------------------------------------------
-- Description of
securities: Class: If not fully paid,
paid to: Register:
------------------------------------------------------------------------------
--
Quantity: (Words) (Figures)
------------------------------------------------------------------------------
-- Transfer identification number, where appropriate:
------------------------------------------------------------------------------
-- Full name(s) of transferor(s):
------------------------------------------------------------------------------
--
PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferor hereby certifies that
the
securities set out in Part 1 above are to be registered in the name(s) of the
transferee(s) named in this Part,
being the person(s) for or on whose
behalf the transferor held them,
either alone or together with another
person or other persons, in the
ordinary course of business
immediately before the execution of
this transfer, and hereby requests
that such entries be made in the
register as are necessary to give
effect to this transfer.
------------------------------------------------------------------------------
--
I (or We) hereby transfer the above securities to the transferee(s) named in
Part 2 hereof.
Execution by the transferor(s):
Date of execution:
FORM 9
Section 192
TRANSFEREE'S ACCEPTANCE
For completion-
by transferee(s) of marketable securities with an uncalled liability, not
being partly paid shares in a no liability company, where the securities are
transferred by an authorized trustee corporation, either alone or together
with another person or other persons, to the person(s) for or on behalf of
whom the corporation held them, either alone or together with that other
person or those other persons, in the ordinary course of its business
immediately before the execution of this transfer.
To:
(Name of company or prescribed corporation whose securities are involved)
I (or We)
of ,
being the transferee(s) of
(Quantity and description of securities)
comprised in the instrument(s) of transfer
attached
(Number)
each paid to in the abovenamed company or corporation and being
the person(s) named as the transferee(s) in the Trustee Transfer Form relating
to those securities and having attained the age of 18 years, HEREBY AGREE to
accept the securities subject to the several terms and conditions on which the
transferor held them at the time of the transfer of the securities by the
transferor to me (or us) and further agree to become a member (or members) of
the company or corporation and to be bound by the memorandum and articles or
by the constitution of the company or corporation upon being registered as the
holder(s) of the securities.
Signature(s) of transferee(s):
Dated the day of , 19 .
FORM 10
Section 192
------------------------------------------------------------------------------
--
TRUSTEE RENUNCIATION AND TRANSFER FORM
------------------------------------------------------------------------------
--
PART 1
------------------------------------------------------------------------------
-- Full name of company or prescribed corporation:
------------------------------------------------------------------------------
--
Description of rights: Register:
------------------------------------------------------------------------------
--
Quantity: (Words) (Figures)
------------------------------------------------------------------------------
-- Transfer identification number, where appropriate:
------------------------------------------------------------------------------
-- Full name(s) of transferor(s):
------------------------------------------------------------------------------
--
PART 2
------------------------------------------------------------------------------
-- Full name(s) and address(es) of
transferee(s): Transferor hereby certifies that,
the
rights set out in Part 1 above having
been transferred to the person(s) for
or on whose behalf the transferor held them, either alone or together with
another person or other persons, in
the ordinary course of business
immediately before the transfer, the
marketable securities to which the
rights relate are to be allotted to
the transferee(s) named in this Part,
and hereby requests that the
marketable securities be allotted by
the company or corporation to the
transferee(s) and that such entries be made in the register as are necessary
to give effect to this renunciation
and transfer.
------------------------------------------------------------------------------
--
I (or We) hereby renounce and transfer the above rights in favour of the
transferee(s) named in Part 2 hereof.
Execution by the transferor(s):
Date of execution:
FORM 11
Section 192
TRANSFEREE'S ACCEPTANCE
For completion-
by persons to whom rights to marketable securities are transferred by an
authorized trustee corporation, either alone or together with another person
or other persons, where the whole of moneys to be subscribed for marketable
securities to which the rights relate is not payable in full on application,
the securities are not shares in a no liability company and the rights were
held for or on behalf of the person(s) by the transferor(s).
To:
(Name of company or prescribed corporation whose securities are involved)
I (or We)
of ,
being the transferee(s) of
(Quantity and description of rights)
comprised in the instrument(s) of renunciation and transfer
attached,
(Number) to securities in respect of which there is an uncalled liability of
per unit after the payment of application moneys, if any, and being the
person(s) named as transferee(s) in the Trustee Renunciation and Transfer Form
and having attained the age of 18 years, HEREBY AGREE to accept the securities
to which the rights relate subject to the several terms and conditions upon
which the securities were offered by the company or corporation for
subscription and I (or we) hereby agree to become a member (or members) of the
company or corporation and to be bound by the memorandum and articles or by
the constitution of the company or corporation upon being registered as the
holder(s) of the securities.
Signature(s) of transferee(s):
Dated the day of , 19 .
----------------
AustLII: Copyright Policy
| Disclaimers
| Privacy Policy
| Feedback