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This is a Bill, not an Act. For current law, see the Acts databases.
New South Wales Government Information (Public Access) Bill 2009 Explanatory note This explanatory note relates to this Bill as introduced into Parliament. The Government Information (Information Commissioner) Bill 2009 and the Government Information (Public Access) (Consequential Amendments and Repeal) Bill 2009 are cognate with this Bill. Overview of Bill The object of this Bill is to provide for access to be given to government information on the basis of a presumption in favour of the disclosure of government information unless there is an overriding public interest against disclosure. Principal features of the new arrangements for access to government information are as follows: (a) mandatory proactive release of certain government information (open access information) is required and proactive release of other government information is authorised, (b) informal release of government information in response to an informal request is also authorised, (c) a formal access application will be able to be made for access to government information and there will be a legally enforceable right to be provided with b2009-025-20.d31 Government Information (Public Access) Bill 2009 Explanatory note access to government information pursuant to the access application process provided by the Bill, (d) access will not be provided to government information if there is an overriding public interest against disclosure (that is, if there are public interest considerations against disclosure and, on balance, those considerations outweigh the public interest considerations in favour of disclosure), (e) the Bill limits the public interest considerations that can be taken into account as public interest considerations against disclosure of information and provides that there is a general public interest in favour of the disclosure of government information, (f) the Bill provides that for certain government information (such as Cabinet information) it is to be conclusively presumed that there is an overriding public interest against disclosure, (g) agency decisions about access applications are reviewable by a process of internal review, review by the Information Commissioner (to be appointed under the Government Information (Information Commissioner) Bill 2009) and review by the Administrative Decisions Tribunal. The Bill replaces the Freedom of Information Act 1989, which is repealed by the Government Information (Public Access) (Consequential Amendments and Repeal) Bill 2009. Outline of provisions Part 1 Preliminary Clause 1 sets out the name (also called the short title) of the proposed Act. Clause 2 provides for the commencement of the proposed Act on a day or days to be appointed by proclamation. Clause 3 states the object of the proposed Act, requires that the proposed Act be interpreted and applied so as to further that object and requires the discretions conferred by the proposed Act to be exercised so as to facilitate and encourage access to government information. Clause 4 contains definitions of key terms used in the proposed Act. Schedule 4 contains other definitions. The clause defines government information to mean information contained in a record held by an agency. Explanatory note page 2 Government Information (Public Access) Bill 2009 Explanatory note Part 2 Open government information--general principles Division 1 Ways of accessing government information Clause 5 provides that there is a presumption in favour of the disclosure of government information, unless there is an overriding public interest against disclosure. Clause 6 requires an agency to make the government information that is its open access information publicly available, unless there is an overriding public interest against disclosure of the information. Clause 7 authorises an agency to make any government information held by the agency publicly available, unless there is an overriding public interest against disclosure of the information. Clause 8 authorises an agency to release government information held by it to a person in response to an informal request by the person (that is, a request that is not an access application), unless there is an overriding public interest against disclosure of the information. Clause 9 provides that a person who makes an access application for government information has a legally enforceable right to be provided with access to the information in accordance with Part 4 (Access applications) of the proposed Act, unless there is an overriding public interest against disclosure of the information. Clause 10 provides that the proposed Act is not intended to prevent or discourage the publication or giving of access to government information as permitted or required by or under any other Act or law and does not affect the operation of any other Act or law that requires government information to be made available to the public or that enables a member of the public to obtain access to government information. Clause 11 provides for the proposed Act to override a provision of any other Act or statutory rule that prohibits the disclosure of information, other than a provision of a law listed in Schedule 1 as an overriding secrecy law (for which it is to be conclusively presumed that there is an overriding public interest against disclosure). Division 2 Public interest considerations Clause 12 provides that there is no limit on the public interest considerations in favour of the disclosure of government information that may be taken into account for the purpose of determining whether there is an overriding public interest against disclosure of government information, and that there is a general public interest in favour of the disclosure of government information. Clause 13 provides that there is an overriding public interest against disclosure of government information if (and only if) there are public interest considerations against disclosure and, on balance, those considerations outweigh the public interest considerations in favour of disclosure. Explanatory note page 3 Government Information (Public Access) Bill 2009 Explanatory note Clause 14 provides that it is to be conclusively presumed that there is an overriding public interest against disclosure of any of the government information described in Schedule 1. It also provides that the public interest considerations listed in the Table to the clause are the only other considerations that may be taken into account as public interest considerations against disclosure for the purpose of determining whether there is an overriding public interest against disclosure of government information. Clause 15 states the general principles that are to apply to a determination as to whether there is an overriding public interest against disclosure of government information. Division 3 Assistance and oversight Clause 16 requires an agency to provide advice and assistance, so far as it would be reasonable to expect the agency to do so, to a person who requests or proposes to request access to government information. Clause 17 provides for the general functions of the Information Commissioner in connection with the operation of the proposed Act. Part 3 Open access information Division 1 Preliminary Clause 18 lists the government information held by an agency that is to be the agency's open access information and that is required to be made publicly available by the agency under clause 6 (Mandatory proactive release of certain government information). Open access information includes the agency's current publication guide, its policy documents, its disclosure log of access applications and its register of government contracts with the private sector. Clause 19 provides that Part 3 does not apply to an agency in respect of any functions of the agency listed in Schedule 2 (Excluded information of particular agencies). Division 2 Publication guides Clause 20 requires each agency to have a publication guide. Clause 21 requires an agency to adopt its first publication guide within 6 months after the commencement of the proposed section and review its publication guide and adopt a new publication guide at intervals of not more than 12 months. Clause 22 requires an agency to notify (and, if required, consult with) the Information Commissioner before adopting or amending a publication guide, and authorises the Information Commissioner to develop guidelines and model publication guides for the assistance of agencies in connection with publication guides. Explanatory note page 4 Government Information (Public Access) Bill 2009 Explanatory note Division 3 Policy documents Clause 23 contains a definition of an agency's policy documents. Clause 24 deals with the effect of an agency's policy documents not being publicly available when required. Division 4 Disclosure log of access applications Clause 25 requires each agency to keep a record (called its disclosure log) that records details of access applications that an agency decided by providing access to information applied for. Clause 26 lists the information that is to be recorded in a disclosure log. Division 5 Government contracts with private sector Clause 27 requires each agency to keep a register (its government contracts register) of government contracts with the private sector that records information about each government contract to which the agency is a party that has (or is likely to have) a value of $150,000 or more (class 1 contracts). Clause 28 provides for how the value of a contract is to be determined. Clause 29 lists the details to be included in the government contracts register for class 1 contracts. Clause 30 requires further details to be included in the government contracts register for certain significant contracts (class 2 contracts). Clause 31 provides that a copy of the contract must be included in the government contracts register, if it is a class 2 contract that has (or is likely to have) a value of $5 million or more (a class 3 contract). Clause 32 provides that commercial-in-confidence information and certain other confidential information is not required to be included in the government contracts register. Clause 33 requires particulars in the government contracts register to be amended to reflect any material variation made to a contract that would affect the particulars that are required to be included in the register. Clause 34 provides for the minimum period for which information in an agency's government contracts register must be made publicly available as open access information. Clause 35 provides for the publication of an agency's government contracts register on the NSW Government tenders website. Clause 36 requires an agency to obtain the opinion of the Chairperson of the State Contracts Control Board in relation to any disagreement between a party to a government contract and the agency as to the way in which the agency has interpreted its obligations under the proposed Division. Explanatory note page 5 Government Information (Public Access) Bill 2009 Explanatory note Clause 37 limits the information that is required to be included in an agency's government contracts register to information that the agency holds or that it is reasonably practical for the agency to obtain. Clause 38 provides that the proposed Division does not apply to a government contract entered into by the Department of State and Regional Development that involves the provision of industry support. Clause 39 provides that a State owned corporation or a subsidiary of a State owned corporation is not required to include any details of a government contract in its government contracts register if the contract is entered into in the course of activities engaged in by the corporation or subsidiary in a market in which it is in competition with any other person. Clause 40 provides that the proposed Division does not require Landcom to include any details of a government contract in its government contracts register, if the contract is a contract for the sale of land. Part 4 Access applications Division 1 Making an access application Clause 41 lists the formal requirements for a valid access application for government information. Clause 42 permits an applicant to include other information in an access application. Clause 43 prevents an access application being made to an agency for access to government information that is excluded information of the agency (ie information relating to a function of the agency specified in Schedule 2). Division 2 Transfer, amendment or withdrawal of access applications Clause 44 authorises an agency that receives an access application to transfer the application to another agency either by agency-initiated transfer or by applicant-initiated transfer. Clause 45 requires the consent of the other agency for an agency-initiated transfer of an access application to another agency and provides for the circumstances in which such a transfer is permitted. Clause 46 requires the agreement of the applicant and the agency to which the application was made to an applicant-initiated transfer of an access application to another agency and requires that it appear that the information relates more closely to the functions of the other agency. Clause 47 requires an agency that transfers an application to give notice of the transfer to the applicant. Clause 48 provides for the effect of the transfer of an access application. Explanatory note page 6 Government Information (Public Access) Bill 2009 Explanatory note Clause 49 provides for the circumstances in which an applicant is permitted to amend their access application. Clause 50 allows an applicant to withdraw an access application. Division 3 Process for dealing with access applications Clause 51 requires an agency to decide whether an access application that it receives is a valid access application and to notify the applicant of its decision. Clause 52 deals with how an invalid access application can be validated and the obligations that an agency has to assist an applicant to make a valid access application. Clause 53 limits the obligation of an agency to provide access to government information in response to an access application to information held by the agency when the application is received. An agency is required to undertake such reasonable searches as may be necessary to find any of the government information applied for that was held by the agency when the application was received. Clause 54 requires an agency to consult with a person before providing access to information in response to an access application, if it appears that the person may reasonably be expected to have concerns about the disclosure of the information and that those concerns may reasonably be expected to be relevant to the question of whether there is a public interest consideration against disclosure of the information. Clause 55 authorises an agency, in determining whether there is an overriding public interest against disclosure of information in response to an access application, to consider personal factors of the application (such as the applicant's identity and relationship with other persons) as factors in favour of providing the applicant with access to the information. Clause 56 provides for an access applicant to request that all or specified information concerning their application not be made publicly available in the agency's disclosure log. Division 4 Deciding access applications Clause 57 requires an agency to decide an access application and notify the applicant of the decision within 20 working days after the agency receives the application, subject to a limited right of the agency to extend this period by up to 15 working days. Clause 58 deals with the various ways in which an agency can decide an access application. Clause 59 provides for when an agency can decide that information is already available to an access applicant. Clause 60 sets out the reasons for which an agency can decide to refuse to deal with an access application. Clause 61 requires an agency to provide reasons for its decision to refuse to provide access to information. Explanatory note page 7 Government Information (Public Access) Bill 2009 Explanatory note Clause 62 requires an agency to include in a notice of its decision to provide access to information any processing charges that are payable and how those charges have been calculated. Clause 63 provides that if an agency does not decide an access application within time, the agency is deemed to have decided to refuse to deal with the application. Division 5 Processing charges and advance deposits Clause 64 allows an agency to impose a processing charge for dealing with an access application at a rate of $30 per hour for each hour of processing time. Clause 65 provides for a 50% reduction in the processing charge payable by an applicant suffering financial hardship. Clause 66 provides for a 50% reduction in the processing charge payable by an applicant, if the agency is satisfied that the information applied for is of special benefit to the public generally. Clause 67 provides that an agency cannot impose a processing charge for the first 20 hours of processing time if an access application is made for personal information about the applicant. Clause 68 allows an agency to require an applicant to make an advance payment of a processing charge (an advance deposit). Clause 69 limits the advance deposit that can be required from an applicant to 50% of the estimated total processing charge for dealing with the application. Clause 70 allows an agency to refuse to deal further with an access application if the applicant does not pay the advance deposit within the required time. Clause 71 provides for a refund to be made to an applicant of any amount paid as an advance deposit that exceeds the total processing charges payable for dealing with the application. Division 6 How access is provided Clause 72 sets out the ways in which access to government information can be provided. Clause 73 prevents an agency from imposing any conditions on the use or disclosure of information when the agency provides access to the information. Clause 74 allows an agency to delete from a copy of a record to which access is to be provided information that the agency refuses to provide access to or information that is not relevant to the application. Clause 75 allows an agency to provide access to information by creating a new record of that information. Clause 76 provides that an agency may provide access to information that is in addition to the information applied for. Explanatory note page 8 Government Information (Public Access) Bill 2009 Explanatory note Clause 77 provides that an entitlement to access to information granted pursuant to an access application must be exercised within 6 months (or a longer period allowed by the agency). Clause 78 deals with when an agency may defer providing access to information. Clause 79 provides that an agency does not have to comply with a subpoena or other court order to produce a document to a person if that document has already been provided to the person in response to an access application by that person. Part 5 Review of decisions Division 1 Reviewable decisions Clause 80 sets out the decisions of an agency in respect of an access application that are reviewable decisions. Clause 81 provides that the review period within which a person may apply for a review of a reviewable decision when more than one reviewable decision is made on an access application and those decisions are made at different times is extended to the end of the review period for the last of those decisions. Division 2 Internal review by agency Clause 82 gives a person aggrieved by a reviewable decision the right to apply for a review (an internal review) of the decision by the agency that made the decision. Clause 83 provides that an aggrieved person must apply for an internal review within 20 days of being notified of the decision, unless the agency agrees to accept the application out of time. Clause 84 provides that an internal review is done by a person in the agency, who is not less senior than the person who made the original decision, making a new decision. Clause 85 provides that a $40 fee is payable for an internal review. Clause 86 requires an agency to conduct an internal review and notify the applicant of its decision within 15 working days after the agency receives the application, subject to a limited right of the agency to extend this period by up to 10 working days. Clause 87 provides that there is no processing charge for an internal review. Clause 88 provides that there cannot be an internal review of a decision made on the internal review of a reviewable decision. Division 3 Review by Information Commissioner Clause 89 gives a person aggrieved by a reviewable decision the right to apply for a review of the decision by the Information Commissioner. Clause 90 requires a person to apply for a review of the decision by the Information Commissioner within 8 weeks after being notified of the reviewable decision. Explanatory note page 9 Government Information (Public Access) Bill 2009 Explanatory note Clause 91 provides that the Information Commissioner must not, while conducting a review under the proposed Division, disclose any information for which there is an overriding public interest against disclosure. Clause 92 provides that, after conducting a review, the Information Commissioner may make recommendations to the agency concerned about the decision. Clause 93 provides that, after conducting a review, the Information Commissioner may recommend that the agency reconsider its original decision and make a new decision. Clause 94 provides that, after conducting a review, the Information Commissioner may make a recommendation against a decision of an agency that there is an overriding public interest against disclosure. Clause 95 provides that, after conducting a review, the Information Commissioner may make recommendations to the agency concerned about its procedures for dealing with access applications. Clause 96 provides for the circumstances in which the Information Commissioner may refuse to review a decision. Clause 97 places the onus on an agency to justify its decision in any review by the Information Commissioner, unless the review is of a decision to provide access to information, in which case the onus is on the applicant to establish that there is an overriding public interest against disclosure. Clause 98 provides that a matter is not to be the subject of review by the Information Commissioner while it is or has been the subject of proceedings before the Administrative Decisions Tribunal (the ADT). Clause 99 provides that the Information Commissioner may refer a decision that is subject to a review under the proposed Division to the ADT with the consent of the applicant for review. Division 4 Review by Administrative Decisions Tribunal Clause 100 gives a person aggrieved by a reviewable decision the right to apply for a review of the decision by the ADT (an ADT review), whether or not the decision has been internally reviewed or reviewed by the Information Commissioner. Clause 101 requires a person to apply for a review of the decision by the ADT within 8 weeks after being notified of the reviewable decision, or if the decision has been reviewed by the Information Commissioner, within 4 weeks after being notified of the Information Commissioner's decision, whichever gives the longer period to apply. Clause 102 provides that the procedures for internal review in the Administrative Decisions Tribunal Act 1997 do not apply to reviewable decisions under the proposed Act. Clause 103 provides that certain provisions of the Administrative Decisions Tribunal Act 1997 do not apply to an application for ADT review. Explanatory note page 10 Government Information (Public Access) Bill 2009 Explanatory note Clause 104 gives the Information Commissioner, and any person who could be aggrieved by a decision of the ADT, a right to appear and be heard in proceedings before the ADT in relation to ADT reviews. Clause 105 places the onus on an agency to justify its decision in any ADT review, unless the review is of a decision to provide access to information, in which case the onus is on the applicant to establish that there is an overriding public interest against disclosure. Clause 106 sets out the procedure to be followed for ADT reviews of decisions that relate to Cabinet or Executive Council information. Clause 107 provides that the ADT must not disclose any information for which there is an overriding public interest against disclosure and must conduct ADT reviews in private if necessary to prevent disclosure of such information. Clause 108 provides that the ADT may make an order giving an agency more time to deal with an access application that is subject to ADT review, if the decision is a decision that was deemed to be a refusal to provide access to information because the agency did not make the decision within time. Clause 109 provides that the ADT may refuse to review a decision, if satisfied that the application for review is frivolous, vexatious, misconceived or lacking in substance. Clause 110 provides that the ADT may make a restraint order against a person who repeatedly makes access applications that lack merit. A person against whom a restraint order is made is prevented from making an access application without the approval of the ADT. Clause 111 provides that the ADT may refer any matter to the Information Commissioner that the ADT considers is indicative of a systemic issue in relation to the determination of access applications by a particular agency or agencies generally. Clause 112 provides that if the ADT is of the opinion that an officer of an agency has failed to exercise in good faith his or her functions under the proposed Act, the ADT must bring the matter to the attention of the Minister responsible for the agency. Part 6 Protections and offences Division 1 Protections Clause 113 provides that an action for defamation or breach of confidence cannot be brought against the Crown, an agency or an officer of an agency in respect of a decision to disclose government information, if the person who made the decision believed in good faith that the proposed Act permitted or required the decision to be made. Clause 114 provides that a person (and any other person concerned) who makes a decision to disclose government information is not guilty of an offence under the proposed Act, if the person believed in good faith that the proposed Act permitted or required the decision to be made. Explanatory note page 11 Government Information (Public Access) Bill 2009 Explanatory note Clause 115 protects persons involved in the administration of the proposed Act acting in good faith from personal liability. Division 2 Offences Clause 116 provides that an officer of an agency who makes a reviewable decision knowing it is contrary to the requirements of the proposed Act is guilty of an offence, which has a maximum penalty of 100 penalty units (currently $11,000). Clause 117 provides that