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This is a Bill, not an Act. For current law, see the Acts databases.


GOVERNMENT INFORMATION (PUBLIC ACCESS) BILL 2009




                              New South Wales




Government Information (Public
Access) Bill 2009

Explanatory note
This explanatory note relates to this Bill as introduced into Parliament.
The Government Information (Information Commissioner) Bill 2009 and the
Government Information (Public Access) (Consequential Amendments and Repeal)
Bill 2009 are cognate with this Bill.

Overview of Bill
The object of this Bill is to provide for access to be given to government information
on the basis of a presumption in favour of the disclosure of government information
unless there is an overriding public interest against disclosure.
Principal features of the new arrangements for access to government information are
as follows:
(a) mandatory proactive release of certain government information (open access
       information) is required and proactive release of other government
       information is authorised,
(b) informal release of government information in response to an informal request
       is also authorised,
(c) a formal access application will be able to be made for access to government
       information and there will be a legally enforceable right to be provided with



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Government Information (Public Access) Bill 2009

Explanatory note




       access to government information pursuant to the access application process
       provided by the Bill,
(d) access will not be provided to government information if there is an overriding
       public interest against disclosure (that is, if there are public interest
       considerations against disclosure and, on balance, those considerations
       outweigh the public interest considerations in favour of disclosure),
(e) the Bill limits the public interest considerations that can be taken into account
       as public interest considerations against disclosure of information and
       provides that there is a general public interest in favour of the disclosure of
       government information,
(f)    the Bill provides that for certain government information (such as Cabinet
       information) it is to be conclusively presumed that there is an overriding
       public interest against disclosure,
(g) agency decisions about access applications are reviewable by a process of
       internal review, review by the Information Commissioner (to be appointed
       under the Government Information (Information Commissioner) Bill 2009)
       and review by the Administrative Decisions Tribunal.
The Bill replaces the Freedom of Information Act 1989, which is repealed by the
Government Information (Public Access) (Consequential Amendments and Repeal)
Bill 2009.

Outline of provisions
Part 1       Preliminary
Clause 1 sets out the name (also called the short title) of the proposed Act.
Clause 2 provides for the commencement of the proposed Act on a day or days to be
appointed by proclamation.
Clause 3 states the object of the proposed Act, requires that the proposed Act be
interpreted and applied so as to further that object and requires the discretions
conferred by the proposed Act to be exercised so as to facilitate and encourage access
to government information.
Clause 4 contains definitions of key terms used in the proposed Act. Schedule 4
contains other definitions. The clause defines government information to mean
information contained in a record held by an agency.




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Part 2       Open government information--general
             principles
Division 1          Ways of accessing government information
Clause 5 provides that there is a presumption in favour of the disclosure of
government information, unless there is an overriding public interest against
disclosure.
Clause 6 requires an agency to make the government information that is its open
access information publicly available, unless there is an overriding public interest
against disclosure of the information.
Clause 7 authorises an agency to make any government information held by the
agency publicly available, unless there is an overriding public interest against
disclosure of the information.
Clause 8 authorises an agency to release government information held by it to a
person in response to an informal request by the person (that is, a request that is not
an access application), unless there is an overriding public interest against disclosure
of the information.
Clause 9 provides that a person who makes an access application for government
information has a legally enforceable right to be provided with access to the
information in accordance with Part 4 (Access applications) of the proposed Act,
unless there is an overriding public interest against disclosure of the information.
Clause 10 provides that the proposed Act is not intended to prevent or discourage the
publication or giving of access to government information as permitted or required
by or under any other Act or law and does not affect the operation of any other Act
or law that requires government information to be made available to the public or that
enables a member of the public to obtain access to government information.
Clause 11 provides for the proposed Act to override a provision of any other Act or
statutory rule that prohibits the disclosure of information, other than a provision of a
law listed in Schedule 1 as an overriding secrecy law (for which it is to be
conclusively presumed that there is an overriding public interest against disclosure).

Division 2          Public interest considerations
Clause 12 provides that there is no limit on the public interest considerations in
favour of the disclosure of government information that may be taken into account
for the purpose of determining whether there is an overriding public interest against
disclosure of government information, and that there is a general public interest in
favour of the disclosure of government information.
Clause 13 provides that there is an overriding public interest against disclosure of
government information if (and only if) there are public interest considerations
against disclosure and, on balance, those considerations outweigh the public interest
considerations in favour of disclosure.