a person who directs an officer of an agency to make a reviewable decision that the person knows is not required or permitted under the proposed Act or who directs an officer to act in a manner that the person knows is contrary to the requirements of the proposed Act is guilty of an offence, which has a maximum penalty of 100 penalty units (currently $11,000). Clause 118 provides that a person who influences an officer of an agency to make a reviewable decision that the person knows is not required or permitted under the proposed Act is guilty of an offence, which has a maximum penalty of 100 penalty units (currently $11,000). Clause 119 provides that a person who knowingly misleads or deceives an officer of an agency for the purpose of gaining access to government information is guilty of an offence, which has a maximum penalty of 100 penalty units (currently $11,000). Clause 120 provides that a person who destroys, conceals or alters government information for the purpose of preventing the disclosure of the information as authorised or required under the proposed Act is guilty of an offence, which has a maximum penalty of 100 penalty units (currently $11,000). Part 7 Miscellaneous Clause 121 requires government contracts with the private sector to include provision that will give the contracting agency an immediate right of access to certain information in the records of the private sector contractor, so as to include that information as information held by the agency for the purposes of an access application. Clause 122 provides that the proposed Act binds the State and all other Australian jurisdictions. Clause 123 provides that the proposed Act does not affect the operation of the State Records Act 1998. Clause 124 limits the powers of the Ombudsman under the Ombudsman Act 1974 so that the powers do not extend to investigating the conduct of any person or body in relation to a decision that is reviewable under the proposed Act. Clause 125 sets out the requirements for agencies, Ministers and the Minister administering the proposed Act to prepare and submit annual reports about their obligations under the proposed Act. Clause 126 sets out the notice requirements for agencies under the proposed Act. Explanatory note page 12 Government Information (Public Access) Bill 2009 Explanatory note Clause 127 enables an agency to waive, reduce or refund any fee or charge payable under the proposed Act. Clause 128 provides that proceedings for offences against the proposed Act or the regulations are to be dealt with summarily before a Local Court and may only be taken by or with the authority of the Director of Public Prosecutions or the Attorney General. Clause 129 is a regulation-making power. Clause 130 provides for the review of the proposed Act after 5 years. Clause 131 provides that the Joint Committee to be established under the Government Information (Information Commissioner) Bill 2009 is to review Schedules 1 and 2 and the Table to clause 14 in consultation with the Information Commissioner. Clause 132 provides that the Regulation set out in Schedule 5 is taken to be a regulation made under the proposed Act, and deals with the operation of the statutory rule making process and staged repeal process in respect of the Regulation. Schedule 1 Information for which there is conclusive presumption of overriding public interest against disclosure Schedule 1 describes the information for which there is a conclusive presumption of an overriding public interest against disclosure, including information the disclosure of which is prohibited by an overriding secrecy law, Cabinet and Executive Council information, information protected by legal professional privilege and documents affecting law enforcement and public safety. Schedule 2 Excluded information of particular agencies Schedule 2 lists government information for which an access application cannot be made, including judicial and prosecutorial information and complaints handling and investigative information. Schedule 3 Savings, transitional and other provisions Part 1 of Schedule 3 to the proposed Act provides for the making of savings and transitional regulations consequent on the enactment of the proposed Act and the proposed Government Information (Information Commissioner) Act 2009 and Government Information (Public Access) (Consequential Amendments and Repeal) Act 2009. Explanatory note page 13 Government Information (Public Access) Bill 2009 Explanatory note Part 2 of Schedule 3 contains savings and transitional provisions consequent on the enactment of the proposed Act and the repeal of the Freedom of Information Act 1989 by the proposed Government Information (Public Access) (Consequential Amendments and Repeal) Act 2009. Schedule 4 Interpretative provisions Schedule 4 contains definitions of terms used in the proposed Act and other interpretative provisions. Schedule 5 Government Information (Public Access) Regulation 2009 Schedule 5 contains a proposed regulation that is taken to be made under the proposed Act. The Regulation prescribes additional information as open access information of local authorities and imposes additional requirements on local authorities concerning the providing of access to open access information. Explanatory note page 14 First print New South Wales Government Information (Public Access) Bill 2009 Contents Page Part 1 Preliminary 1 Name of Act 2 2 Commencement 2 3 Object of Act 2 4 Interpretation 2 Part 2 Open government information--general principles Division 1 Ways of accessing government information 5 Presumption in favour of disclosure of government information 4 6 Mandatory proactive release of certain government information 4 7 Authorised proactive release of government information 4 8 Informal release of government information 5 9 Access applications 6 b2009-025-20.d31 Government Information (Public Access) Bill 2009 Contents Page 10 Disclosure and access under other laws 6 11 Act overrides secrecy provisions in other legislation 6 Division 2 Public interest considerations 12 Public interest considerations in favour of disclosure 6 13 Public interest test 7 14 Public interest considerations against disclosure 7 15 Principles that apply to public interest determination 10 Division 3 Assistance and oversight 16 Agencies to provide advice and assistance 10 17 Role of Information Commissioner 11 Part 3 Open access information Division 1 Preliminary 18 What constitutes open access information 12 19 Excluded functions of particular agencies 12 Division 2 Publication guides 20 Agencies must have publication guide 12 21 Adoption and review of publication guide 13 22 Role of Information Commissioner 13 Division 3 Policy documents 23 What constitutes an agency's policy documents 13 24 Effect of policy documents not being publicly available 14 Division 4 Disclosure log of access applications 25 Requirement for disclosure log 14 26 Required information about access applications 14 Division 5 Government contracts with private sector 27 Register of government contracts valued at $150,000 or more 15 28 Value of contract 15 29 Information to be entered in register--class 1 contracts 16 30 Additional information for class 2 contracts 16 31 Register to include copy of class 3 contract 17 32 Confidential information not required to be included in register 18 33 Variations to contracts 18 34 Minimum public access period for information on register 18 35 Register to be published on Government tenders website 19 Contents page 2 Government Information (Public Access) Bill 2009 Contents Page 36 Disputes 19 37 Agency obligation to find information 19 38 Exception for industry support contracts 20 39 Exception for SOCs--competitive neutrality 20 40 Exception for Landcom--contracts for sale of land 20 Part 4 Access applications Division 1 Making an access application 41 How to make an access application 21 42 Inclusion of additional information in applications 21 43 Access application cannot be made for excluded information 22 Division 2 Transfer, amendment or withdrawal of access applications 44 Ways in which applications can be transferred 22 45 Agency-initiated transfer 22 46 Applicant-initiated transfer 22 47 Notice of transfer of application 23 48 Effect of transfer of application 23 49 Amendment of application 23 50 Withdrawal of application 24 Division 3 Process for dealing with access applications 51 Initial decision as to validity of application 24 52 Agency assistance with invalid applications 25 53 Searches for information held by agency 26 54 Consultation on public interest considerations 26 55 Consideration of personal factors of application 27 56 Applicant can object to inclusion in disclosure log 28 Division 4 Deciding access applications 57 Required period for deciding application 29 58 How applications are decided 30 59 Decision that information already available to applicant 31 60 Decision to refuse to deal with application 31 61 Notice of decision to refuse to provide access 32 62 Notice of processing charges 32 63 Deemed refusal if application not decided within time 32 Division 5 Processing charges and advance deposits 64 Processing charge for dealing with access application 33 65 Discounted processing charge--financial hardship 33 Contents page 3 Government Information (Public Access) Bill 2009 Contents Page 66 Discounted processing charge--special public benefit 34 67 Waiver of processing charge for personal information application 34 68 Advance deposit for payment of processing charge 34 69 Maximum advance deposit 35 70 Result of failing to pay advance deposit 35 71 Refund of advance deposit 36 Division 6 How access is provided 72 Forms of access 36 73 Access to be unconditional 37 74 Deletion of information from copy of record to be accessed 37 75 Providing access by creating new record 37 76 Providing access to information not applied for 38 77 Period within which access rights must be exercised 38 78 Deferral of access 38 79 Provision of information subject to subpoena 39 Part 5 Review of decisions Division 1 Reviewable decisions 80 Which decisions are reviewable decisions 40 81 Extended review period where more than one decision made 40 Division 2 Internal review by agency 82 Right of internal review 41 83 Time within which internal review can be applied for 41 84 Conduct of internal review 41 85 Fee for internal review 42 86 Required period for determination of internal review 42 87 No processing charges for internal review 42 88 No internal review of decision on internal review 42 Division 3 Review by Information Commissioner 89 Right to have decision reviewed by Information Commissioner 43 90 Time limit for applying for review by Information Commissioner 43 91 Disclosure of public interest information 43 92 Recommendations on review 43 93 Recommendation for reconsideration of matter by agency 43 94 Recommendation as to public interest against disclosure 44 Contents page 4 Government Information (Public Access) Bill 2009 Contents Page 95 Recommendation as to general procedure of agency 44 96 Information Commissioner may refuse to review decision 44 97 Onus on agency to justify decisions 45 98 No review of decisions reviewed by ADT 45 99 Referral of agency decision to ADT 45 Division 4 Review by Administrative Decisions Tribunal 100 Review of decision by ADT 45 101 Time for applying for ADT review 46 102 No internal review under ADT Act 46 103 Operation of other ADT Act provisions 46 104 Right of appearance before ADT 47 105 Onus on agency to justify decisions 47 106 Decisions about Cabinet and Executive Council information 47 107 Procedure for dealing with public interest considerations 48 108 Delayed decisions 48 109 ADT may refuse to review decision 49 110 Orders to restrain making of unmeritorious access applications 49 111 Referral of systemic issues to Information Commissioner 50 112 Report on improper conduct 50 Part 6 Protections and offences Division 1 Protections 113 Protection in respect of actions for defamation or breach of confidence 51 114 Protection in respect of certain criminal actions 51 115 Personal liability 51 Division 2 Offences 116 Offence of acting unlawfully 52 117 Offence of directing unlawful action 52 118 Offence of improperly influencing decision on access application 52 119 Offence of unlawful access 52 120 Offence of concealing or destroying government information 52 Part 7 Miscellaneous 121 Provision of information by private sector contractors 53 122 Act binds the Crown 53 123 State Records Act not affected 53 124 Powers of Ombudsman 54 Contents page 5 Government Information (Public Access) Bill 2009 Contents Page 125 Reports to Parliament 54 126 Requirements for notices given by agencies 55 127 Waiver, reduction or refund of fees and charges 55 128 Nature of proceedings for offences 55 129 Regulations 55 130 Review of Act 56 131 Review of public interest provisions by Joint Committee 56 132 Government Information (Public Access) Regulation 2009 57 Schedule 1 Information for which there is conclusive presumption of overriding public interest against disclosure 58 Schedule 2 Excluded information of particular agencies 65 Schedule 3 Savings, transitional and other provisions 68 Schedule 4 Interpretative provisions 70 Schedule 5 Government Information (Public Access) Regulation 2009 79 Contents page 6 New South Wales Government Information (Public Access) Bill 2009 No , 2009 A Bill for An Act to facilitate public access to government information. See also the Government Information (Information Commissioner) Bill 2009 and the Government Information (Public Access) (Consequential Amendments and Repeal) Bill 2009. Clause 1 Government Information (Public Access) Bill 2009 Part 1 Preliminary The Legislature of New South Wales enacts: 1 Part 1 Preliminary 2 1 Name of Act 3 This Act is the Government Information (Public Access) Act 2009. 4 2 Commencement 5 This Act commences on a day or days to be appointed by proclamation. 6 3 Object of Act 7 (1) In order to maintain and advance a system of responsible and 8 representative democratic Government that is open, accountable, fair 9 and effective, the object of this Act is to open government information 10 to the public by: 11 (a) authorising and encouraging the proactive public release of 12 government information by agencies, and 13 (b) giving members of the public an enforceable right to access 14 government information, and 15 (c) providing that access to government information is restricted 16 only when there is an overriding public interest against 17 disclosure. 18 (2) It is the intention of Parliament: 19 (a) that this Act be interpreted and applied so as to further the object 20 of this Act, and 21 (b) that the discretions conferred by this Act be exercised, as far as 22 possible, so as to facilitate and encourage, promptly and at the 23 lowest reasonable cost, access to government information. 24 4 Interpretation 25 (1) Key definitions 26 In this Act: 27 access application means an application for access to government 28 information under Part 4 that is a valid access application under that 29 Part. 30 agency means any of the following: 31 (a) a Government Department, 32 (b) a Minister (including a Minister's personal staff), 33 (c) a public authority, 34 Page 2 Government Information (Public Access) Bill 2009 Clause 4 Preliminary Part 1 (d) a public office, 1 (e) a local authority, 2 (f) a court, 3 (g) a person or entity that is an agency pursuant to regulations under 4 clause 5 of Schedule 4. 5 Note. Schedule 4 contains definitions of Government Department, public 6 authority, local authority, public office and court. The Information 7 Commissioner publishes a list of agencies and their contact details. 8 government information means information contained in a record held 9 by an agency. 10 (2) Other interpretative provisions 11 Expressions used in this Act that are defined in Schedule 4 have the 12 meanings set out in that Schedule. 13 Page 3 Clause 5 Government Information (Public Access) Bill 2009 Part 2 Open government information--general principles Part 2 Open government information--general 1 principles 2 Division 1 Ways of accessing government information 3 5 Presumption in favour of disclosure of government information 4 There is a presumption in favour of the disclosure of government 5 information unless there is an overriding public interest against 6 disclosure. 7 6 Mandatory proactive release of certain government information 8 (1) An agency must make the government information that is its open 9 access information publicly available unless there is an overriding 10 public interest against disclosure of the information. 11 Note. Part 3 lists the information that is open access information. 12 (2) Open access information is to be made publicly available free of charge 13 on a website maintained by the agency (unless to do so would impose 14 unreasonable additional costs on the agency) and can be made publicly 15 available in any other way that the agency considers appropriate. 16 (3) At least one of the ways in which an agency makes open access 17 information publicly available must be free of charge. Access provided 18 in any other way can be charged for. 19 (4) An agency must facilitate public access to open access information 20 contained in a record by deleting matter from a copy of the record to be 21 made publicly available if inclusion of the matter would otherwise 22 result in there being an overriding public interest against disclosure of 23 the record and it is practicable to delete the matter. 24 (5) An agency must keep a record of the open access information (if any) 25 that it does not make publicly available on the basis of an overriding 26 public interest against disclosure. The record is to indicate only the 27 general nature of the information concerned. 28 7 Authorised proactive release of government information 29 (1) An agency is authorised to make any government information held by 30 the agency publicly available unless there is an overriding public 31 interest against disclosure of the information. 32 (2) The information that an agency decides to make publicly available is to 33 be made publicly available in any manner that the agency considers 34 appropriate, either free of charge or at the lowest reasonable cost to the 35 agency. 36 Page 4 Government Information (Public Access) Bill 2009 Clause 8 Open government information--general principles Part 2 (3) An agency must, at intervals of not more than 12 months, review its 1 program for the release of government information under this section to 2 identify the kinds of government information held by the agency that 3 should in the public interest be made publicly available and that can be 4 made publicly available without imposing unreasonable additional 5 costs on the agency. 6 (4) An agency can facilitate public access to government information 7 contained in a record by deleting matter from a copy of the record to be 8 made publicly available if inclusion of the matter would otherwise 9 result in there being an overriding public interest against disclosure of 10 the record. 11 (5) The functions of an agency under this section may only be exercised by 12 or with the authority (given either generally or in a particular case) of 13 the principal officer of the agency. 14 8 Informal release of government information 15 (1) An agency is authorised to release government information held by it to 16 a person in response to an informal request by the person (that is, a 17 request that is not an access application) unless there is an overriding 18 public interest against disclosure of the information. 19 (2) An agency can release government information in response to an 20 informal request subject to any reasonable conditions that the agency 21 thinks fit to impose. 22 (3) An agency cannot be required to disclose government information 23 pursuant to an informal request and cannot be required to consider an 24 informal request for government information. 25 (4) An agency can decide by what means information is to be released in 26 response to an informal request. 27 (5) An agency can facilitate public access to government information 28 contained in a record by deleting matter from a copy of the record to be 29 released in response to an informal request if inclusion of the matter 30 would otherwise result in there being an overriding public interest 31 against disclosure of the record. 32 (6) The functions of an agency under this section may only be exercised by 33 or with the authority (given either generally or in a particular case) of 34 the principal officer of the agency. 35 Page 5 Clause 9 Government Information (Public Access) Bill 2009 Part 2 Open government information--general principles 9 Access applications 1 (1) A person who makes an access application for government information 2 has a legally enforceable right to be provided with access to the 3 information in accordance with Part 4 (Access applications) unless 4 there is an overriding public interest against disclosure of the 5 information. 6 (2) An agency is not subject to the direction or control of any Minister in 7 the exercise of the agency's functions in dealing with a particular access 8 application. 9 (3) The function of making a reviewable decision in connection with an 10 access application made to an agency may only be exercised by or with 11 the authority (given either generally or in a particular case) of the 12 principal officer of the agency. 13 10 Disclosure and access under other laws 14 (1) This Act is not intended to prevent or discourage the publication or 15 giving of access to government information as permitted or required by 16 or under any other Act or law that enables a member of the public to 17 obtain access to government information. 18 (2) This Act does not affect the operation of any other Act or law that 19 requires government information to be made available to the public or 20 that enables a member of the public to obtain access to government 21 information. 22 11 Act overrides secrecy provisions in other legislation 23 This Act overrides a provision of any other Act or statutory rule that 24 prohibits the disclosure of information (whether or not the prohibition 25 is subject to specified qualifications or exceptions), other than a 26 provision of a law listed in Schedule 1 as an overriding secrecy law. 27 Note. For overriding secrecy laws it is conclusively presumed that there is an 28 overriding public interest against disclosure of the information. Other secrecy 29 laws are to be taken into account as considerations against disclosure in 30 determining whether there is an overriding public interest against disclosure. 31 See section 14. 32 Division 2 Public interest considerations 33 12 Public interest considerations in favour of disclosure 34 (1) There is a general public interest in favour of the disclosure of 35 government information. 36 Page 6 Government Information (Public Access) Bill 2009 Clause 13 Open government information--general principles Part 2 (2) Nothing in this Act limits any other public interest considerations in 1 favour of the disclosure of government information that may be taken 2 into account for the purpose of determining whether there is an 3 overriding public interest against disclosure of government 4 information. 5 Note. The following are examples of public interest considerations in favour of 6 disclosure of information: 7 (a) Disclosure of the information could reasonably be expected to promote 8 open discussion of public affairs, enhance Government accountability or 9 contribute to positive and informed debate on issues of public 10 importance. 11 (b) Disclosure of the information could reasonably be expected to inform the 12 public about the operations of agencies and, in particular, their policies 13 and practices for dealing with members of the public. 14 (c) Disclosure of the information could reasonably be expected to ensure 15 effective oversight of the expenditure of public funds. 16 (d) The information is personal information of the person to whom it is to be 17 disclosed. 18 (e) Disclosure of the information could reasonably be expected to reveal or 19 substantiate that an agency (or a member of an agency) has engaged in 20 misconduct or negligent, improper or unlawful conduct. 21 (3) The Information Commissioner can issue guidelines about public 22 interest considerations in favour of the disclosure of government 23 information, for the assistance of agencies. 24 13 Public interest test 25 There is an overriding public interest against disclosure of government 26 information for the purposes of this Act if (and only if) there are public 27 interest considerations against disclosure and, on balance, those 28 considerations outweigh the public interest considerations in favour of 29 disclosure. 30 14 Public interest considerations against disclosure 31 (1) It is to be conclusively presumed that there is an overriding public 32 interest against disclosure of any of the government information 33 described in Schedule 1. 34 (2) The public interest considerations listed in the Table to this section are 35 the only other considerations that may be taken into account under this 36 Act as public interest considerations against disclosure for the purpose 37 of determining whether there is an overriding public interest against 38 disclosure of government information. 39 Page 7 Clause 14 Government Information (Public Access) Bill 2009 Part 2 Open government information--general principles (3) The Information Commissioner can issue guidelines about public 1 interest considerations against the disclosure of government 2 information, for the assistance of agencies, but cannot add to the list of 3 considerations in the Table to this section. 4 Table 5 1 Responsible and effective government There is a public interest consideration against disclosure of information if disclosure of the information could reasonably be expected to have one or more of the following effects (whether in a particular case or generally): (a) prejudice collective Ministerial responsibility, (b) prejudice Ministerial responsibility to Parliament, (c) prejudice relations with, or the obtaining of confidential information from, another government, (d) prejudice the supply to an agency of confidential information that facilitates the effective exercise of that agency's functions, (e) reveal a deliberation or consultation conducted, or an opinion, advice or recommendation given, in such a way as to prejudice a deliberative process of government or an agency, (f) prejudice the effective exercise by an agency of the agency's functions, (g) found an action against an agency for breach of confidence or otherwise result in the disclosure of information provided to an agency in confidence, (h) prejudice the conduct, effectiveness or integrity of any audit, test, investigation or review conducted by or on behalf of an agency by revealing its purpose, conduct or results (whether or not commenced and whether or not completed). 2 Law enforcement and security There is a public interest consideration against disclosure of information if disclosure of the information could reasonably be expected to have one or more of the following effects (whether in a particular case or generally): (a) reveal or tend to reveal the identity of an informant or prejudice the future supply of information from an informant, (b) prejudice the prevention, detection or investigation of a contravention or possible contravention of the law or prejudice the enforcement of the law, (c) increase the likelihood of, or prejudice the prevention of, preparedness against, response to, or recovery from, a public emergency (including any natural disaster, major accident, civil disturbance or act of terrorism), (d) endanger, or prejudice any system or procedure for protecting, the life, health or safety of any person, (e) endanger the security of, or prejudice any system or procedure for protecting, any place, property or vehicle, (f) facilitate the commission of a criminal act (including a terrorist act within the meaning of the Terrorism (Police Powers) Act 2002), (g) prejudice the supervision of, or facilitate the escape of, any person in lawful custody, (h) prejudice the security, discipline or good order of any correctional facility. Page 8 Government Information (Public Access) Bill 2009 Clause 14 Open government information--general principles Part 2 3 Individual rights, judicial processes and natural justice There is a public interest consideration against disclosure of information if disclosure of the information could reasonably be expected to have one or more of the following effects: (a) reveal an individual's personal information, (b) contravene an information protection principle under the Privacy and Personal Information Protection Act 1998 or a Health Privacy Principle under the Health Records and Information Privacy Act 2002, (c) prejudice any court proceedings by revealing matter prepared for the purposes of or in relation to current or future proceedings, (d) prejudice the fair trial of any person, the impartial adjudication of any case or a person's right to procedural fairness, (e) reveal false or unsubstantiated allegations about a person that are defamatory, (f) expose a person to a risk of harm or of serious harassment or serious intimidation, (g) in the case of the disclosure of personal information about a child--the disclosure of information that it would not be in the best interests of the child to have disclosed. 4 Business interests of agencies and other persons There is a public interest consideration against disclosure of information if disclosure of the information could reasonably be expected to have one or more of the following effects: (a) undermine competitive neutrality in connection with any functions of an agency in respect of which it competes with any person or otherwise place an agency at a competitive advantage or disadvantage in any market, (b) reveal commercial-in-confidence provisions of a government contract, (c) diminish the competitive commercial value of any information to any person, (d) prejudice any person's legitimate business, commercial, professional or financial interests, (e) prejudice the conduct, effectiveness or integrity of any research by revealing its purpose, conduct or results (whether or not commenced and whether or not completed). 5 Environment, culture, economy and general matters There is a public interest consideration against disclosure of information if disclosure of the information could reasonably be expected to have one or more of the following effects: (a) endanger, or prejudice any system or procedure for protecting, the environment, (b) prejudice the conservation of any place or object of natural, cultural or heritage value, or reveal any information relating to Aboriginal or Torres Strait Islander traditional knowledge, (c) endanger, or prejudice any system or procedure for protecting, the life, health or safety of any animal or other living thing, or threaten the existence of any species, (d) damage, or prejudice the ability of the Government or an agency to manage, the economy, (e) expose any person to an unfair advantage or disadvantage as a result of the premature disclosure of information concerning any proposed action or inaction of the Government or an agency. 6 Secrecy provisions (1) There is a public interest consideration against disclosure of information if disclosure of the information by any person could (disregarding the operation of this Act) reasonably be expected to constitute a contravention of a provision of any other Act or statutory rule (of this or another State or of the Commonwealth) that prohibits the disclosure of information, whether or not the prohibition is subject to specified qualifications or exceptions. (2) The public interest consideration under this clause extends to consideration of the policy that underlies the prohibition against disclosure. Page 9 Clause 15 Government Information (Public Access) Bill 2009 Part 2 Open government information--general principles 7 Exempt documents under interstate Freedom of Information legislation (1) There is a public interest consideration against disclosure of information communicated to the Government of New South Wales by the Government of the Commonwealth or of another State if notice has been received from that Government that the information is exempt matter within the meaning of a corresponding law of the Commonwealth or that other State. (2) The public interest consideration under this clause extends to consideration of the policy that underlies the exemption. (3) In this clause, a reference to a corresponding law is a reference to: (a) the Freedom of Information Act 1982 of the Commonwealth, or (b) a law of any other State that is prescribed by the regulations as a corresponding law for the purposes of this clause. 15 Principles that apply to public interest determination 1 A determination as to whether there is an overriding public interest 2 against disclosure of government information is to be made in 3 accordance with the following principles: 4 (a) Agencies must exercise their functions so as to promote the 5 object of this Act. 6 (b) Agencies must have regard to any relevant guidelines issued by 7 the Information Commissioner. 8 (c) The fact that disclosure of information might cause 9 embarrassment to, or a loss of confidence in, the Government is 10 irrelevant and must not be taken into account. 11 (d) The fact that disclosure of information might be misinterpreted or 12 misunderstood by any person is irrelevant and must not be taken 13 into account. 14 (e) In the case of disclosure in response to an access application, it is 15 relevant to consider that disclosure cannot be made subject to any 16 conditions on the use or disclosure of information. 17 Division 3 Assistance and oversight 18 16 Agencies to provide advice and assistance 19 (1) An agency must provide advice and assistance to a person who requests 20 or proposes to request access to government information, for the 21 purpose of assisting the person to access, or seek access to, information 22 that is or may be made publicly available. 23 (2) An agency must provide the following specific advice and assistance to 24 a person who requests access to government information: 25 (a) advice as to whether or not the information is publicly available 26 from the agency and (if it is) how the information can be 27 accessed, 28 Page 10 Government Information (Public Access) Bill 2009 Clause 17 Open government information--general principles Part 2 (b) advice on how to make an access application for the information 1 if the information is not publicly available from the agency but 2 appears likely to be held by the agency, 3 (c) if the information appears unlikely to be held by the agency but 4 appears likely to relate to the functions of some other agency, the 5 contact details of the other agency, 6 (d) the contact details of the Information Commissioner and advice 7 on the availability of and how to access any information 8 published by the Information Commissioner that it appears may 9 be relevant to the person's request. 10 (3) An agency is only required to provide advice and assistance under this 11 section that it would be reasonable to expect the agency to provide. 12 17 Role of Information Commissioner 13 The Information Commissioner has the following functions in 14 connection with the operation of this Act: 15 (a) to promote public awareness and understanding of this Act and to 16 promote the object of this Act, 17 (b) to provide information, advice, assistance and training to 18 agencies and the public on any matters relevant to this Act, 19 (c) to assist agencies in connection with the exercise of their 20 functions under this Act, including by providing services to assist 21 with the lodgment, handling and processing of access 22 applications, 23 (d) to issue guidelines and other publications for the assistance of 24 agencies in connection with their functions under this Act, 25 (e) to issue guidelines and other publications for the assistance of the 26 public in connection with their rights under this Act (including 27 rights of review), 28 (f) to review decisions of agencies pursuant to Part 5, 29 (g) to monitor, audit and report on the exercise by agencies of their 30 functions under, and compliance with, this Act, 31 (h) to make reports and provide recommendations to the Minister 32 about proposals for legislative and administrative changes to 33 further the object of this Act. 34 Page 11 Clause 18 Government Information (Public Access) Bill 2009 Part 3 Open access information Part 3 Open access information 1 Division 1 Preliminary 2 18 What constitutes open access information 3 The following government information held by an agency is the 4 agency's open access information that is required to be made publicly 5 available by the agency under section 6 (Mandatory proactive release of 6 certain government information): 7 (a) the agency's current publication guide (see Division 2), 8 (b) information about the agency contained in any document tabled 9 in Parliament by or on behalf of the agency, other than any 10 document tabled by order of either House of Parliament, 11 (c) the agency's policy documents (see Division 3), 12 (d) the agency's disclosure log of access applications (see 13 Division 4), 14 (e) the agency's register of government contracts (see Division 5), 15 (f) the agency's record (kept under section 6) of the open access 16 information (if any) that it does not make publicly available on 17 the basis of an overriding public interest against disclosure, 18 (g) such other government information as may be prescribed by the 19 regulations as open access information. 20 19 Excluded functions of particular agencies 21 This Part does not apply to an agency in respect of any functions of the 22 agency listed in Schedule 2 (Excluded information of particular 23 agencies). 24 Division 2 Publication guides 25 20 Agencies must have publication guide 26 (1) An agency (other than a Minister) must have a guide (its publication 27 guide) that: 28 (a) describes the structure and functions of the agency, and 29 (b) describes the ways in which the functions (including, in 30 particular, the decision-making functions) of the agency affect 31 members of the public, and 32 (c) specifies any arrangements that exist to enable members of the 33 public to participate in the formulation of the agency's policy and 34 the exercise of the agency's functions, and 35 Page 12 Government Information (Public Access) Bill 2009 Clause 21 Open access information Part 3 (d) identifies the various kinds of government information held by 1 the agency, and 2 (e) identifies the kinds of government information held by the 3 agency that the agency makes (or will make) publicly available, 4 and 5 (f) specifies the manner in which the agency makes (or will make) 6 government information publicly available, and 7 (g) identifies the kinds of information that are (or will be) made 8 publicly available free of charge and those kinds for which a 9 charge is (or will be) imposed. 10 (2) An agency must make government information publicly available as 11 provided by its publication guide. 12 (3) The Director-General of the Department of Local Government may, in 13 consultation with the Information Commissioner, adopt mandatory 14 provisions for inclusion in the publication guide of local authorities. 15 The publication guide of a local authority must include any such 16 mandatory provision unless the Director-General otherwise approves in 17 a particular case. 18 21 Adoption and review of publication guide 19 An agency must adopt its first publication guide within 6 months after 20 the commencement of this section and must review its publication guide 21 and adopt a new publication guide at intervals of not more than 22 12 months. An agency may update and amend its publication guide at 23 any time. 24 22 Role of Information Commissioner 25 (1) An agency must notify the Information Commissioner before adopting 26 or amending a publication guide and must, if requested to do so by the 27 Information Commissioner, consult with the Information 28 Commissioner on the proposed publication guide or amendment. 29 (2) The Information Commissioner can issue guidelines and model 30 publication guides for the assistance of agencies in connection with 31 publication guides. 32 Division 3 Policy documents 33 23 What constitutes an agency's policy documents 34 An agency's policy documents are such of the following documents as 35 are used by the agency in connection with the exercise of those 36 functions of the agency that affect or are likely to affect rights, 37 privileges or other benefits, or obligations, penalties or other detriments, 38 Page 13 Clause 24 Government Information (Public Access) Bill 2009 Part 3 Open access information to which members of the public are or may become entitled, eligible, 1 liable or subject (but does not include a legislative instrument): 2 (a) a document containing interpretations, rules, guidelines, 3 statements of policy, practices or precedents, 4 (b) a document containing particulars of any administrative scheme, 5 (c) a document containing a statement of the manner, or intended 6 manner, of administration of any legislative instrument or 7 administrative scheme, 8 (d) a document describing the procedures to be followed in 9 investigating any contravention or possible contravention of any 10 legislative instrument or administrative scheme, 11 (e) any other document of a similar kind. 12 24 Effect of policy documents not being publicly available 13 (1) A person is not to be subjected to any prejudice because of the 14 application of the provisions of an agency's policy document to any act 15 or omission of the person if, at the time of the act or omission: 16 (a) the policy document was not publicly available as required by 17 this Act, and 18 (b) the person was not aware of those provisions, and 19 (c) the person could lawfully have avoided the prejudice had the 20 person been aware of those provisions. 21 (2) This section does not apply to any matter forming part of an agency's 22 policy document that is not made publicly available as a result of being 23 deleted as required by this Act from copies of the policy document that 24 are made publicly available. 25 Division 4 Disclosure log of access applications 26 25 Requirement for disclosure log 27 An agency must keep a record (called its disclosure log) that records 28 information about access applications made to the agency that the 29 agency decides by deciding to provide access (to some or all of the 30 information applied for) if the information is information that the 31 agency considers may be of interest to other members of the public. 32 26 Required information about access applications 33 (1) The information about an access application that is required to be 34 recorded in an agency's disclosure log is as follows: 35 (a) the date the application was decided, 36 Page 14 Government Information (Public Access) Bill 2009 Clause 27 Open access information Part 3 (b) a description of the information to which access was provided in 1 response to the application, 2 (c) a statement as to whether any of the information is now available 3 from the agency to other members of the public and (if it is) how 4 it can be accessed. 5 (2) No details are required to be recorded in the disclosure log until the 6 access application has been decided. 7 (3) An agency is not required to include in its disclosure log information 8 about any application: 9 (a) for personal information about the applicant (the applicant being 10 an individual), or 11 (b) in respect of which any factors particular to the applicant were 12 otherwise a consideration in the agency's determination of the 13 public interest in connection with the disclosure of the 14 information to the applicant. 15 Division 5 Government contracts with private sector 16 27 Register of government contracts valued at $150,000 or more 17 (1) An agency is to keep a register of government contracts (its government 18 contracts register) that records information about each government 19 contract to which the agency is a party that has (or is likely to have) a 20 value of $150,000 or more (class 1 contracts). 21 (2) Information about a class 1 contract must be entered in the register 22 within 60 days after the contract becomes effective. 23 (3) A contract becomes effective: 24 (a) when it is entered into by or on behalf of the agency concerned, or 25 (b) if the contract contains a provision to the effect that one or more 26 conditions are to be met before the obligations of the parties 27 under the contract are enforceable--when the condition or 28 conditions have been met (and not when the contract is entered 29 into by the agency). 30 28 Value of contract 31 The value of a contract is whichever of the following values is 32 appropriate to the kind of contract concerned: 33 (a) the total estimated value of the project, 34 (b) the total estimated value of the goods or services over the term of 35 the contract, 36 Page 15 Clause 29 Government Information (Public Access) Bill 2009 Part 3 Open access information (c) the value of the real property transferred, 1 (d) the rent for the term of the lease. 2 29 Information to be entered in register--class 1 contracts 3 The following information about a class 1 contract is to be entered in the 4 government contracts register: 5 (a) the name and business address of the contractor, 6 (b) particulars of any related body corporate (within the meaning of 7 the Corporations Act 2001 of the Commonwealth) in respect of 8 the contractor, or any other private sector entity in which the 9 contractor has an interest, that will be involved in carrying out 10 any of the contractor's obligations under the contract or will 11 receive a benefit under the contract, 12 (c) the date on which the contract became effective and the duration 13 of the contract, 14 (d) particulars of the project to be undertaken, the goods or services 15 to be provided or the real property to be leased or transferred 16 under the contract, 17 (e) the estimated amount payable to the contractor under the 18 contract, 19 (f) a description of any provisions under which the amount payable 20 to the contractor may be varied, 21 (g) a description of any provisions with respect to the renegotiation 22 of the contract, 23 (h) in the case of a contract arising from a tendering process, the 24 method of tendering and a summary of the criteria against which 25 the various tenders were assessed, 26 (i) a description of any provisions under which it is agreed that the 27 contractor is to receive payment for providing operational or 28 maintenance services. 29 30 Additional information for class 2 contracts 30 (1) Additional information is required to be entered in the government 31 contracts register for class 1 contracts to which any of the following 32 paragraphs applies (class 2 contracts): 33 (a) there has not been a tender process, the proposed contract has not 34 been made publicly available and the terms and conditions of the 35 contract have been negotiated directly with the contractor, 36 (b) the proposed contract (whether or not made publicly available) 37 has been the subject of a tendering process and the terms and 38 Page 16 Government Information (Public Access) Bill 2009 Clause 31 Open access information Part 3 conditions of the contract have been substantially negotiated with 1 the successful tenderer, 2 (c) the obligations of one or more parties under the contract to 3 maintain or operate infrastructure or assets could continue for 4 10 years or more, 5 (d) the contract involves a privately financed project as defined by 6 guidelines published by the Treasury (as in force from time to 7 time), 8 (e) the contract involves a transfer of a significant asset of the agency 9 concerned to another party to the contract in exchange for the 10 transfer of an asset to the agency. 11 (2) The additional information required to be entered in the register for 12 class 2 contracts is as follows: 13 (a) particulars of future transfers of significant assets to the State at 14 zero, or nominal, cost to the State, including the date of their 15 proposed transfer, 16 (b) particulars of future transfers of significant assets to the 17 contractor, including the date of their proposed transfer, 18 (c) the results of any cost-benefit analysis of the contract conducted 19 by the agency, 20 (d) the components and quantum of the public sector comparator if 21 used, 22 (e) if relevant, a summary of information used in the contractor's full 23 base case financial model (for example, the pricing formula for 24 tolls or usage charges), 25 (f) if relevant, particulars of how risk, during the construction and 26 operational phases of a contract to undertake a specific project 27 (such as construction, infrastructure or property development), is 28 to be apportioned between the parties, quantified (where 29 practicable) in net present-value terms and specifying the major 30 assumptions involved, 31 (g) particulars as to any significant guarantees or undertakings 32 between the parties, including any guarantees or undertakings 33 with respect to loan agreements entered into or proposed to be 34 entered into, 35 (h) particulars of any other key elements of the contract. 36 31 Register to include copy of class 3 contract 37 If a class 2 contract has (or is likely to have) a value of $5 million or 38 more (a class 3 contract), the register must include a copy of the 39 class 3 contract. 40 Page 17 Clause 32 Government Information (Public Access) Bill 2009 Part 3 Open access information 32 Confidential information not required to be included in register 1 (1) A requirement of this Division to include information or a copy of a 2 contract in the government contracts register does not require the 3 inclusion of: 4 (a) the commercial-in-confidence provisions of a contract, or 5 (b) details of any unsuccessful tender, or 6 (c) any matter that could reasonably be expected to affect public 7 safety or security, or 8 (d) a copy of a contract, a provision of a contract or any other 9 information in relation to a contract that is of such a nature that 10 its inclusion in a record would result in there being an overriding 11 public interest against disclosure of the record. 12 (2) If an agency does not include a copy of a contract in the register, or 13 includes only some of the provisions of a contract in the register, 14 because of this section, the agency must include in the register: 15 (a) the reasons why the contract or those provisions have not been 16 included in the register, and 17 (b) a statement as to whether it is intended that the contract or those 18 provisions will be included in the register at a later date and, if so, 19 when it is likely that they will be included, and 20 (c) if some but not all of the provisions of the contract have been 21 included in the register, a general description of the types of 22 provisions that have not been included. 23 33 Variations to contracts 24 (1) If a material variation is made to a contract that would affect the 25 particulars that are required to be included in the government contracts 26 register in relation to the contract, the particulars included in the register 27 are to be amended to reflect the variation within 60 days after the 28 variation becomes effective. 29 (2) If a material variation is made to a contract a copy of which is required 30 to be included in the register, a copy of the variation or the varied 31 provisions is to be included in the register within 60 days after the 32 variation becomes effective. 33 34 Minimum public access period for information on register 34 (1) Information (including a copy of a contract) required to be included in 35 the government contracts register in relation to a contract is only 36 required to be made publicly available as open access information for 37 the public access period. 38 Page 18 Government Information (Public Access) Bill 2009 Clause 35 Open access information Part 3 (2) The public access period is whichever is the longer of the following 1 periods: 2 (a) 30 days, 3 (b) the period until the project to which the contract relates is 4 complete, the goods and services concerned have been provided 5 under the contract, the term of the lease has expired or the real 6 property has been transferred. 7 35 Register to be published on Government tenders website 8 (1) A copy of an agency's government contracts register is to be published 9 on the Government tenders website (that is, the website with the URL 10 of https://tenders.nsw.gov.au or such other internet website as the 11 Premier may authorise for the purposes of this section). 12 (2) Each of the following agencies is not required to have a copy of its 13 government contracts register published on the Government tenders 14 website but is required to have a copy of the register published on any 15 website of the agency: 16 (a) a State owned corporation or a subsidiary of a State owned 17 corporation, 18 (b) a local authority, 19 (c) a university. 20 (3) A copy of an agency's government contracts register is also to be made 21 publicly available in any other manner in which the agency decides to 22 make its open access information publicly available. 23 36 Disputes 24 (1) If a person other than an officer of the agency (including, for example, 25 a party to a government contract) disagrees with the way in which an 26 agency has interpreted its obligations under this Division, the agency is 27 to obtain the opinion of the Chairperson of the State Contracts Control 28 Board in relation to the matter. 29 (2) This section does not apply to: 30 (a) a State owned corporation or a subsidiary of a State owned 31 corporation, or 32 (b) a local authority, or 33 (c) a university. 34 37 Agency obligation to find information 35 Information is required to be included in an agency's government 36 contracts register only to the extent that the agency holds the 37 Page 19 Clause 38 Government Information (Public Access) Bill 2009 Part 3 Open access information information or it is reasonably practical for the agency to obtain the 1 information. 2 38 Exception for industry support contracts 3 This Division does not require the Department of State and Regional 4 Development to include any information about or a copy of a 5 government contract in its government contracts register if the contract 6 involves the provision of industry support. 7 39 Exception for SOCs--competitive neutrality 8 This Division does not require a State owned corporation or a subsidiary 9 of a State owned corporation to include any information about or a copy 10 of a government contract in its government contracts register if the 11 contract relates to activities engaged in by the corporation or subsidiary 12 in a market in which it is in competition with any other person. 13 40 Exception for Landcom--contracts for sale of land 14 This Division does not require Landcom to include any information 15 about or a copy of a government contract in its government contracts 16 register if the contract is a contract for the sale of land. 17 Note. Any exception under this Division from the requirement to include information about or 18 a copy of a contract on a government contracts register does not of itself constitute grounds 19 for refusing an access application. 20 Page 20 Government Information (Public Access) Bill 2009 Clause 41 Access applications Part 4 Part 4 Access applications 1 Division 1 Making an access application 2 41 How to make an access application 3 (1) An application or other request for government information is not a 4 valid access application unless it complies with the following 5 requirements (the formal requirements) for access applications: 6 (a) it must be in writing sent to or lodged at an office of the agency 7 concerned, 8 (b) it must clearly indicate that it is an access application made under 9 this Act, 10 (c) it must be accompanied by a fee of $30, 11 (d) it must state a postal address in Australia as the address for 12 correspondence in connection with the application, 13 (e) it must include such information as is reasonably necessary to 14 enable the government information applied for to be identified. 15 (2) An agency may, with the approval of the Information Commissioner, 16 approve additional facilities for the making of an access application or 17 the payment of an application fee. An application made to any agency 18 by use of such a facility is considered to have been lodged at an office 19 of the agency and a fee paid by use of such a facility is considered to 20 have accompanied the application. 21 (3) An access application is not considered to have been received by an 22 agency until it is actually received by the agency. 23 42 Inclusion of additional information in applications 24 An access application can include any of the following: 25 (a) submissions by the applicant as to any public interest 26 considerations that the applicant thinks the agency should take 27 into account in determining whether or not there is an overriding 28 public interest against disclosure of the information, 29 (b) a request for a discount on processing charges for the application 30 (including relevant supporting information, such as evidence of 31 hardship or special public interest), 32 (c) any other information that the applicant thinks may be relevant. 33 Page 21 Clause 43 Government Information (Public Access) Bill 2009 Part 4 Access applications 43 Access application cannot be made for excluded information 1 (1) An access application cannot be made to an agency for access to 2 excluded information of the agency. 3 Note. Information is excluded information of an agency if it relates to any 4 function specified in Schedule 2 in relation to the agency. 5 (2) An application for government information is not a valid access 6 application to the extent that the application is made in contravention of 7 this section. 8 Division 2 Transfer, amendment or withdrawal of access 9 applications 10 44 Ways in which applications can be transferred 11 An agency that receives an access application for government 12 information can transfer the application to another agency either by 13 agency-initiated transfer or by applicant-initiated transfer, as 14 provided by this Division. 15 Note. A decision to transfer an application to another agency is reviewable 16 under Part 5. 17 45 Agency-initiated transfer 18 (1) An agency-initiated transfer of an access application to another agency 19 requires the consent of that other agency and cannot be done unless: 20 (a) the other agency is known to hold the information applied for and 21 the information relates more closely to the functions of that other 22 agency, or 23 (b) the agency that receives the application decides that it does not 24 hold the information and the other agency is known or reasonably 25 expected to hold the information. 26 (2) An agency-initiated transfer cannot be done more than 10 working days 27 after the application was received. 28 46 Applicant-initiated transfer 29 (1) An applicant-initiated transfer of an access application to another 30 agency cannot be done unless the applicant and the agency to which the 31 application was made agree that the application should be transferred 32 and it appears that the information relates more closely to the functions 33 of the other agency. 34 (2) The consent of the other agency is not required for an applicant-initiated 35 transfer and it does not matter whether the agency that is to transfer the 36 application holds the information (or knows whether it holds the 37 information). 38 Page 22 Government Information (Public Access) Bill 2009 Clause 47 Access applications Part 4 47 Notice of transfer of application 1 An agency that transfers an application must give notice of the transfer 2 to the applicant, advising of the date of transfer and the agency to which 3 it was transferred. 4 48 Effect of transfer of application 5 (1) The agency that transfers an application is not required to refund or 6 transfer the application fee to the other agency but cannot impose any 7 processing charges. 8 (2) The agency that transfers an application has no obligation to decide the 9 application. 10 (3) An application that is transferred to an agency is deemed to have been 11 received by that agency (on the date that it is received by that agency) 12 as an application made by the applicant to that agency, and is to be 13 acknowledged accordingly by that agency. 14 (4) The agency to which an application is transferred is not entitled to 15 charge an application fee for the application but is entitled to impose 16 processing charges in accordance with this Act. 17 49 Amendment of application 18 (1) An access application may be amended by the applicant at any time 19 before the agency decides the application. Notice of the amendment 20 must be received by the agency before the agency decides the 21 application. 22 (2) An amendment to reduce the scope of the information applied for does 23 not require the consent of the agency but any other amendment cannot 24 be made without the consent of the agency. 25 Note. A decision by an agency to refuse to consent to an amendment is not a 26 reviewable decision (but a fresh access application can be made). 27 (3) The agency must give notice to the applicant confirming the amendment 28 of an access application and the date on which it was amended if the 29 amendment requires the consent of the agency or the amendment was 30 not made by the applicant in writing. 31 (4) An amendment to reduce the scope of the information applied for does 32 not prevent the agency from imposing a processing charge in respect of 33 time spent before the amendment is made in dealing with any aspect of 34 the access application that the amendment makes unnecessary. 35 (5) The amendment of an access application does not affect the period 36 within which the application is required to be decided and does not 37 Page 23 Clause 50 Government Information (Public Access) Bill 2009 Part 4 Access applications entitle the applicant to a refund or reduction of any application fee or 1 advance deposit already paid. 2 Note. The period within which an application is required to be decided can be 3 extended by agreement between the agency and applicant. 4 50 Withdrawal of application 5 (1) A person who has made an access application may withdraw it at any 6 time before notice of the agency's decision on the application is given 7 to the person. 8 (2) The withdrawal of an application does not entitle the applicant to a 9 refund of any application fee or advance deposit already paid. 10 (3) The agency must give notice to the applicant confirming the withdrawal 11 of an access application and the date on which it was withdrawn if the 12 withdrawal was not made by the applicant in writing. 13 Division 3 Process for dealing with access applications 14 51 Initial decision as to validity of application 15 (1) When an agency receives an application for access to government 16 information that it appears is intended to be an access application, the 17 agency is to decide whether the application is a valid access application 18 and is to notify its decision to the applicant by either: 19 (a) acknowledging receipt of the application as a valid access 20 application, or 21 (b) notifying the applicant that the application is not a valid access 22 application. 23 Note. An application is not a valid access application if it is an application for 24 excluded information of the agency or does not comply with the formal 25 requirements for access applications. 26 (2) An agency's decision as to the validity of an application must be made 27 and notified to the applicant as soon as practicable after the agency 28 receives the application and in any event within 5 working days after the 29 application is received. 30 Note. The decision is reviewable under Part 5. 31 (3) An acknowledgement of receipt of a valid access application must 32 include the following: 33 (a) the date by which the application is required to be decided 34 (subject to any suspension or extension of the time for deciding 35 an application), 36 (b) a statement that the application will be deemed to have been 37 refused if not decided by the required date, 38 Page 24 Government Information (Public Access) Bill 2009 Clause 52 Access applications Part 4 (c) a statement that information about the application may be made 1 public in the agency's disclosure log and that the applicant may 2 object to this (but this statement is not required if the agency 3 considers it unlikely that information about the application will 4 be included in the disclosure log), 5 (d) such details of rights of review in connection with access 6 applications as the Information Commissioner may from time to 7 time direct. 8 (4) Acknowledging receipt of an application as a valid access application 9 does not prevent the agency from subsequently deciding that the 10 application is not a valid access application. 11 (5) An agency's decision that an application is not a valid access 12 application is presumed to be correct, subject to any review of the 13 decision under Part 5. 14 52 Agency assistance with invalid applications 15 (1) The notification of an agency's decision that an application is not a valid 16 access application must: 17 (a) include a statement of the reason why the application is not a 18 valid access application (including reference to the relevant 19 provisions of this Act), and 20 (b) if a reason is non-payment of the required application fee, invite 21 the applicant to pay the fee, and 22 (c) if a reason is failure to provide required information, invite the 23 applicant to provide the information, and 24 (d) notify the applicant of the right of review under Part 5 that applies 25 in relation to a decision that an application is not a valid access 26 application. 27 (2) The application becomes a valid access application if the applicant pays 28 the required fee or provides the required information (as appropriate), 29 and is then deemed to have been made when the fee or information was 30 received by the agency. 31 (3) An agency must provide advice and assistance, so far as it would be 32 reasonable to expect the agency to do so, to assist an applicant to 33 provide such information as may be necessary to enable the applicant to 34 make a valid access application. 35 (4) If the agency waives payment of the required application fee (and the 36 application would have been valid had the fee been paid) the application 37 becomes a valid access application and is deemed to have been made 38 when the fee was waived. 39 Page 25 Clause 53 Government Information (Public Access) Bill 2009 Part 4 Access applications (5) An applicant is entitled to a refund of any application fee that 1 accompanied an invalid access application (unless the application 2 subsequently becomes valid). 3 53 Searches for information held by agency 4 (1) The obligation of an agency to provide access to government 5 information in response to an access application is limited to 6 information held by the agency when the application is received. 7 (2) An agency must undertake such reasonable searches as may be 8 necessary to find any of the government information applied for that 9 was held by the agency when the application was received. 10 (3) The obligation of an agency to undertake reasonable searches extends 11 to searches using any resources reasonably available to the agency 12 including resources that facilitate the retrieval of information stored 13 electronically. 14 (4) An agency is not required to search for information in records held by 15 the agency in an electronic backup system unless a record containing 16 the information has been lost to the agency as a result of having been 17 destroyed, transferred, or otherwise dealt with, in contravention of the 18 State Records Act 1998 or contrary to the agency's established record 19 management procedures. 20 (5) An agency is not required to undertake any search for information that 21 would require an unreasonable and substantial diversion of the agency's 22 resources. 23 54 Consultation on public interest considerations 24 (1) An agency must take such steps (if any) as are reasonably practicable to 25 consult with a person before providing access to information relating to 26 the person in response to an access application if it appears that: 27 (a) the information is of a kind that requires consultation under this 28 section, and 29 (b) the person may reasonably be expected to have concerns about 30 the disclosure of the information, and 31 (c) those concerns may reasonably be expected to be relevant to the 32 question of whether there is a public interest consideration 33 against disclosure of the information. 34 (2) Information relating to a person is of a kind that requires consultation 35 under this section if the information: 36 (a) includes personal information about the person, or 37 (b) concerns the person's business, commercial, professional or 38 financial interests, or 39 Page 26 Government Information (Public Access) Bill 2009 Clause 55 Access applications Part 4 (c) concerns research that has been, is being, or is intended to be, 1 carried out by or on behalf of the person, or 2 (d) concerns the affairs of a government of the Commonwealth or 3 another State (and the person is that government). 4 Note. The requirement to consult extends to consultation with other agencies 5 and other governments. See the definition of person in Schedule 4. 6 (3) If consultation is required concerning the release of personal 7 information about a deceased person, that consultation is to be done by 8 consultation with a close relative of the deceased. 9 (4) The purpose of consultation under this section is to ascertain whether 10 the person has an objection to disclosure of some or all of the 11 information and the reasons for any such objection. 12 (5) The agency must take any objection to disclosure of information that the 13 agency receives in the course of consultation into account in the course 14 of determining whether there is an overriding public interest against 15 disclosure of government information. 16 (6) If consultation establishes that a person objects to the disclosure of 17 information but the agency decides to provide access to the information 18 in response to the application, access is not to be provided until the 19 agency has first given the objector notice of the agency's decision to 20 provide access to the information and notice of the objector's right to 21 have that decision reviewed, and is not to be provided while review 22 rights on the decision are pending. 23 (7) Review rights on a decision are pending while the objector is entitled to 24 apply for a review of the decision under Part 5 (ignoring any period that 25 may be available by way of extension of time to apply for review), or 26 any review duly applied for is pending. 27 55 Consideration of personal factors of application 28 (1) In determining whether there is an overriding public interest against 29 disclosure of information in response to an access application, an 30 agency is entitled to take the following factors (the personal factors of 31 the application) into account as provided by this section: 32 (a) the applicant's identity and relationship with any other person, 33 (b) the applicant's motives for making the access application, 34 (c) any other factors particular to the applicant. 35 (2) The personal factors of the application can also be taken into account as 36 factors in favour of providing the applicant with access to the 37 information. 38 Page 27 Clause 56 Government Information (Public Access) Bill 2009 Part 4 Access applications (3) The personal factors of the application can be taken into account as 1 factors against providing access if (and only to the extent that) those 2 factors are relevant to the agency's consideration of whether the 3 disclosure of the information concerned could reasonably be expected 4 to have any of the effects referred to in clauses 2-5 (but not clause 1, 6 5 or 7) of the Table to section 14. 6 (4) An applicant is entitled to provide any evidence or information 7 concerning the personal factors of the application that the applicant 8 considers to be relevant to the determination of whether there is an 9 overriding public interest against disclosure of the information applied 10 for. 11 (5) An agency may, as a precondition to providing access to information to 12 an applicant, require the applicant to provide evidence concerning any 13 personal factors of the application that were relevant to a decision by the 14 agency that there was not an overriding public interest against 15 disclosure of the information. 16 (6) An agency is under no obligation to inquire into, or verify claims made 17 by an access applicant or any other person about, the personal factors of 18 the application but is entitled to have regard to evidence or information 19 provided by the applicant or other person. 20 Note. An agency is not entitled to impose any conditions on the use or 21 disclosure of information when the agency provides access to the information in 22 response to an access application. See section 73. 23 56 Applicant can object to inclusion in disclosure log 24 (1) An access applicant can object to the inclusion in the agency's 25 disclosure log of all or specified information concerning the application. 26 The objection can be made as part of the application or separately and 27 can include reasons for the objection. 28 (2) An applicant is not entitled to object to the inclusion of information on 29 an agency's disclosure log except on one or more of the following 30 grounds: 31 (a) the information includes personal information about the 32 applicant (or a deceased person for whom the applicant is the 33 personal representative), 34 (b) the information concerns the applicant's business, commercial, 35 professional or financial interests, 36 (c) the information concerns research that has been, is being, or is 37 intended to be, carried out by or on behalf of the applicant, 38 (d) the information concerns the affairs of a government of the 39 Commonwealth or another State (and the applicant is that 40 government). 41 Page 28 Government Information (Public Access) Bill 2009 Clause 57 Access applications Part 4 (3) An agency's acknowledgement of receipt of an access application is to 1 include the following statements about the inclusion of information in 2 the agency's disclosure log (unless the agency considers it unlikely that 3 information about the application will be included in the disclosure log): 4 (a) a statement that information concerning the application will be 5 included in the agency's disclosure log and that the applicant can 6 object to this, 7 (b) a statement about the right of review under Part 5 of a decision by 8 the agency to include information in its disclosure log despite the 9 applicant's objection. 10 (4) If an access applicant has objected to the inclusion of information in the 11 agency's disclosure log, the agency's notice of decision of the access 12 application must indicate: 13 (a) the agency's decision about whether the applicant was entitled to 14 object, and 15 (b) (if the agency has decided that the applicant was entitled to 16 object) the agency's decision on whether to include the 17 information in its disclosure log. 18 Note. The agency's decisions are reviewable under Part 5. 19 (5) An agency that decides that the applicant was not entitled to object to 20 the inclusion of information in the agency's disclosure log is entitled to 21 immediately include the information in the disclosure log. 22 (6) An agency that decides that the applicant was entitled to object to the 23 inclusion of information in the agency's disclosure log but decides to 24 include the information despite the objection must not include the 25 information while the objector is entitled to apply for a review of the 26 agency's decision under Part 5 (ignoring any period that may be 27 available by way of extension of time to apply for review), or any 28 review duly applied for is pending. 29 Division 4 Deciding access applications 30 57 Required period for deciding application 31 (1) An agency must decide an access application and give the applicant 32 notice of the agency's decision within 20 working days (the decision 33 period) after the agency receives the application. 34 (2) The decision period can be extended by up to 10 working days for either 35 or both of the following reasons (with a maximum extension under this 36 subsection of 15 working days for any particular access application): 37 (a) consultation with another person is required under a provision of 38 this Act, 39 Page 29 Clause 58 Government Information (Public Access) Bill 2009 Part 4 Access applications (b) records are required to be retrieved from a records archive. 1 Note. The decision period can only be extended to allow for mandatory 2 consultation, not just consultation that the agency chooses to do. 3 (3) The regulations can also provide for the extension (and further 4 extension) of the decision period. 5 (4) The decision period can also be extended (and further extended) by 6 agreement with the applicant. 7 Note. A decision by an agency to refuse to agree to extending the decision 8 period is not a reviewable decision. 9 (5) The agency must as soon as practicable after the decision period is 10 extended (and in any case within 5 working days after it is extended) 11 give the applicant notice of any extension of the decision period 12 (including any extension by agreement with the applicant), indicating 13 the date on which the extended decision period will end. 14 (6) An access application is considered to have been decided within time if 15 the agency decides the application and gives the applicant notice of the 16 agency's decision within the decision period. The decision period is 17 also referred to in other provisions of this Act as the period within which 18 an application is required to be decided. 19 58 How applications are decided 20 (1) An agency decides an access application for government information 21 by: 22 (a) deciding to provide access to the information, or 23 (b) deciding that the information is not held by the agency, or 24 (c) deciding that the information is already available to the applicant 25 (see section 59), or 26 (d) deciding to refuse to provide access to the information because 27 there is an overriding public interest against disclosure of the 28 information, or 29 (e) deciding to refuse to deal with the application (see section 60), or 30 (f) deciding to refuse to confirm or deny that information is held by 31 the agency because there is an overriding public interest against 32 disclosure of information confirming or denying that fact. 33 Note. These decisions are reviewable under Part 5. 34 (2) More than one decision can be made in respect of a particular access 35 application, so as to deal with the various items of information applied 36 for. 37 (3) If an agency finds that information or additional information is held by 38 the agency after deciding an access application, the agency can make a 39 Page 30 Government Information (Public Access) Bill 2009 Clause 59 Access applications Part 4 further decision that replaces or supplements the original decision, but 1 cannot be required to make a further decision in such a case. The further 2 decision can be made even if the period within which the application is 3 required to be decided has expired. 4 59 Decision that information already available to applicant 5 (1) An agency can decide that information is already available to an 6 applicant only if the information is: 7 (a) made publicly available by the agency or some other agency in 8 accordance with a legislative instrument other than this Act, 9 whether or not availability of the information is by inspection 10 only and whether or not availability is subject to a charge, or 11 (b) available to the applicant from, or for inspection at, the agency 12 free of charge in accordance with this Act or the agency's policies 13 and practices, or 14 (c) contained in a document that is usually available for purchase. 15 (2) An agency is not required to provide access to information that the 16 agency has decided is already available to the applicant, but notice of 17 the decision must indicate how the information can be accessed by the 18 applicant. 19 60 Decision to refuse to deal with application 20 (1) An agency may refuse to deal with an access application (in whole or in 21 part) for any of the following reasons (and for no other reason): 22 (a) dealing with the application would require an unreasonable and 23 substantial diversion of the agency's resources, 24 (b) the agency has already decided a previous application for the 25 information concerned (or information that is substantially the 26 same as that information) made by the applicant and there are no 27 reasonable grounds for believing that the agency would make a 28 different decision on the application, 29 (c) the applicant has failed to pay an advance deposit that is payable 30 in connection with the application, 31 Note. See section 70. 32 (d) the information is or has been the subject of a subpoena or other 33 order of a court for the production of documents and is available 34 to the applicant as a result of having been produced in compliance 35 with the subpoena or other order. 36 (2) In deciding whether dealing with an application would require an 37 unreasonable and substantial diversion of an agency's resources, the 38 agency is not required to have regard to any extension by agreement 39 Page 31 Clause 61 Government Information (Public Access) Bill 2009 Part 4 Access applications between the applicant and the agency of the period within which the 1 application is required to be decided. 2 (3) In deciding whether dealing with an application would require an 3 unreasonable and substantial diversion of an agency's resources, the 4 agency is entitled to consider 2 or more applications (including any 5 previous application) as the one application if the agency determines 6 that the applications are related and are made by the same applicant or 7 by persons who are acting in concert in connection with those 8 applications. 9 (4) Before refusing to deal with an access application because dealing with 10 it would require an unreasonable and substantial diversion of an 11 agency's resources, the agency must give the applicant a reasonable 12 opportunity to amend the application. The period within which the 13 application is required to be decided stops running while the applicant 14 is being given an opportunity to amend the application. 15 (5) Notice of an agency's decision to refuse to deal with an access 16 application must state the agency's reasons for the refusal. 17 (6) An applicant is not entitled to a refund of the application fee when the 18 agency refuses to deal with the application. 19 61 Notice of decision to refuse to provide access 20 Notice of an agency's decision to refuse to provide access to 21 information because there is an overriding public interest against 22 disclosure of the information must state the following: 23 (a) the agency's reasons for its decision, 24 (b) the findings on any material questions of fact underlying those 25 reasons, together with a reference to the sources of information 26 on which those findings are based, 27 (c) the general nature and the format of the records held by the 28 agency that contain the information concerned. 29 62 Notice of processing charges 30 Notice of an agency's decision to provide access to information must 31 state whether any processing charges will be payable for access to the 32 information and indicate how those charges have been calculated. 33 63 Deemed refusal if application not decided within time 34 (1) If an agency does not decide an access application within time, the 35 agency is deemed to have decided to refuse to deal with the application 36 and any application fee paid by the applicant is to be refunded. 37 Note. A deemed decision to refuse to deal with an application is reviewable 38 under Part 5. 39 Page 32 Government Information (Public Access) Bill 2009 Clause 64 Access applications Part 4 (2) The deemed refusal to deal with an application does not prevent the 1 agency from continuing to deal with the application and subsequently 2 deciding the application and giving notice of its decision (a late 3 decision) on the application. 4 (3) The obligation to refund an application fee to the applicant is not 5 affected by the making of the late decision and the late decision does not 6 entitle the agency to payment of an application fee. 7 (4) No processing charge can be imposed for dealing with an access 8 application if the application was not decided within time (whether or 9 not a late decision is made on the application). 10 Division 5 Processing charges and advance deposits 11 64 Processing charge for dealing with access application 12 (1) An agency may impose a charge (a processing charge) for dealing with 13 an access application at a rate of $30 per hour for each hour of 14 processing time for the application. 15 Note. The decision to impose a processing charge is reviewable under Part 5. 16 (2) The processing time for an application is the total amount of time to be 17 spent by any officer of the agency in: 18 (a) dealing with the application (including consideration of the 19 application, searching for records, consultation, decision-making 20 and any other function exercised in connection with deciding the 21 application), or 22 (b) providing access in response to the application (based on the 23 lowest reasonable estimate of the time that will need to be spent 24 in providing that access). 25 (3) The application fee of $30 paid by an applicant counts as a payment 26 towards any processing charge payable by the applicant. 27 (4) Access to government information granted in response to an access 28 application may be made conditional on payment of any processing 29 charge imposed for dealing with the application. 30 65 Discounted processing charge--financial hardship 31 (1) An applicant is entitled to a 50% reduction in a processing charge 32 imposed by an agency if the agency is satisfied that the applicant is 33 suffering financial hardship. 34 Note. The discount applies only to the processing charge, not the application 35 fee. If a 50% reduction in processing charge applies, the application fee will pay 36 for the first 2 hours of processing time (not just the first hour). See section 64. 37 Page 33 Clause 66 Government Information (Public Access) Bill 2009 Part 4 Access applications (2) The agency may refuse to allow the discount if satisfied that the 1 applicant is making the application on behalf of another person in order 2 to obtain the discount for that person. 3 (3) The regulations may prescribe circumstances that constitute financial 4 hardship. 5 Note. A decision to refuse to reduce a processing charge is reviewable under 6 Part 5. 7 66 Discounted processing charge--special public benefit 8 (1) An applicant is entitled to a 50% reduction in a processing charge 9 imposed by an agency if the agency is satisfied that the information 10 applied for is of special benefit to the public generally. 11 Note. The discount applies only to the processing charge, not the application 12 fee. If a 50% reduction in processing charge applies, the application fee will pay 13 for the first 2 hours of processing time (not just the first hour). See section 64. 14 A decision to refuse to reduce a processing charge is reviewable under Part 5. 15 (2) If the information applied for was not publicly available at the time the 16 application was received but the agency makes the information publicly 17 available either before or within 3 working days after providing access 18 to the applicant, the applicant is entitled to a full waiver of the 19 processing charge imposed by the agency. 20 (3) The Information Commissioner may, for the assistance of agencies, 21 publish guidelines about reductions in processing charges under this 22 section. 23 67 Waiver of processing charge for personal information application 24 If an access application is made for personal information about the 25 applicant (the applicant being an individual), the agency cannot impose 26 any processing charge for the first 20 hours of processing time for the 27 application. 28 Note. This does not limit an agency's power to reduce, waive or refund 29 processing charges under section 127. 30 68 Advance deposit for payment of processing charge 31 (1) An agency may by notice to an applicant require the applicant to make 32 an advance payment of a processing charge (as an advance deposit). 33 Note. The decision to require an advance deposit is reviewable under Part 5. 34 (2) The period within which the application is required to be decided stops 35 running from when the decision to require an advance deposit is made 36 until payment of the advance deposit is received by the agency. 37 Page 34 Government Information (Public Access) Bill 2009 Clause 69 Access applications Part 4 (3) The notice requiring an advance deposit must: 1 (a) include a statement of the processing charges for work already 2 undertaken by the agency in dealing with the application, and 3 (b) include a statement of the estimated processing charges for work 4 expected to be required to be undertaken by the agency in dealing 5 with the application, and 6 (c) specify a date by which the advance deposit must be paid (being 7 a date at least 4 weeks after the date the notice is given), and 8 (d) include a statement that if the advance deposit is not paid by the 9 due date the agency may refuse to deal further with the 10 application and that this will result in any application fee and 11 advance deposit already paid being forfeited. 12 (4) An agency can extend the date by which an advance deposit must be 13 paid and is to give the applicant notice of any extension (indicating the 14 new date by which the advance deposit must be paid). 15 69 Maximum advance deposit 16 (1) The maximum advance deposit that can be required is 50% of the 17 amount that the agency estimates to be the total processing charge for 18 dealing with the application (ignoring any reduction in processing 19 charge to which the applicant may be entitled). 20 Note. An applicant can pay the full amount of the agency's estimate of the total 21 processing charge in advance if the applicant wants to, but the applicant cannot 22 be required to pay more than 50% of the estimate as an advance deposit. 23 (2) More than one advance deposit can be required so long as the total of 24 the advance deposits required does not exceed the maximum advance 25 deposit. 26 70 Result of failing to pay advance deposit 27 (1) An agency may refuse to deal further with an access application if the 28 applicant has failed to pay an advance deposit within the time required 29 for payment (unless the applicant has applied for review under Part 5 of 30 the decision to require the advance deposit within the time required for 31 payment of the advance deposit). 32 Note. The decision to refuse to deal further with an access application is 33 reviewable under Part 5. 34 (2) An agency must give notice to the applicant of its decision to refuse to 35 deal further with the application. 36 (3) The review under Part 5 of a decision to refuse to deal further with an 37 application for failure to pay an advance deposit is to be a review of both 38 the decision to refuse to deal further with the application and the 39 Page 35 Clause 71 Government Information (Public Access) Bill 2009 Part 4 Access applications decision to impose the advance deposit (unless the decision to impose 1 the advance deposit has already been reviewed under that Part). 2 71 Refund of advance deposit 3 (1) An applicant is entitled to a refund of advance deposits paid by the 4 applicant to the extent (if any) that the advance deposits paid exceed the 5 total processing charges payable for dealing with the application. 6 (2) An applicant is entitled to a refund of any advance deposit paid if the 7 agency does not decide the access application within time. 8 Note. An agency cannot impose a processing charge if it does not decide an 9 application within time. 10 Division 6 How access is provided 11 72 Forms of access 12 (1) Access to government information in response to an access application 13 may be provided in any of the following ways: 14 (a) by providing a reasonable opportunity to inspect a record 15 containing the information, 16 (b) by providing a copy of a record containing the information, 17 (c) by providing access to a record containing the information, 18 together with such facilities as may be necessary to enable the 19 information to be read, viewed or listened to (as appropriate to 20 the kind of record concerned), 21 (d) by providing a written transcript of the information in the case of 22 information recorded in an audio record or recorded in shorthand 23 or other encoded format. 24 (2) The agency must provide access in the way requested by the applicant 25 unless: 26 (a) to do so would interfere unreasonably with the operations of the 27 agency or would result in the agency incurring unreasonable 28 additional costs, or 29 (b) to do so would be detrimental to the proper preservation of the 30 record, or 31 (c) to do so would involve an infringement of copyright, or 32 (d) there is an overriding public interest against disclosure of the 33 information in the way requested by the applicant. 34 Note. Decisions about how to provide access are reviewable under Part 5. 35 Page 36 Government Information (Public Access) Bill 2009 Clause 73 Access applications Part 4 73 Access to be unconditional 1 (1) An agency is not entitled to impose any conditions on the use or 2 disclosure of information when the agency provides access to the 3 information in response to an access application. 4 (2) A condition may be imposed as to how a right of access may be 5 exercised (such as a condition that prevents an applicant making notes 6 from or taking a copy of a record that is made available for inspection) 7 but only to avoid there being an overriding public interest against 8 disclosure of the information. 9 (3) A condition may be imposed that access to medical or psychiatric 10 information will only be provided to a medical practitioner nominated 11 by the applicant and not to the applicant personally. 12 Note. Access can also be made conditional on the payment of processing 13 charges (s 64) and on the provision of evidence of identity or other personal 14 factors relevant to the agency's decision to provide access (s 55). 15 74 Deletion of information from copy of record to be accessed 16 An agency can delete information from a copy of a record to which 17 access is to be provided in response to an access application (so as to 18 provide access only to the other information that the record contains) 19 either because the deleted information is not relevant to the information 20 applied for or because (if the deleted information was applied for) the 21 agency has decided to refuse to provide access to that information. 22 75 Providing access by creating new record 23 (1) An agency is not prevented from providing access in response to an 24 access application to government information held by the agency by 25 making and providing access to a new record of that information. 26 (2) An agency's obligation to provide access to government information in 27 response to an access application does not require the agency to do any 28 of the following: 29 (a) make a new record of information held by the agency, 30 (b) update or verify information held by the agency, 31 (c) create new information, or produce a new record of information, 32 by deduction, inference or calculation from information held by 33 the agency or by any other use or application of information held 34 by the agency. 35 Page 37 Clause 76 Government Information (Public Access) Bill 2009 Part 4 Access applications 76 Providing access to information not applied for 1 An agency is authorised to provide access to government information in 2 response to an access application that is in addition to the information 3 applied for, unless there is an overriding public interest against 4 disclosure. 5 77 Period within which access rights must be exercised 6 (1) When an agency decides to provide access to government information 7 the applicant has a period of 6 months (the access period) to access the 8 information. 9 (2) The access period starts from when notice of the decision to grant access 10 is given to the applicant (even if access is conditional on payment of any 11 processing charge). If the agency has decided to defer providing access, 12 the access period starts from the end of the deferral. 13 (3) The agency may extend and further extend the access period in a 14 particular case by notice to the applicant. 15 (4) An access applicant's entitlement to access lapses at the end of the 16 access period. 17 78 Deferral of access 18 (1) An agency that has decided to provide access to government 19 information in response to an access application may defer providing 20 that access if: 21 (a) the information is contained in a record (or a draft of or extract 22 from a record) that, by or under this Act or some other legislative 23 instrument, is required to be published but is yet to be published, 24 or 25 (b) the information is contained in a record (or a draft of or extract 26 from a record) that has been prepared for presentation to 27 Parliament, or that has been designated by the responsible 28 Minister for the agency as appropriate for presentation to 29 Parliament, but is yet to be presented, or 30 (c) the information is contained in a record (or a draft of or extract 31 from a record) that has been prepared for submission to a 32 particular person or body, or that has been designated by the 33 responsible Minister for the agency as appropriate for submission 34 to a particular person or body, but is yet to be submitted. 35 Note. A decision to defer access is reviewable under Part 5. 36 (2) Access may be deferred only until the record has been so published, 37 presented or submitted. 38 Page 38 Government Information (Public Access) Bill 2009 Clause 79 Access applications Part 4 (3) If access is to be deferred, the notice of decision of the access 1 application given to the applicant must state that access is to be deferred 2 and state the date on which access will be provided or (if that date is not 3 known) describe the event following which access will be provided and 4 the expected date of that event. 5 (4) If access to information is deferred for more than 12 months, the 6 applicant is entitled to make a further access application for the 7 information. No application fee or processing charge is payable in 8 respect of the further application and access pursuant to the further 9 application cannot be deferred under this section. 10 79 Provision of information subject to subpoena 11 (1) An agency need not comply with a requirement of a subpoena or other 12 order of a court for the production of a document that the person who 13 requested the issue of the subpoena or applied for the order has been 14 given access to by the agency in response to an access application made 15 by the person. 16 (2) This section does not apply if the court that issued the subpoena or order 17 specifically orders to the contrary. 18 Page 39 Clause 80 Government Information (Public Access) Bill 2009 Part 5 Review of decisions Part 5 Review of decisions 1 Division 1 Reviewable decisions 2 80 Which decisions are reviewable decisions 3 The following decisions of an agency in respect of an access application 4 are reviewable decisions for the purposes of this Part: 5 (a) a decision that an application is not a valid access application, 6 (b) a decision to transfer an access application to another agency, as 7 an agency-initiated transfer, 8 (c) a decision to refuse to deal with an access application (including 9 such a decision that is deemed to have been made), 10 (d) a decision to provide access or to refuse to provide access to 11 information in response to an access application, 12 (e) a decision that government information is not held by the agency, 13 (f) a decision that information applied for is already available to the 14 applicant, 15 (g) a decision to refuse to confirm or deny that information is held by 16 the agency, 17 (h) a decision to defer the provision of access to information in 18 response to an access application, 19 (i) a decision to provide access to information in a particular way in 20 response to an access application (or a decision not to provide 21 access in the way requested by the applicant), 22 (j) a decision to impose a processing charge or to require an advance 23 deposit, 24 (k) a decision to refuse a reduction in a processing charge, 25 (l) a decision to refuse to deal further with an access application 26 because an applicant has failed to pay an advance deposit within 27 the time required for payment, 28 (m) a decision to include information in a disclosure log despite an 29 objection by the access applicant (or a decision that the access 30 applicant was not entitled to object). 31 81 Extended review period where more than one decision made 32 When more than one reviewable decision is made in respect of a 33 particular access application and those decisions are made at different 34 times, the period (the review period) within which a person may apply 35 for a review under this Part of any of those decisions is extended to the 36 end of the review period for the last of those decisions. 37 Page 40 Government Information (Public Access) Bill 2009 Clause 82 Review of decisions Part 5 Division 2 Internal review by agency 1 82 Right of internal review 2 (1) A person aggrieved by a reviewable decision of an agency is entitled to 3 a review of the decision by the agency that made the decision (which is 4 referred to in this Part as an internal review). 5 (2) Internal review of a decision is not available if the decision is made by 6 the principal officer of the agency or if the agency is a Minister. 7 (3) An internal review can be limited to a particular aspect of a reviewable 8 decision (such as by being limited to particular information to which the 9 decision relates). 10 (4) There is to be no internal review of a decision that is or has been the 11 subject of review by the Information Commissioner under this Part 12 except internal review conducted on the recommendation of the 13 Information Commissioner. 14 (5) There is to be no internal review of a decision that is or has been the 15 subject of review by the ADT under this Part. 16 83 Time within which internal review can be applied for 17 (1) Internal review of a decision cannot be applied for more than 18 20 working days after notice of the decision is given to the access 19 applicant or (in the case of the deemed refusal by an agency to deal with 20 an access application) more than 20 working days after the deemed 21 refusal. 22 (2) An agency can agree to accept an application for internal review out of 23 time. 24 (3) An agency must acknowledge receipt of an application for internal 25 review by notice to the applicant for review given as soon as practicable 26 after the agency receives the application and in any event within 27 5 working days after the application is received. 28 84 Conduct of internal review 29 (1) An internal review is to be done by making a new decision, as if the 30 decision being reviewed (the original decision) had not been made, 31 with the new decision being made as if it were being made when the 32 access application to which the review relates was originally received. 33 (2) An internal review is not to be done by the person who made the original 34 decision and is not to be done by a person who is less senior than the 35 person who made the original decision. 36 Page 41 Clause 85 Government Information (Public Access) Bill 2009 Part 5 Review of decisions 85 Fee for internal review 1 (1) A fee of $40 is payable by the applicant for an internal review. 2 (2) No fee is payable for internal review of a decision to refuse to deal with 3 an access application if the decision arises because the agency did not 4 decide the access application within time (and as a result is deemed to 5 have refused to deal with the application). 6 86 Required period for determination of internal review 7 (1) An agency must make its decision on an internal review and give the 8 applicant notice of the agency's decision within 15 working days (the 9 review period) after the agency receives the application for internal 10 review. 11 (2) The review period can be extended by up to 10 working days if 12 consultation is required with another person with whom the agency has 13 not previously consulted in relation to the application. 14 (3) The agency must (before the review period ends) give the applicant 15 notice of any extension of the review period and indicate the date on 16 which the extended review period will end. 17 (4) The review period can also be extended by agreement with the applicant 18 for review. 19 (5) If a decision on the internal review is not made within the review period, 20 the agency is deemed to have made that decision by making the original 21 decision again, and the applicant for review is entitled to a refund of any 22 fee paid to the agency for the review. 23 87 No processing charges for internal review 24 (1) An agency is not entitled to impose any processing charges for work 25 done in connection with an internal review. 26 (2) This section does not affect any requirement to pay a processing charge 27 imposed in connection with the original decision (unless the decision on 28 the internal review otherwise requires). 29 88 No internal review of decision on internal review 30 A person is not entitled to an internal review of a decision made on the 31 internal review of a reviewable decision. 32 Page 42 Government Information (Public Access) Bill 2009 Clause 89 Review of decisions Part 5 Division 3 Review by Information Commissioner 1 89 Right to have decision reviewed by Information Commissioner 2 (1) A person aggrieved by a reviewable decision of an agency is entitled to 3 have the decision reviewed by the Information Commissioner under this 4 Division. 5 (2) When the aggrieved person is the access applicant, the decision is not 6 required to be the subject of internal review by the agency under this 7 Part before it can be reviewed by the Information Commissioner. In any 8 other case the decision is required to be the subject of internal review 9 before it can be reviewed by the Information Commissioner. 10 (3) The Information Commissioner may exercise any function of the 11 Information Commissioner under the Government Information 12 (Information Commissioner) Act 2009 for the purposes of or in 13 connection with the review of a reviewable decision of an agency. 14 (4) Conduct of an agency that constitutes a reviewable decision of the 15 agency cannot be the subject of a complaint to the Information 16 Commissioner under section 17 of the Government Information 17 (Information Commissioner) Act 2009. 18 90 Time limit for applying for review by Information Commissioner 19 An application for the review of a decision by the Information 20 Commissioner must be made within 8 weeks after notice of the decision 21 to which the review relates is given to the applicant. 22 91 Disclosure of public interest information 23 The Information Commissioner must not, in the exercise of functions in 24 connection with a review under this Division, disclose any information 25 for which there is (or for which an agency claims there is) an overriding 26 public interest against disclosure. 27 92 Recommendations on review 28 (1) On a review of a decision under this Division, the Information 29 Commissioner may make such recommendations to the agency about 30 the decision as the Information Commissioner thinks appropriate. 31 (2) The recommendations specifically provided for by this Division do not 32 limit the recommendations that the Information Commissioner can 33 make. 34 93 Recommendation for reconsideration of matter by agency 35 (1) The Information Commissioner may recommend that the agency 36 reconsider the decision that is the subject of the Information 37 Page 43 Clause 94 Government Information (Public Access) Bill 2009 Part 5 Review of decisions Commissioner's review and make a new decision as if the decision 1 reviewed had not been made. 2 (2) The agency may, pursuant to such a recommendation, reconsider the 3 decision and make a new decision, whether or not the decision has 4 already been the subject of internal review by the agency. 5 (3) The agency's reconsideration of a decision is to be by way of internal 6 review of the decision (under Division 2) unless the decision has 7 already been internally reviewed, in which case the agency is to 8 reconsider the decision and make a new decision. 9 (4) Unlike an internal review, the reconsideration of a decision that is not 10 an internal review: 11 (a) can be done by the person who made the original decision, and 12 (b) can be the reconsideration of a decision made by the principal 13 officer of the agency. 14 (5) The reconsideration of a decision that is not an internal review cannot 15 be done by a person who is less senior than the person who made the 16 original decision. 17 (6) A fee of $40 is payable (by the person who applied for the Information 18 Commissioner's review) for the internal review of a decision pursuant 19 to a recommendation of the Information Commissioner. 20 Note. No fee is payable for any other reconsideration of a matter pursuant to a 21 recommendation of the Information Commissioner. 22 94 Recommendation as to public interest against disclosure 23 The Information Commissioner may make a recommendation against a 24 decision of an agency that there is an overriding public interest against 25 disclosure of government information. 26 95 Recommendation as to general procedure of agency 27 The Information Commissioner may make a recommendation that any 28 general procedure of an agency in relation to dealing with access 29 applications be changed to conform to the requirements of this Act or to 30 further the object of this Act. 31 96 Information Commissioner may refuse to review decision 32 The Information Commissioner may refuse to review or to deal further 33 with a review of a decision of an agency if the Information 34 Commissioner is satisfied that: 35 (a) the application for review is frivolous, vexatious, misconceived 36 or lacking in substance, or 37 Page 44 Government Information (Public Access) Bill 2009 Clause 97 Review of decisions Part 5 (b) the review would require an unreasonable and substantial 1 diversion of the resources of the Information Commissioner, or 2 (c) the applicant for review has failed without reasonable excuse to 3 co-operate with the Information Commissioner in connection 4 with the review, or 5 (d) the applicant for review cannot by reasonable efforts be contacted 6 by the Information Commissioner. 7 97 Onus on agency to justify decisions 8 (1) In any review under this Division concerning a decision made under this 9 Act by an agency, the burden of establishing that the decision is justified 10 lies on the agency, except as otherwise provided by this section. 11 (2) If the review is of a decision to provide access to government 12 information in response to an access application, the burden of 13 establishing that there is an overriding public interest against disclosure 14 of information lies on the applicant for review. 15 (3) If the review is of a decision to refuse a reduction in a processing charge, 16 the burden of establishing that there is an entitlement to the reduction 17 lies on the applicant for review. 18 98 No review of decisions reviewed by ADT 19 A decision is not to be the subject of review by the Information 20 Commissioner under this Division if the decision is or has been the 21 subject of review by the ADT. 22 99 Referral of agency decision to ADT 23 The Information Commissioner may, with the consent of the applicant 24 for review, refer a decision of an agency that is the subject of a review 25 by the Information Commissioner under this Division to the ADT for 26 review. 27 Division 4 Review by Administrative Decisions Tribunal 28 100 Review of decision by ADT 29 A person who is aggrieved by a reviewable decision of an agency may 30 apply to the ADT for a review of the decision (referred to in this 31 Division as ADT review). 32 Note. A reviewable decision does not have to be internally reviewed or 33 reviewed by the Information Commissioner before it can be the subject of ADT 34 review. 35 Page 45 Clause 101 Government Information (Public Access) Bill 2009 Part 5 Review of decisions 101 Time for applying for ADT review 1 (1) An application for ADT review must be made within 8 weeks after 2 notice of the decision to which the review relates is given to the 3 applicant (unless subsection (2) gives a longer period to apply for ADT 4 review). 5 (2) If the decision is the subject of review by the Information 6 Commissioner, an application for ADT review can be made at any time 7 up to 4 weeks after the applicant is notified of the completion of the 8 Information Commissioner's review. 9 (3) If an application for ADT review of a decision is made while the 10 decision is the subject of review by the Information Commissioner, the 11 Information Commissioner's review is to end. 12 (4) The ADT may, on application by a person wanting to make an 13 application for ADT review out of time, extend the time for the making 14 of such an application by the person if the ADT is of the opinion that the 15 person has provided a reasonable excuse for the delay in making the 16 application. 17 (5) An application to extend the time for the making of an application for 18 ADT review must be in writing unless the ADT dispenses with the 19 requirement in a particular case. 20 (6) The time for making an application for ADT review may be extended 21 under this section even if that time has expired. 22 102 No internal review under ADT Act 23 (1) The procedure for internal review of a decision provided for by this Part 24 applies to the exclusion of section 53 (Internal reviews) of the ADT Act 25 in the case of a decision that is a reviewable decision under that Act. 26 (2) A reference in the ADT Act to internal review of a reviewable decision 27 under that Act is, in its application to a reviewable decision under this 28 Part, to be read as a reference to internal review of the decision under 29 this Part. 30 103 Operation of other ADT Act provisions 31 The provisions of section 58 (Duty of administrator to lodge material 32 documents with Tribunal where decision reviewed) and Division 2 33 (Effect of pending applications on reviewable decisions) of Part 3 of 34 Chapter 5 of the ADT Act do not apply to an application for ADT 35 review under this Division. 36 Page 46 Government Information (Public Access) Bill 2009 Clause 104 Review of decisions Part 5 104 Right of appearance before ADT 1 (1) The Information Commissioner has a right to appear and be heard in any 2 proceedings before the ADT (and proceedings on an appeal in respect 3 of any such proceedings) in relation to a review under this Division. 4 (2) Any person who could be aggrieved by a decision of the ADT on a 5 review under this Division has a right to appear and be heard in any 6 proceedings before the ADT in relation to the review. 7 105 Onus on agency to justify decisions 8 (1) In any review under this Division concerning a decision made under this 9 Act by an agency, the burden of establishing that the decision is justified 10 lies on the agency, except as otherwise provided by this section. 11 (2) If the review is of a decision to provide access to government 12 information in response to an access application, the burden of 13 establishing that there is an overriding public interest against disclosure 14 of information lies on the applicant for review. 15 (3) If the review is of a decision to refuse a reduction in a processing charge, 16 the burden of establishing that there is an entitlement to the reduction 17 lies on the applicant for review. 18 106 Decisions about Cabinet and Executive Council information 19 (1) On an ADT review of a decision by an agency that there is an overriding 20 public interest against disclosure of information because the 21 information is claimed to be Cabinet or Executive Council information 22 (as described in Schedule 1), the ADT is limited to deciding whether 23 there were reasonable grounds for the agency's claim and is not 24 authorised to make a decision as to the correct and preferable decision 25 on the matter. 26 (2) If the ADT is not satisfied, by evidence on affidavit or otherwise, that 27 there were reasonable grounds for the claim, it may require the 28 information to be produced in evidence before it. 29 (3) If the ADT is still not satisfied after considering the evidence produced 30 that there were reasonable grounds for the claim, the ADT is to reject 31 the claim when determining the review application and may then 32 proceed to make a decision as to the correct and preferable decision on 33 the matter. 34 (4) The ADT is not to reject the claim unless it has given the Minister 35 administering this Act a reasonable opportunity to appear and be heard 36 in relation to the matter. 37 (5) The Minister administering this Act is a party to any proceedings on an 38 application under this section. 39 Page 47 Clause 107 Government Information (Public Access) Bill 2009 Part 5 Review of decisions 107 Procedure for dealing with public interest considerations 1 (1) In determining an application for ADT review, the ADT is to ensure that 2 it does not, in the reasons for its decision or otherwise, disclose any 3 information for which there is an overriding public interest against 4 disclosure. 5 (2) On an ADT review, the ADT must receive evidence and hear argument 6 in the absence of the public, the review applicant and the applicant's 7 representative if in the opinion of the ADT it is necessary to do so to 8 prevent the disclosure of information for which there is an overriding 9 public interest against disclosure. 10 (3) On an ADT review, the ADT must, on the application of the Minister 11 administering this Act or the agency, receive evidence and hear 12 argument in the absence of: 13 (a) the public and the applicant, and 14 (b) the applicant's representative if the ADT is of the opinion that it 15 is necessary to do so to prevent the disclosure of information for 16 which there is, or for which there could be or is claimed to be, an 17 overriding public interest against disclosure. 18 108 Delayed decisions 19 (1) The ADT may on the application of an agency make an order allowing 20 the agency further time to decide an access application if the decision 21 that is the subject of ADT review is a decision the agency is deemed to 22 have made because the access application or internal review concerned 23 was not decided within time (referred to in this section as a deemed 24 refusal decision). 25 (2) Such an order may be made subject to such conditions as the ADT 26 thinks fit, including either of the following conditions: 27 (a) a condition that if a decision is made to provide access to the 28 information concerned during the further time allowed, any 29 charge that would otherwise be payable in connection with 30 providing that access is to be reduced or waived and the applicant 31 for the ADT review may apply to the ADT for an order that the 32 applicant's costs in proceedings on the ADT review are to be paid 33 by the agency, 34 (b) a condition permitting the agency to impose processing charges 35 for work done in connection with the access application (as if the 36 application had been decided within time). 37 (3) If an agency makes a reviewable decision (the subsequent decision) on 38 an access application following a deemed refusal decision on the 39 application and while the deemed refusal decision is the subject of ADT 40 Page 48 Government Information (Public Access) Bill 2009 Clause 109 Review of decisions Part 5 review, the ADT may on application by the applicant deal with the 1 application for ADT review as if it were an application for review of the 2 subsequent decision. 3 109 ADT may refuse to review decision 4 The ADT may refuse to review or to deal further with a review of a 5 decision of an agency if the ADT is satisfied that the application for 6 review is frivolous, vexatious, misconceived or lacking in substance. 7 110 Orders to restrain making of unmeritorious access applications 8 (1) The ADT may order that a person is not permitted to make an access 9 application without first obtaining the approval of the ADT if the ADT 10 is satisfied that the person has made at least 3 access applications (to one 11 or more agencies) in the previous 2 years that lack merit. Such an order 12 is a restraint order. 13 (2) An access application is to be regarded as lacking merit if: 14 (a) the agency decided the application by refusing to deal with the 15 application in its entirety, or 16 (b) the agency decided the application by deciding that none of the 17 information applied for is held by the agency, or 18 (c) the access applicant's entitlement to access lapsed without that 19 access being provided (including as a result of failure to pay any 20 processing charge payable). 21 (3) A restraint order may be made to apply to all access applications made 22 by the person the subject of the order or may be limited by reference to 23 particular kinds of information or particular agencies. 24 (4) A person who is subject to a restraint order cannot apply to the ADT for 25 approval to the making of an access application by the person without 26 first serving notice of the application for approval on the agency 27 concerned and the Information Commissioner. 28 (5) An application for a restraint order against a person may be made by an 29 agency that receives an access application from the person (whether or 30 not the agency has decided the application) or by the Minister or the 31 Information Commissioner. 32 (6) The ADT may order that a person who is the subject of a restraint order 33 is not permitted to apply to the ADT for approval to make an access 34 application if the ADT is satisfied that the person has repeatedly made 35 applications for approval that are lacking in substance. 36 (7) While a restraint order is in force against a person, any application for 37 government information made to an agency in contravention of the 38 order is not a valid access application. 39 Page 49 Clause 111 Government Information (Public Access) Bill 2009 Part 5 Review of decisions 111 Referral of systemic issues to Information Commissioner 1 The ADT may refer any matter to the Information Commissioner that 2 the ADT considers is indicative of a systemic issue in relation to the 3 determination of access applications by a particular agency or by 4 agencies generally. 5 112 Report on improper conduct 6 If the ADT is of the opinion as a result of an ADT review that an officer 7 of an agency has failed to exercise in good faith a function conferred on 8 the officer by or under this Act, the ADT may bring the matter to the 9 attention of the Minister who appears to the ADT to have responsibility 10 for the agency. 11 Page 50 Government Information (Public Access) Bill 2009 Clause 113 Protections and offences Part 6 Part 6 Protections and offences 1 Division 1 Protections 2 113 Protection in respect of actions for defamation or breach of confidence 3 (1) If government information is disclosed pursuant to a decision under this 4 Act, and the person by whom the decision is made believes in good 5 faith, when making the decision, that this Act permits or requires the 6 decision to be made: 7 (a) no action for defamation or breach of confidence lies against the 8 Crown, an agency or an officer of an agency by reason of the 9 making of the decision or the disclosure of information, and 10 (b) no action for defamation or breach of confidence in respect of any 11 publication involved in, or resulting from, the disclosure of 12 information lies against the author of a record containing the 13 information or any other person by reason of the author or other 14 person having supplied the record to an agency. 15 (2) Neither the giving of access to information pursuant to a decision under 16 this Act nor the making of such a decision constitutes, for the purposes 17 of the law relating to defamation or breach of confidence, an 18 authorisation or approval of the publication of a record containing the 19 information or its contents by the person to whom the information is 20 disclosed. 21 114 Protection in respect of certain criminal actions 22 If government information is disclosed pursuant to a decision under this 23 Act, and the person by whom the decision is made believes in good 24 faith, when making the decision, that this Act permits or requires the 25 decision to be made, neither the person by whom the decision is made 26 nor any other person concerned in disclosing the information is guilty 27 of an offence merely because of the making of the decision or the 28 disclosing of information. 29 115 Personal liability 30 No matter or thing done by an agency or officer of an agency, or by any 31 person acting under the direction of an agency or officer of an agency, 32 if the matter or thing was done in good faith for the purposes of 33 executing this Act, subjects the officer or person so acting, personally 34 to any action, liability, claim or demand. 35 Page 51 Clause 116 Government Information (Public Access) Bill 2009 Part 6 Protections and offences Division 2 Offences 1 116 Offence of acting unlawfully 2 An officer of an agency must not make a reviewable decision in relation 3 to an access application that the officer knows to be contrary to the 4 requirements of this Act. 5 Maximum penalty: 100 penalty units. 6 117 Offence of directing unlawful action 7 A person (the offender) must not: 8 (a) direct an officer of an agency who is required to make a decision 9 in relation to an access application to make a reviewable decision 10 that the offender knows is not a decision permitted or required to 11 be made by this Act, or 12 (b) direct a person who is an officer of an agency involved in an 13 access application to act in a manner that the offender knows is 14 otherwise contrary to the requirements of this Act. 15 Maximum penalty: 100 penalty units. 16 118 Offence of improperly influencing decision on access application 17 A person (the offender) who influences the making of a decision by an 18 officer of an agency for the purpose of causing the officer to make a 19 reviewable decision that the offender knows is not the decision 20 permitted or required to be made by this Act is guilty of an offence. 21 Maximum penalty: 100 penalty units. 22 119 Offence of unlawful access 23 A person who in connection with an access application knowingly 24 misleads or deceives an officer of an agency for the purpose of 25 obtaining access to government information is guilty of an offence. 26 Maximum penalty: 100 penalty units. 27 120 Offence of concealing or destroying government information 28 A person who destroys, conceals or alters any record of government 29 information for the purpose of preventing the disclosure of the 30 information as authorised or required by or under this Act is guilty of an 31 offence. 32 Maximum penalty: 100 penalty units. 33 Page 52 Government Information (Public Access) Bill 2009 Clause 121 Miscellaneous Part 7 Part 7 Miscellaneous 1 121 Provision of information by private sector contractors 2 (1) An agency that enters into a contract (a government contract) with a 3 private sector entity (the contractor) under which the contractor is to 4 provide services to the public on behalf of the agency must ensure that 5 the contract provides for the agency to have an immediate right of 6 access to the following information contained in records held by the 7 contractor: 8 (a) information that relates directly to the performance of the 9 services by the contractor, 10 (b) information collected by the contractor from members of the 11 public to whom it provides, or offers to provide, the services, 12 (c) information received by the contractor from the agency to enable 13 it to provide the services. 14 Note. A reference in this Act to government information held by an agency 15 includes information held by a private sector entity to which the agency has an 16 immediate right of access. See clause 12 of Schedule 4. This means that an 17 access application can be made to the agency for that information. 18 (2) A government contract is not required to provide for the agency to have 19 an immediate right of access to any of the following information: 20 (a) information that discloses or would tend to disclose the 21 contractor's financing arrangements, financial modelling, cost 22 structure or profit margins, 23 (b) information that the contractor is prohibited from disclosing to 24 the agency by provision made by or under any Act (of this or 25 another State or of the Commonwealth), 26 (c) information that, if disclosed to the agency, could reasonably be 27 expected to place the contractor at a substantial commercial 28 disadvantage in relation to the agency, whether at present or in 29 the future. 30 Note. The contractor may be entitled to be consulted by the agency under 31 section 54 (Consultation on public interest considerations) in relation to an 32 access application made to the agency for information held by the contractor. 33 122 Act binds the Crown 34 This Act binds the State and, in so far as the legislative power of the 35 Parliament of New South Wales permits, the other States, the Territories 36 and the Commonwealth. 37 123 State Records Act not affected 38 This Act does not affect the operation of the State Records Act 1998. 39 Page 53 Clause 124 Government Information (Public Access) Bill 2009 Part 7 Miscellaneous 124 Powers of Ombudsman 1 The powers of the Ombudsman under the Ombudsman Act 1974 do not 2 extend to investigating the conduct of any person or body in relation to 3 a decision of an agency that is a reviewable decision under Part 5 of this 4 Act. 5 125 Reports to Parliament 6 (1) Each agency (other than a Minister) must, within 4 months after the end 7 of each reporting year, prepare an annual report on the agency's 8 obligations under this Act for submission to the Minister responsible for 9 the agency. A copy of the report is to be provided to the Information 10 Commissioner. 11 (2) Each Minister must, on or before 31 August each year, furnish the 12 Minister administering this Act with such information concerning the 13 Minister's obligations as an agency under this Act as the Minister 14 administering this Act may require. 15 (3) The Minister administering this Act must, on or before 31 December 16 each year, prepare an annual report on the obligations of each Minister 17 as an agency under this Act. A copy of the report is to be provided to the 18 Information Commissioner. 19 (4) An annual report under this section must be tabled in each House of 20 Parliament by the relevant Minister as soon as practicable after it is 21 prepared unless it is included in an annual report prepared for the 22 purposes of the Annual Reports (Departments) Act 1985 or the Annual 23 Reports (Statutory Bodies) Act 1984. 24 (5) The annual report referred to in subsection (3) may be included in the 25 annual report for the Department of Premier and Cabinet prepared for 26 the purposes of the Annual Reports (Departments) Act 1985. 27 (6) The regulations may make provision for: 28 (a) the information to be included in annual reports, and 29 (b) the form in which annual reports are to be prepared. 30 (7) In this section, a reference to the reporting year of an agency is a 31 reference to: 32 (a) the financial year of the agency for the purposes of the Annual 33 Reports (Departments) Act 1985 or the Annual Reports 34 (Statutory Bodies) Act 1984, or 35 (b) if the agency does not have a financial year for the purposes of 36 either of those Acts, the year ending 30 June. 37 Page 54 Government Information (Public Access) Bill 2009 Clause 126 Miscellaneous Part 7 126 Requirements for notices given by agencies 1 (1) The following requirements apply to any notice or notification that an 2 agency is required to give under this Act: 3 (a) it must be in writing, 4 (b) it must include the date of the decision or other action of the 5 agency with which the notice or notification is concerned, 6 (c) it must include a statement that gives details of any right of 7 review provided by this Act in respect of any decision of the 8 agency with which the notice or notification is concerned 9 (including details of the period within which any such right of 10 review must be exercised), 11 (d) it must include the contact details of an officer of the agency to 12 whom inquiries can be directed in connection with the decision 13 or other action of the agency with which the notice or notification 14 is concerned, 15 (e) it must not disclose any information for which there is an 16 overriding public interest against disclosure. 17 (2) A notice or notification under this Act that is given by an agency to a 18 person by being posted to the person at the postal address provided by 19 the person for correspondence in connection with the matter concerned 20 is considered to have been given to the person when it is posted by the 21 agency. 22 127 Waiver, reduction or refund of fees and charges 23 An agency is entitled to waive, reduce or refund any fee or charge 24 payable or paid under this Act in any case that the agency thinks 25 appropriate, subject to the regulations. 26 128 Nature of proceedings for offences 27 (1) Proceedings for an offence under this Act or the regulations may be 28 dealt with summarily before a Local Court. 29 (2) Proceedings for an offence under this Act or the regulations may only 30 be taken by or with the authority of the Director of Public Prosecutions 31 or the Attorney General. 32 129 Regulations 33 (1) The Governor may make regulations, not inconsistent with this Act, for 34 or with respect to any matter that by this Act is required or permitted to 35 be prescribed or that is necessary or convenient to be prescribed for 36 carrying out or giving effect to this Act. 37 Page 55 Clause 130 Government Information (Public Access) Bill 2009 Part 7 Miscellaneous (2) In particular, the regulations may make provision for or with respect to 1 the following: 2 (a) the manner in which agencies are to make government 3 information publicly available, 4 (b) the manner in which an access application can be made, 5 (c) the adoption and amendment of publication guides by agencies 6 (including the obligations of agencies to consult with the 7 Information Commissioner in connection with publication guides 8 and the adoption of model publication guides developed by the 9 Information Commissioner), 10 (d) information to be given to applicants for government 11 information, 12 (e) the circumstances in which and the extent to which an agency 13 must or may waive, reduce or refund any fee or charge payable 14 under this Act. 15 (3) The Minister is to consult with the Information Commissioner before 16 recommending the making of a regulation under this Act. 17 130 Review of Act 18 (1) The Minister administering this Act is to review this Act to determine 19 whether the policy objectives of the Act remain valid and whether the 20 terms of the Act remain appropriate for securing those objectives. 21 (2) The Minister is to consult with the Information Commissioner on a 22 review under this section and the Information Commissioner may assist 23 the Minister and provide advice in connection with the review. 24 (3) The review is to be undertaken as soon as possible after the period of 25 5 years from the date of assent to this Act. 26 (4) A report on the outcome of the review is to be provided to the Minister 27 administering this Act and tabled in each House of Parliament within 28 12 months after the end of the period of 5 years. 29 131 Review of public interest provisions by Joint Committee 30 (1) The Joint Committee is to keep the following provisions of this Act 31 under review to determine whether the policy objectives of those 32 provisions remain valid and whether the content of those provisions 33 remains appropriate for securing those objectives: 34 (a) Schedule 1 (Information for which there is conclusive 35 presumption of overriding public interest against disclosure), 36 (b) Schedule 2 (Excluded information of particular agencies), 37 Page 56 Government Information (Public Access) Bill 2009 Clause 132 Miscellaneous Part 7 (c) Table to section 14 (Public interest considerations against 1 disclosure). 2 (2) The Joint Committee is to consult with the Information Commissioner 3 on any review under this section and the Information Commissioner 4 may assist the Joint Committee and provide advice in connection with 5 the review. 6 (3) The Joint Committee may report to both Houses of Parliament on any 7 change that the Joint Committee considers should be made to the 8 provisions reviewed under this section. 9 132 Government Information (Public Access) Regulation 2009 10 (1) Schedule 5 is taken to be and has effect as a regulation made under this 11 Act. 12 (2) Part 2 of the Subordinate Legislation Act 1989 does not apply to the 13 regulation set out in Schedule 5 (but applies to any amendment or repeal 14 of the regulation). 15 (3) For the purposes of section 10 of the Subordinate Legislation Act 1989, 16 the regulation set out in Schedule 5 is taken to have been published on 17 the day on which this section commences. 18 (4) Sections 39, 40 and 41 of the Interpretation Act 1987 do not apply to the 19 regulation set out in Schedule 5 (but apply to any amendment or repeal 20 of the regulation). 21 (5) Schedule 5 is repealed on the day following the day on which this 22 section commences. 23 Note. The continued effect of the regulation set out in Schedule 5 is unaffected 24 by the repeal of Schedule 5. See section 30 of the Interpretation Act 1987. 25 Page 57 Government Information (Public Access) Bill 2009 Schedule 1 Information for which there is conclusive presumption of overriding public interest against disclosure Schedule 1 Information for which there is conclusive 1 presumption of overriding public 2 interest against disclosure 3 (Section 14) 4 1 Overriding secrecy laws 5 It is to be conclusively presumed that there is an overriding public 6 interest against disclosure of information the disclosure of which is 7 prohibited by any of the following laws (which are referred to in this Act 8 as overriding secrecy laws), whether or not the prohibition is subject to 9 specified qualifications or exceptions and whether or not a breach of the 10 prohibition constitutes an offence: 11 Assisted Reproductive Technology Act 2007--Part 3 (Central ART 12 donor register) 13 Bail Act 1978--section 36C (Certain information not to be published or 14 broadcast) 15 Biofuel (Ethanol Content) Act 2007--section 21 (Secrecy) 16 Casino, Liquor and Gaming Control Authority Act 2007--section 17 17 (Secrecy) 18 Charter of Budget Honesty (Election Promises Costing) Act 2006-- 19 section 14 (Confidentiality of information or documents relating to 20 Treasury costing of election promises) 21 Child Protection (Offenders Registration) Act 2000--section 21E 22 (Prohibited disclosure of information concerning registrable persons) 23 Crimes (Administration of Sentences) Act 1999--regulations under 24 section 256 (Victims Register) 25 Crimes (Forensic Procedures) Act 2000--section 109 (Disclosure of 26 information) 27 Crimes (Sentencing Procedure) Act 1999--sections 51B (Certain 28 information not to be published or broadcast) and 100H (Certain 29 information not to be published or broadcast) 30 Criminal Procedure Act 1986--regulations under section 351 31 (Regulations with respect to the provision or disclosure of information 32 in connection with intervention programs) 33 Criminal Records Act 1991--section 13 (Unlawful disclosure of 34 information concerning spent convictions) 35 Dust Diseases Tribunal Act 1989--section 32I (Information about 36 claims) 37 Page 58 Government Information (Public Access) Bill 2009 Information for which there is conclusive presumption of overriding public Schedule 1 interest against disclosure Education Act 1990--provision made by or under section 18A 1 (Publication of results of certain tests and other matters) or Division 2 2 of Part 5A (Health and safety risks at schools arising from student 3 behaviour) 4 Health Administration Act 1982--Divisions 6B (Quality assurance 5 committees) and 6C (Root cause analysis teams) of Part 2, and 6 section 23 (Specially privileged information) 7 Health Care Complaints Act 1993 8 Independent Commission Against Corruption Act 1988 9 Jury Act 1977 10 Police Act 1990--section 169A (Identity of complainant not to be 11 disclosed) 12 Police Integrity Commission Act 1996 13 Police Regulation 2008--clause 53 (Secrecy as to complaints about 14 conduct) 15 Protected Disclosures Act 1994--section 22 (Confidentiality guideline) 16 Public Lotteries Act 1996--section 80 (Secrecy) 17 Royal Commission (Police Service) Act 1994 18 State Records Act 1998--section 73 (Authority's duty of 19 confidentiality) but only in respect of information to which a person 20 gains access in the exercise of functions under that Act as a result of the 21 information having been acquired in the course of the administration of 22 another Act mentioned in this Schedule 23 Totalizator Act 1997--section 105 (Secrecy) 24 Witness Protection Act 1995 25 2 Cabinet information 26 (1) It is to be conclusively presumed that there is an overriding public 27 interest against disclosure of information (referred to in this Act as 28 Cabinet information) contained in any of the following documents: 29 (a) a document that contains an official record of Cabinet, 30 (b) a document prepared for the dominant purpose of its being 31 submitted to Cabinet for Cabinet's consideration (whether or not 32 the document is actually submitted to Cabinet), 33 (c) a document prepared for the purpose of its being submitted to 34 Cabinet for Cabinet's approval for the document to be used for 35 the dominant purpose for which it was prepared (whether or not 36 the document is actually submitted to Cabinet and whether or not 37 the approval is actually given), 38 Page 59 Government Information (Public Access) Bill 2009 Schedule 1 Information for which there is conclusive presumption of overriding public interest against disclosure (d) a document prepared after Cabinet's deliberation or decision on 1 a matter that would reveal or tend to reveal information 2 concerning any of those deliberations or decisions, 3 (e) a document prepared before or after Cabinet's deliberation or 4 decision on a matter that reveals or tends to reveal the position 5 that a particular Minister has taken, is taking, will take, is 6 considering taking, or has been recommended to take, on the 7 matter in Cabinet, 8 (f) a document that is a preliminary draft of, or a copy of or part of, 9 or contains an extract from, a document referred to in 10 paragraphs (a)-(e). 11 (2) Information contained in a document is not Cabinet information if: 12 (a) public disclosure of the document has been approved by the 13 Premier or Cabinet, or 14 (b) 10 years have passed since the end of the calendar year in which 15 the document came into existence. 16 (3) Information is not Cabinet information merely because it is contained in 17 a document attached to a document referred to in subclause (1). 18 (4) Information is not Cabinet information to the extent that it consists 19 solely of factual material unless the information would: 20 (a) reveal or tend to reveal information concerning any Cabinet 21 decision or determination, or 22 (b) reveal or tend to reveal the position that a particular Minister has 23 taken, is taking or will take on a matter in Cabinet. 24 (5) In this clause, Cabinet includes a committee of Cabinet and a 25 subcommittee of a committee of Cabinet. 26 3 Executive Council information 27 (1) It is to be conclusively presumed that there is an overriding public 28 interest against disclosure of information (referred to in this Act as 29 Executive Council information) contained in any of the following 30 documents: 31 (a) a document that contains an official record of the Executive 32 Council, 33 (b) a document prepared for the purpose of being submitted to the 34 Executive Council (whether or not that is the only or the 35 dominant purpose for which it was prepared and whether or not 36 the document is actually submitted to the Executive Council), 37 Page 60 Government Information (Public Access) Bill 2009 Information for which there is conclusive presumption of overriding public Schedule 1 interest against disclosure (c) a document prepared after the Executive Council's deliberation 1 or advice on a matter that would reveal or tend to reveal 2 information concerning that deliberation or advice, 3 (d) a document that is a preliminary draft of, or a copy of or part of, 4 or contains an extract from, a document referred to in 5 paragraphs (a)-(c). 6 (2) Information contained in a document is not Executive Council 7 information if: 8 (a) public disclosure of the document has been approved by the 9 Governor or the Premier, or 10 (b) 10 years have passed since the end of the calendar year in which 11 the document came into existence. 12 (3) Information is not Executive Council information merely because it is 13 contained in a document attached to a document referred to in 14 subclause (1). 15 (4) Information is not Executive Council information to the extent that it 16 consists solely of factual material unless the information would reveal 17 or tend to reveal information concerning any deliberation or advice of 18 the Executive Council. 19 4 Contempt 20 It is to be conclusively presumed that there is an overriding public 21 interest against disclosure of information the public disclosure of which 22 would, but for any immunity of the Crown: 23 (a) constitute contempt of court, or 24 (b) contravene any order or direction of a person or body having 25 power to receive evidence on oath, or 26 (c) infringe the privilege of Parliament. 27 5 Legal professional privilege 28 (1) It is to be conclusively presumed that there is an overriding public 29 interest against disclosure of information that would be privileged from 30 production in legal proceedings on the ground of client legal privilege 31 (legal professional privilege), unless the person in whose favour the 32 privilege exists has waived the privilege. 33 (2) An agency in whose favour legal professional privilege exists is 34 required to consider whether it would be appropriate for the agency to 35 waive that privilege before the agency refuses to provide access to 36 government information on the basis of this clause. 37 Page 61 Government Information (Public Access) Bill 2009 Schedule 1 Information for which there is conclusive presumption of overriding public interest against disclosure (3) A decision that an agency makes under subclause (2) is not a reviewable 1 decision under Part 5. 2 6 Excluded information 3 (1) It is to be conclusively presumed that there is an overriding public 4 interest against disclosure of information that is excluded information 5 of an agency, other than information that the agency has consented to 6 the disclosure of. 7 (2) Before an agency decides an access application by refusing to provide 8 access to information on the basis that it is excluded information of 9 another agency, the agency is required to ask the other agency whether 10 the other agency consents to disclosure of the information. 11 (3) A decision that an agency makes to consent or to refuse to consent to the 12 disclosure of excluded information of the agency is not a reviewable 13 decision under Part 5. 14 7 Documents affecting law enforcement and public safety 15 It is to be conclusively presumed that there is an overriding public 16 interest against disclosure of information contained in any of the 17 following documents: 18 (a) a document created by the former Information and Intelligence 19 Centre of the Police Service or the former State Intelligence 20 Group, 21 (b) a document created by the Counter Terrorism and Special Tactics 22 Command of the NSW Police Force, the former Counter 23 Terrorist Co-ordination Command of the NSW Police Force, the 24 former Protective Security Group of the Police Service, the 25 former Special Branch of the Police Service or the former Bureau 26 of Criminal Intelligence, 27 (c) a document created by the State Crime Command of the NSW 28 Police Force in the exercise of its functions concerning the 29 collection, analysis or dissemination of intelligence, 30 (d) a document created by the Corrections Intelligence Group of the 31 Department of Corrective Services in the exercise of its functions 32 concerning the collection, analysis or dissemination of 33 intelligence, 34 (e) a document created by the Drug Intelligence Unit of the 35 Department of Juvenile Justice in the exercise of its functions 36 concerning the collection, analysis or dissemination of 37 intelligence. 38 Page 62 Government Information (Public Access) Bill 2009 Information for which there is conclusive presumption of overriding public Schedule 1 interest against disclosure 8 Transport safety 1 (1) It is to be conclusively presumed that there is an overriding public 2 interest against disclosure of information that would disclose: 3 (a) matter relating to an investigation or inquiry under section 65, 67 4 or 69 of the Rail Safety Act 2008, or 5 (b) matter relating to an investigation or inquiry into a transport 6 accident or incident under section 46BA or 46BC of the 7 Passenger Transport Act 1990. 8 (2) Despite subclause (1) (a), information about a matter referred to in that 9 paragraph ceases to be covered by this clause: 10 (a) in the case of information relating to an inquiry under section 65 11 into a matter that is not also the subject of an investigation under 12 section 67 or an inquiry under section 69, if the inquiry under 13 section 65 is included in a list forwarded to the Minister under 14 that section, or 15 (b) in the case of information relating to an investigation under 16 section 67 or an inquiry under section 69, when the report into the 17 investigation or inquiry is tabled before both Houses of 18 Parliament. 19 (3) Despite subclause (1) (b), information about a matter referred to in that 20 paragraph ceases to be covered by this clause when the report into the 21 investigation or inquiry is tabled before both Houses of Parliament. 22 9 Adoption 23 It is to be conclusively presumed that there is an overriding public 24 interest against disclosure of information that would disclose: 25 (a) matter relating to adoption procedures under the Adoption Act 26 2000, or 27 (b) matter relating to the receipt of an amended or original birth 28 certificate or of prescribed information under the Adoption 29 Act 2000. 30 10 Care and protection of children 31 It is to be conclusively presumed that there is an overriding public 32 interest against disclosure of information contained in a report to which 33 section 29 of the Children and Young Persons (Care and Protection) 34 Act 1998 applies. 35 11 Ministerial Code of Conduct 36 It is to be conclusively presumed that there is an overriding public 37 interest against disclosure of information the disclosure of which would 38 Page 63 Government Information (Public Access) Bill 2009 Schedule 1 Information for which there is conclusive presumption of overriding public interest against disclosure disclose information contained in the Register of Interests kept by or on 1 behalf of the Premier pursuant to the Code of Conduct for Ministers of 2 the Crown adopted by Cabinet. 3 12 Aboriginal and environmental heritage 4 (1) It is to be conclusively presumed that there is an overriding public 5 interest against disclosure of information contained in a document that 6 is the subject of a declaration referred to in section 161 of the National 7 Parks and Wildlife Act 1974. 8 (2) It is to be conclusively presumed that there is an overriding public 9 interest against disclosure of information that is matter that the 10 Director-General under the Threatened Species Conservation Act 1995 11 has determined should not be disclosed to the public under section 146 12 of that Act. 13 (3) It is to be conclusively presumed that there is an overriding public 14 interest against disclosure of information that is matter that the 15 Scientific Committee under the Threatened Species Conservation Act 16 1995 has recommended to the Minister should not be disclosed to the 17 public under section 146A of that Act and the Minister has accepted that 18 recommendation. 19 (4) It is to be conclusively presumed that there is an overriding public 20 interest against disclosure of information contained in a plan of 21 management or draft plan of management for an area of community 22 land under Division 2 of Part 2 of Chapter 6 of the Local Government 23 Act 1993 that is the subject of a resolution of confidentiality referred to 24 in section 36DA (2) of that Act (which relates to the disclosure of the 25 nature and location of a place or an item of Aboriginal significance). 26 Page 64 Government Information (Public Access) Bill 2009 Excluded information of particular agencies Schedule 2 Schedule 2 Excluded information of particular 1 agencies 2 Note. Information that relates to a function specified in this Schedule in relation to an agency 3 specified in this Schedule is excluded information of the agency. Under Schedule 1 it is to 4 be conclusively presumed that there is an overriding public interest against disclosure of 5 excluded information of an agency (unless the agency consents to disclosure). Section 43 6 prevents an access application from being made to an agency for excluded information of the 7 agency. 8 1 Judicial and prosecutorial information 9 A court--judicial functions. 10 The office of Director of Public Prosecutions--prosecuting functions. 11 2 Complaints handling and investigative information 12 The office of Auditor-General--investigative, audit and reporting 13 functions. 14 The Independent Commission Against Corruption--corruption 15 prevention, complaint handling, investigative and reporting functions. 16 The office of Inspector of the Independent Commission Against 17 Corruption--operational auditing, complaint handling, investigative 18 and reporting functions. 19 The Judicial Commission of New South Wales (including the Conduct 20 Division)--complaint handling, investigative and reporting functions. 21 The office of Ombudsman--complaint handling, investigative and 22 reporting functions (including any functions of the Ombudsman under 23 the Community Services (Complaints, Reviews and Monitoring) 24 Act 1993). 25 The office of Information Commissioner--review, complaint handling, 26 investigative and reporting functions. 27 The office of Legal Services Commissioner--complaint handling, 28 investigative, review and reporting functions. 29 The Health Care Complaints Commission--complaint handling, 30 investigative, complaints resolution and reporting functions (including 31 any functions exercised by the Health Conciliation Registry and any 32 function concerning the provision of information to a registration 33 authority (within the meaning of the Health Care Complaints Act 1993) 34 relating to a particular complaint). 35 The Child Death Review Team--all functions. 36 The Police Integrity Commission--corruption prevention, complaint 37 handling, investigative and reporting functions. 38 Page 65 Government Information (Public Access) Bill 2009 Schedule 2 Excluded information of particular agencies The office of Inspector of the Police Integrity Commission-- 1 operational auditing, complaint handling, investigative and reporting 2 functions. 3 The office of Privacy Commissioner--complaint handling, 4 investigative and reporting functions. 5 The New South Wales Crime Commission--investigative and reporting 6 functions. 7 The President of the Anti-Discrimination Board--complaint handling, 8 investigative and reporting functions in relation to a complaint that is in 9 the course of being dealt with by the President. 10 The Department of Local Government (including the Director-General 11 and other Departmental representatives)--complaint handling and 12 investigative functions conferred by or under any Act on that 13 Department. 14 3 Competitive and market sensitive information 15 The Treasury Corporation--borrowing, investment and liability and 16 asset management functions. 17 The SAS Trustee Corporation--investment functions. 18 Any body or office that exercises functions under the National 19 Electricity (NSW) Law (including functions under the National 20 Electricity Code referred to in that Law) on behalf of National 21 Electricity Market Management Company Limited (ACN 072 010 327) 22 (NEMMCO) or any successor to NEMMCO--those functions. 23 The Corporation constituted under the Superannuation Administration 24 Authority Corporatisation Act 1999--functions exercised in the 25 provision of superannuation scheme administration services, and 26 related services, in respect of any superannuation scheme that is not a 27 State public sector superannuation scheme. 28 The Workers Compensation Nominal Insurer established under the 29 Workers Compensation Act 1987--functions relating to the issuing of 30 policies of insurance to employers and the calculation of premiums (but 31 only in relation to individual employers), the management of specific 32 claims and to asset and funds management and investment. 33 4 Other information 34 The office of Public Trustee--functions exercised in the Public 35 Trustee's capacity as executor, administrator or trustee. 36 The Department of Education and Training--functions relating to the 37 storing of, reporting on or analysis of information with respect to the 38 Page 66 Government Information (Public Access) Bill 2009 Excluded information of particular agencies Schedule 2 ranking or assessment of students who have completed the Higher 1 School Certificate for entrance into tertiary institutions. 2 Universities--functions relating to dealing with information with 3 respect to the ranking or assessment of students who have completed the 4 Higher School Certificate for entrance into tertiary institutions. 5 Page 67 Government Information (Public Access) Bill 2009 Schedule 3 Savings, transitional and other provisions Schedule 3 Savings, transitional and other 1 provisions 2 Part 1 General 3 1 Regulations 4 (1) The regulations may contain provisions of a savings or transitional 5 nature consequent on the enactment of the following Acts: 6 this Act 7 Government Information (Information Commissioner) Act 2009 8 Government Information (Public Access) (Consequential Amendments 9 and Repeal) Act 2009 10 (2) Any such provision may, if the regulations so provide, take effect from 11 the date of assent to the Act concerned or a later date. 12 (3) To the extent to which any such provision takes effect from a date that 13 is earlier than the date of its publication on the NSW legislation website, 14 the provision does not operate so as: 15 (a) to affect, in a manner prejudicial to any person (other than the 16 State or an authority of the State), the rights of that person 17 existing before the date of its publication, or 18 (b) to impose liabilities on any person (other than the State or an 19 authority of the State) in respect of anything done or omitted to 20 be done before the date of its publication. 21 Part 2 Provisions consequent on enactment of this 22 Act 23 2 Definition 24 In this Part: 25 FOI Act means the Freedom of Information Act 1989 as in force 26 immediately before its repeal. 27 3 FOI access applications 28 (1) The FOI Act continues to apply (as if it had not been repealed) to and in 29 respect of: 30 (a) an application under that Act for access to an agency's 31 documents or a Minister's documents that was made or 32 determined before the repeal of that Act, and 33 Page 68 Government Information (Public Access) Bill 2009 Savings, transitional and other provisions Schedule 3 (b) any determination made in respect of any such application 1 (whether made before or after the repeal of that Act). 2 (2) A provision of an Act amended by the Government Information (Public 3 Access) (Consequential Amendments and Repeal) Act 2009 has effect in 4 relation to an application under the FOI Act referred to in subclause (1) 5 as if the provision had not been amended by that Act. 6 (3) An application to an agency for access to government information that 7 is made within the period of 12 months after the repeal of the FOI Act 8 that states that it is made under or for the purposes of the FOI Act is 9 deemed to state that it is made under this Act and is to be dealt with 10 accordingly. 11 4 FOI amendment of records applications 12 (1) The FOI Act continues to apply (as if it had not been repealed) to and in 13 respect of: 14 (a) an application under that Act for amendment of an agency's 15 records that was made or determined before the repeal of that 16 Act, and 17 (b) any determination made in respect of any such application 18 (whether made before or after the repeal of that Act). 19 (2) A provision of an Act amended by the Government Information (Public 20 Access) (Consequential Amendments and Repeal) Act 2009 has effect in 21 relation to an application under the FOI Act referred to in subclause (1) 22 as if the provision had not been amended by that Act. 23 (3) An application to an agency for amendment of the agency's records that 24 is made within the period of 12 months after the repeal of the FOI Act 25 that states that it is made under or for the purposes of that Act (or Part 4 26 of that Act) is deemed to state that it is made under Part 6A of the 27 Privacy and Personal Information Protection Act 1998 and is to be 28 dealt with accordingly. 29 5 Register of government contracts 30 (1) Division 5 (Government contracts with private sector) of Part 3 does not 31 apply to a government contract entered into by or on behalf of an agency 32 before 1 January 2007 (being the date of commencement of section 15A 33 of the FOI Act). 34 (2) Division 5 of Part 3 does not apply to a government contract entered into 35 by a SOC or local authority before the commencement of this clause. 36 Page 69 Government Information (Public Access) Bill 2009 Schedule 4 Interpretative provisions Schedule 4 Interpretative provisions 1 1 Definitions 2 In this Act: 3 access applicant means the applicant under an access application. 4 access application--see section 4. 5 ADT means the Administrative Decisions Tribunal established by the 6 ADT Act. 7 ADT Act means the Administrative Decisions Tribunal Act 1997. 8 agency--see section 4. 9 commercial-in-confidence provisions of a contract means any 10 provisions of the contract that disclose: 11 (a) the contractor's financing arrangements, or 12 (b) the contractor's cost structure or profit margins, or 13 (c) the contractor's full base case financial model, or 14 (d) any intellectual property in which the contractor has an interest, 15 or 16 (e) any matter the disclosure of which would place the contractor at 17 a substantial commercial disadvantage in relation to other 18 contractors or potential contractors, whether at present or in the 19 future. 20 contractor, in relation to a government contract entered into by an 21 agency, means the person with whom the agency has entered into the 22 contract. 23 court includes: 24 (a) a tribunal, a Magistrate and a coroner, and 25 (b) a registry or other office of a court and the members of staff of 26 that registry or other office. 27 disclose information includes make information available and release or 28 provide access to information. 29 Note. See also the definition of reveal. 30 disclosure log means a disclosure log kept by an agency under Part 3 31 (Open access information). 32 excluded information of an agency specified in Schedule 2 means 33 information that relates to any function specified in that Schedule in 34 relation to the agency. 35 exercise a function includes perform a duty. 36 function includes a power, authority or duty. 37 Page 70 Government Information (Public Access) Bill 2009 Interpretative provisions Schedule 4 government contract means any of the following contracts between an 1 agency and a private sector entity: 2 (a) a contract under which a party agrees to undertake a specific 3 project (such as a construction, infrastructure or property 4 development project), 5 (b) a contract under which a party agrees to provide specific goods 6 or services (such as information technology services), other than 7 a contract of employment, 8 (c) a contract under which a party agrees to transfer real property to 9 another party to the contract, 10 (d) a lease of real property. 11 Government Department means a Department under the Public Sector 12 Employment and Management Act 2002. 13 government information--see section 4. 14 Information Commissioner means the Information Commissioner 15 under the Government Information (Information Commissioner) Act 16 2009. 17 Joint Committee means the Joint Committee under the Government 18 Information (Information Commissioner) Act 2009. 19 judicial functions, in relation to a court, means such of the functions of 20 the court as relate to the hearing or determination of proceedings before 21 it, and includes: 22 (a) in relation to a Magistrate--such of the functions of the 23 Magistrate as relate to the conduct of committal proceedings, and 24 (b) in relation to a coroner--such of the functions of the coroner as 25 relate to the conduct of inquests and inquiries under the Coroners 26 Act 1980. 27 legislative instrument means a Public Act or an instrument made under 28 a Public Act. 29 local authority means a council or county council within the meaning 30 of the Local Government Act 1993. 31 open access information--see Part 3. 32 person includes an agency, the government of another jurisdiction 33 (including a jurisdiction outside Australia) and an agency of the 34 government of another jurisdiction. 35 Note. This definition does not limit the definition of person in the Interpretation 36 Act 1987, which includes an individual, a corporation and a body corporate or 37 politic. 38 personal information--see clause 4. 39 principal officer of an agency means the head or chief executive officer 40 (however designated) of the agency or the person of greatest seniority 41 Page 71 Government Information (Public Access) Bill 2009 Schedule 4 Interpretative provisions in the agency, and includes the Minister in the case of an agency that is 1 a Minister. 2 private sector entity means any person or body (whether incorporated 3 or unincorporated) who or which is not an agency. 4 public authority--see clause 2. 5 public office--see clause 3. 6 record--see clause 10. 7 reveal information means to disclose information that has not already 8 been publicly disclosed (otherwise than by unlawful disclosure). 9 reviewable decision means a decision of an agency that is a reviewable 10 decision under Part 5. 11 State includes Territory. 12 State owned corporation or SOC means a State owned corporation 13 under the State Owned Corporations Act 1989. 14 working day means any day that is not a Saturday, Sunday or public 15 holiday. 16 2 Public authorities 17 (1) In this Act, public authority means: 18 (a) a statutory body representing the Crown, or 19 (b) a body (whether incorporated or unincorporated) established or 20 continued for a public purpose by or under the provisions of a 21 legislative instrument, or 22 (c) the NSW Police Force, or 23 (d) the Teaching Service, or 24 (e) a State owned corporation, or 25 (f) a wholly-owned subsidiary of the Crown in right of the State or 26 of a public authority, or 27 (g) a body declared to be a public authority by a regulation under this 28 clause. 29 (2) The regulations may declare any of the following bodies to be a public 30 authority: 31 (a) a body (whether incorporated or unincorporated) established for 32 a public purpose otherwise than by or under the provisions of a 33 legislative instrument, 34 (b) a body (whether incorporated or unincorporated) that is 35 established by the Governor or by a Minister or that is an 36 incorporated company or association over which a Minister is in 37 a position to exercise direction or control. 38 Page 72 Government Information (Public Access) Bill 2009 Interpretative provisions Schedule 4 (3) None of the following is a public authority for the purposes of a 1 provision of this Act: 2 (a) an incorporated company or association (unless declared to be a 3 public authority for the purposes of the provision by a regulation 4 under this clause), 5 (b) the Legislative Council or the Legislative Assembly or a 6 committee of either or both of those bodies, 7 (c) a Royal Commission or a Special Commission of Inquiry, 8 (d) a local authority. 9 (4) An unincorporated body that is a board, council, committee, 10 subcommittee or other body established or continued by or under the 11 provisions of a legislative instrument for the purpose of assisting, or 12 exercising functions connected with, an agency is not to be regarded as 13 a separate public authority and instead is to be regarded as part of and 14 included in the agency. 15 (5) A regulation declaring a body to be a public authority may declare a 16 body to be a public authority either generally or for the purposes only of 17 specified provisions of this Act. 18 3 Public offices 19 (1) In this Act, public office means: 20 (a) an office established or continued for a public purpose by or 21 under the provisions of a legislative instrument, or 22 (b) any other office to which an appointment is made by the 23 Governor or by a Minister that is declared by the regulations to 24 be a public office. 25 (2) None of the following is a public office for the purposes of this Act: 26 (a) the office of Governor, Lieutenant-Governor or Administrator of 27 the State, 28 (b) the office of a member of the Legislative Council or the 29 Legislative Assembly or of a committee of either or both of those 30 bodies, 31 (c) the office of President of the Legislative Council or Speaker of 32 the Legislative Assembly or Chair of a committee of either or 33 both of those bodies, 34 (d) the office of a Minister of the Crown, Parliamentary Secretary or 35 member of the Executive Council, 36 (e) an office the duties of which the person performs as an officer of 37 an agency, 38 (f) the office of a judicial officer of a court, 39 Page 73 Government Information (Public Access) Bill 2009 Schedule 4 Interpretative provisions (g) an office of member of an agency, 1 (h) an office established or continued by or under the provisions of a 2 legislative instrument for the purposes of an agency, 3 (i) an office established or continued by or under the provisions of a 4 legislative instrument for the purposes of a body that is excluded 5 from the definition of public authority by clause 2 (3). 6 4 Personal information 7 (1) In this Act, personal information means information or an opinion 8 (including information or an opinion forming part of a database and 9 whether or not recorded in a material form) about an individual 10 (whether living or dead) whose identity is apparent or can reasonably be 11 ascertained from the information or opinion. 12 (2) Personal information includes such things as an individual's 13 fingerprints, retina prints, body samples or genetic characteristics. 14 (3) Personal information does not include any of the following: 15 (a) information about an individual who has been dead for more than 16 30 years, 17 (b) information about an individual (comprising the individual's 18 name and non-personal contact details) that reveals nothing more 19 than the fact that the person was engaged in the exercise of public 20 functions, 21 (c) information about an individual that is of a class, or is contained 22 in a document of a class, prescribed by the regulations for the 23 purposes of this subclause. 24 5 Regulations may include persons and entities as agencies 25 (1) The regulations may declare a person or entity that is not otherwise an 26 agency to be an agency (a deemed agency) for the purposes of all or 27 specified provisions of this Act and the Government Information 28 (Information Commissioner) Act 2009 in relation to all or specified 29 agency functions of the person or entity. 30 (2) A function of a person or entity is an agency function if it is: 31 (a) a function of a kind that is or was ordinarily exercised by an 32 agency, or 33 (b) a function of an agency that the person or entity is exercising 34 pursuant to a contract or other arrangement with the agency. 35 (3) A deemed agency is an agency only in respect of information that 36 relates to the exercise by the deemed agency of the agency functions in 37 respect of which it is declared to be an agency and only while the 38 Page 74 Government Information (Public Access) Bill 2009 Interpretative provisions Schedule 4 deemed agency exercises those functions (or for such shorter period as 1 may be provided by the regulations). 2 (4) A regulation under this clause may provide that information relating to 3 any specified function of a deemed agency is excluded information of 4 the agency under this Act. 5 (5) The regulations under clause 6 may also declare that a deemed agency 6 is not to be regarded as a separate agency and instead is to be regarded 7 for the purposes of this Act as part of and included in another specified 8 agency. 9 (6) The Minister must, before recommending the making of a regulation 10 under this clause, consult with the person or entity concerned and with 11 any agency with which the person or entity has a contract or other 12 arrangement for the exercise of the functions concerned. 13 Note. The Minister is also required to consult with the Information 14 Commissioner. See section 129 (3). 15 6 Regulations may declare agency to be part of another agency 16 (1) The regulations may declare that a specified agency (the subsidiary 17 agency) is not to be regarded as a separate agency and instead is to be 18 regarded for the purposes of this Act as part of and included in another 19 specified agency (the parent agency). 20 (2) An access application made to the parent agency specifically for 21 government information held by the subsidiary agency can be dealt with 22 by the parent agency as an access application only for government 23 information held by the subsidiary agency and not for government 24 information otherwise held by the parent agency. 25 7 References to the Government 26 A reference in this Act to the Government includes, where appropriate, 27 a reference to an agency. 28 8 Bodies forming part of agencies 29 A reference in this Act to an agency includes a reference to any body 30 that forms part of the agency or that exists mainly for the purpose of 31 enabling the agency to exercise its functions. 32 9 Officer of an agency 33 A reference in this Act to an officer of an agency includes a reference to 34 a member of the agency, the principal officer of the agency and any 35 other person employed within the agency or as a member of staff of the 36 agency, and in the case of an agency that is a Minister, includes a 37 reference to the Minister. 38 Page 75 Government Information (Public Access) Bill 2009 Schedule 4 Interpretative provisions 10 Meaning of "record" 1 (1) In this Act: 2 record means any document or other source of information compiled, 3 recorded or stored in written form or by electronic process, or in any 4 other manner or by any other means. 5 (2) A reference in this Act to a record includes a reference to a copy of the 6 record. 7 (3) For the purposes of the definition of record in this Act, the knowledge 8 of a person is not a record. 9 11 Government information held by Minister 10 A reference in this Act to government information held by an agency is, 11 when the agency is a Minister, a reference to government information 12 held by the Minister in the course of the exercise of official functions in, 13 or for any official purpose of, or for the official use of, the office of 14 Minister of the Crown. 15 12 Government information held by agency 16 (1) A reference in this Act to government information held by an agency is 17 a reference to: 18 (a) information contained in a record held by the agency, or 19 (b) information contained in a record held by a private sector entity 20 to which the agency has an immediate right of access, or 21 (c) information contained in a record in the possession or custody of 22 the State Records Authority (or that the Authority has in the 23 custody or possession of some other person) to which the agency 24 has an immediate right of access, other than a record that is 25 withheld from public access under section 59 of the State 26 Records Act 1998, or 27 (d) information contained in a record that is in the possession, or 28 under the control, of a person in his or her capacity as an officer 29 or member of staff of the agency (including, in the case of a 30 Minister, the personal staff of the Minister). 31 (2) Information that would be regarded as government information held by 32 an agency because the agency has access to a record that contains the 33 information is not to be regarded as government information held by the 34 agency if the public generally has access to the record (for example, 35 because the record is available on the Internet). 36 (3) Information contained in a record that genuinely forms part of the 37 library material held by an agency is not government information held 38 by the agency. 39 Page 76 Government Information (Public Access) Bill 2009 Interpretative provisions Schedule 4 13 Records in certain agencies 1 (1) A record that is held by: 2 (a) the State Records Authority, or 3 (b) the Australian Museum, or 4 (c) the Museum of Applied Arts and Sciences, or 5 (d) the State Library, or 6 (e) any other prescribed agency, 7 but that was originally created or received by another agency is taken to 8 be held by that other agency. 9 (2) A record that is held by an agency referred to in subclause (1) and that 10 relates to the affairs of a Royal Commission or a Special Commission 11 of Inquiry is taken to be held by the Minister administering the Royal 12 Commissions Act 1923 or the Minister administering the Special 13 Commissions of Inquiry Act 1983, as appropriate. 14 (3) Information contained in a record held by an agency that is a public 15 archive is not government information for the purposes of this Act if: 16 (a) the record was not created by an agency in relation to the 17 functions of an agency, and 18 (b) the record is held in the public archive subject to a condition 19 imposed by the person or body (not being an agency) by whom it 20 has been placed in the possession of the archive prohibiting its 21 disclosure to members of the public generally or to certain 22 members of the public or restricting its disclosure to certain 23 members of the public. 24 (4) In this clause, public archive includes: 25 (a) each of the agencies referred to in subclause (1), and 26 (b) a library that forms part of a university, college of advanced 27 education or college of technical and further education. 28 14 Defunct agencies 29 (1) When an agency (the former agency) ceases to exist: 30 (a) any government information taken to be held by the former 31 agency is instead taken to be held by the successor agency, and 32 (b) an access application made to the former agency is taken to have 33 been made to the successor agency, and 34 (c) a decision under this Act made by the former agency is taken to 35 have been made by the successor agency. 36 Page 77 Government Information (Public Access) Bill 2009 Schedule 4 Interpretative provisions (2) The successor agency to a former agency is: 1 (a) another agency on which the former agency's functions have 2 devolved, or 3 (b) if the former agency's functions have devolved on 2 or more 4 other agencies--the agency on which have devolved the 5 functions to which the government information concerned most 6 closely relates, or 7 (c) if the former agency's functions have not devolved on another 8 agency--such other agency as the Minister administering this 9 Act may, after consultation with the responsible Minister for that 10 agency, nominate. 11 (3) For the purpose of enabling an application or determination to be dealt 12 with under this Act: 13 (a) an agency to which an application is to be taken to have been 14 made, or 15 (b) an agency by which a determination is to be taken to have been 16 made, 17 is, if the agency did not exist at the time the application or determination 18 was in fact made, taken to have been in existence at that time. 19 15 References in other Acts--information not required to be disclosed 20 A reference in any other Act or statutory rule to information that an 21 agency would not be required to disclose under this Act is a reference 22 to information that the agency would not be required to disclose in 23 response to an access application made to the agency under this Act. 24 16 Notes 25 Notes included in this Act do not form part of this Act. 26 Page 78 Government Information (Public Access) Bill 2009 Government Information (Public Access) Regulation 2009 Schedule 5 Schedule 5 Government Information (Public Access) 1 Regulation 2009 2 (Section 132) 3 Part 1 Preliminary 4 1 Name of Regulation 5 This Regulation is the Government Information (Public Access) 6 Regulation 2009. 7 2 Definitions 8 (1) In this Regulation: 9 LGA means the Local Government Act 1993. 10 the Act means the Government Information (Public Access) Act 2009. 11 (2) Notes included in this Regulation do not form part of this Regulation. 12 Part 2 Open access information of local authorities 13 3 Additional open access information 14 The government information listed in Schedule 1 that is held by a local 15 authority is prescribed as open access information of the local authority. 16 Note. The fact that information is open access information does not create an 17 obligation to keep records indefinitely and does not interfere with records 18 management practices and procedures of local authorities that are consistent 19 with the State Records Act 1998. 20 4 Additional ways in which open access information is to be made 21 available 22 (1) A local authority must make its open access information publicly 23 available by: 24 (a) making the information available for inspection free of charge by 25 any person at the office of the local authority during ordinary 26 office hours, and 27 (b) providing a copy of a record containing the information (or 28 providing the facilities for making a copy of a record containing 29 the information) to any person either free of charge or for a 30 charge not exceeding the reasonable cost of photocopying. 31 (2) This clause does not prevent a local authority from archiving records 32 that contain open access information in accordance with the authority's 33 records management practices and procedures. The authority is required 34 Page 79 Government Information (Public Access) Bill 2009 Schedule 5 Government Information (Public Access) Regulation 2009 to retrieve archived records and make the information available in 1 accordance with this clause in response to a request for access as soon 2 as reasonably practicable after the request is made. 3 (3) This clause extends to open access information of a local authority that 4 is open access information listed in section 18 of the Act (and is not 5 limited to information listed in Schedule 1). 6 Schedule 1 Additional open access information-- 7 local authorities 8 (Clause 3) 9 1 Information about local authority 10 (1) Information contained in the current version and the most recent 11 previous version of the following records is prescribed as open access 12 information: 13 (a) the model code prescribed under section 440 (1) of the LGA and 14 the code of conduct adopted under section 440 (3) of the LGA, 15 (b) code of meeting practice, 16 (c) annual report, 17 (d) annual financial reports, 18 (e) auditor's report, 19 (f) management plan, 20 (g) EEO management plan, 21 (h) policy concerning the payment of expenses incurred by, and the 22 provision of facilities to, councillors, 23 (i) annual reports of bodies exercising functions delegated by the 24 local authority, 25 (j) any codes referred to in the LGA. 26 (2) Information contained in the following records (whenever created) is 27 prescribed as open access information: 28 (a) returns of the interests of councillors, designated persons and 29 delegates, 30 (b) agendas and business papers for any meeting of the local 31 authority or any committee of the local authority (but not 32 including business papers for matters considered when part of a 33 meeting is closed to the public), 34 (c) minutes of any meeting of the local authority or any committee 35 of the local authority, but restricted (in the case of any part of a 36 Page 80 Government Information (Public Access) Bill 2009 Government Information (Public Access) Regulation 2009 Schedule 5 meeting that is closed to the public) to the resolutions and 1 recommendations of the meeting, 2 (d) Departmental representative reports presented at a meeting of the 3 local authority in accordance with section 433 of the LGA. 4 (3) Information contained in the current version of the following records is 5 prescribed as open access information: 6 (a) land register, 7 (b) register of investments, 8 (c) register of delegations, 9 (d) register of graffiti removal work kept in accordance with 10 section 13 of the Graffiti Control Act 2008, 11 (e) register of current declarations of disclosures of political 12 donations kept in accordance with section 328A of the LGA, 13 (f) the register of voting on planning matters kept in accordance with 14 section 375A of the LGA. 15 2 Plans and policies 16 Information contained in the current version and the most recent 17 previous version of the following records is prescribed as open access 18 information: 19 (a) local policies adopted by the local authority concerning 20 approvals and orders, 21 (b) plans of management for community land, 22 (c) environmental planning instruments, development control plans 23 and contributions plans made under the Environmental Planning 24 and Assessment Act 1979 applying to land within the local 25 authority's area. 26 3 Information about development applications 27 (1) Information contained in the following records (whenever created) is 28 prescribed as open access information: 29 (a) development applications (within the meaning of the 30 Environmental Planning and Assessment Act 1979) and any 31 associated documents received in relation to a proposed 32 development including the following: 33 (i) home warranty insurance documents, 34 (ii) construction certificates, 35 (iii) occupation certificates, 36 (iv) structural certification documents, 37 Page 81 Government Information (Public Access) Bill 2009 Schedule 5 Government Information (Public Access) Regulation 2009 (v) town planner reports, 1 (vi) submissions received on development applications, 2 (vii) heritage consultant reports, 3 (viii) tree inspection consultant reports, 4 (ix) acoustics consultant reports, 5 (x) land contamination consultant reports, 6 (b) records of decisions on development applications (including 7 decisions made on appeal), 8 (c) a record that describes the general nature of the documents that 9 the local authority decides are excluded from the operation of this 10 clause by subclause (2). 11 (2) This clause does not apply to so much of the information referred to in 12 subclause (1) (a) as consists of: 13 (a) the plans and specifications for any residential parts of a 14 proposed building, other than plans that merely show its height 15 and its external configuration in relation to the site on which it is 16 proposed to be erected, or 17 (b) commercial information, if the information would be likely to 18 prejudice the commercial position of the person who supplied it 19 or to reveal a trade secret. 20 (3) A local authority must keep the record referred to in subclause (1) (c). 21 4 Approvals, orders and other documents 22 Information contained in the following records (whenever created) is 23 prescribed as open access information: 24 (a) applications for approvals under Part 1 of Chapter 7 of the LGA 25 and any associated documents received in relation to such an 26 application, 27 (b) applications for approvals under any other Act and any associated 28 documents received in relation to such an application, 29 (c) records of approvals granted or refused, any variation from local 30 policies with reasons for the variation, and decisions made on 31 appeals concerning approvals, 32 (d) orders given under Part 2 of Chapter 7 of the LGA, and any 33 reasons given under section 136 of the LGA, 34 (e) orders given under the authority of any other Act, 35 (f) records of building certificates under the Environmental 36 Planning and Assessment Act 1979, 37 Page 82 Government Information (Public Access) Bill 2009 Government Information (Public Access) Regulation 2009 Schedule 5 (g) plans of land proposed to be compulsorily acquired by the local 1 authority, 2 (h) compulsory acquisition notices, 3 (i) leases and licences for use of public land classified as community 4 land. 5 Page 83
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