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Explanatory note




Clause 14 provides that it is to be conclusively presumed that there is an overriding
public interest against disclosure of any of the government information described in
Schedule 1. It also provides that the public interest considerations listed in the Table
to the clause are the only other considerations that may be taken into account as
public interest considerations against disclosure for the purpose of determining
whether there is an overriding public interest against disclosure of government
information.
Clause 15 states the general principles that are to apply to a determination as to
whether there is an overriding public interest against disclosure of government
information.

Division 3          Assistance and oversight
Clause 16 requires an agency to provide advice and assistance, so far as it would be
reasonable to expect the agency to do so, to a person who requests or proposes to
request access to government information.
Clause 17 provides for the general functions of the Information Commissioner in
connection with the operation of the proposed Act.

Part 3       Open access information
Division 1          Preliminary
Clause 18 lists the government information held by an agency that is to be the
agency's open access information and that is required to be made publicly available
by the agency under clause 6 (Mandatory proactive release of certain government
information). Open access information includes the agency's current publication
guide, its policy documents, its disclosure log of access applications and its register
of government contracts with the private sector.
Clause 19 provides that Part 3 does not apply to an agency in respect of any
functions of the agency listed in Schedule 2 (Excluded information of particular
agencies).

Division 2          Publication guides
Clause 20 requires each agency to have a publication guide.
Clause 21 requires an agency to adopt its first publication guide within 6 months
after the commencement of the proposed section and review its publication guide and
adopt a new publication guide at intervals of not more than 12 months.
Clause 22 requires an agency to notify (and, if required, consult with) the
Information Commissioner before adopting or amending a publication guide, and
authorises the Information Commissioner to develop guidelines and model
publication guides for the assistance of agencies in connection with publication
guides.



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Division 3          Policy documents
Clause 23 contains a definition of an agency's policy documents.
Clause 24 deals with the effect of an agency's policy documents not being publicly
available when required.

Division 4          Disclosure log of access applications
Clause 25 requires each agency to keep a record (called its disclosure log) that
records details of access applications that an agency decided by providing access to
information applied for.
Clause 26 lists the information that is to be recorded in a disclosure log.

Division 5          Government contracts with private sector
Clause 27 requires each agency to keep a register (its government contracts
register) of government contracts with the private sector that records information
about each government contract to which the agency is a party that has (or is likely
to have) a value of $150,000 or more (class 1 contracts).
Clause 28 provides for how the value of a contract is to be determined.
Clause 29 lists the details to be included in the government contracts register for
class 1 contracts.
Clause 30 requires further details to be included in the government contracts register
for certain significant contracts (class 2 contracts).
Clause 31 provides that a copy of the contract must be included in the government
contracts register, if it is a class 2 contract that has (or is likely to have) a value of
$5 million or more (a class 3 contract).
Clause 32 provides that commercial-in-confidence information and certain other
confidential information is not required to be included in the government contracts
register.
Clause 33 requires particulars in the government contracts register to be amended to
reflect any material variation made to a contract that would affect the particulars that
are required to be included in the register.
Clause 34 provides for the minimum period for which information in an agency's
government contracts register must be made publicly available as open access
information.
Clause 35 provides for the publication of an agency's government contracts register
on the NSW Government tenders website.
Clause 36 requires an agency to obtain the opinion of the Chairperson of the State
Contracts Control Board in relation to any disagreement between a party to a
government contract and the agency as to the way in which the agency has
interpreted its obligations under the proposed Division.




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Government Information (Public Access) Bill 2009

Explanatory note




Clause 37 limits the information that is required to be included in an agency's
government contracts register to information that the agency holds or that it is
reasonably practical for the agency to obtain.
Clause 38 provides that the proposed Division does not apply to a government
contract entered into by the Department of State and Regional Development that
involves the provision of industry support.
Clause 39 provides that a State owned corporation or a subsidiary of a State owned
corporation is not required to include any details of a government contract in its
government contracts register if the contract is entered into in the course of activities
engaged in by the corporation or subsidiary in a market in which it is in competition
with any other person.
Clause 40 provides that the proposed Division does not require Landcom to include
any details of a government contract in its government contracts register, if the
contract is a contract for the sale of land.

Part 4       Access applications
Division 1          Making an access application
Clause 41 lists the formal requirements for a valid access application for government
information.
Clause 42 permits an applicant to include other information in an access application.
Clause 43 prevents an access application being made to an agency for access to
government information that is excluded information of the agency (ie information
relating to a function of the agency specified in Schedule 2).

Division 2          Transfer, amendment or withdrawal of access
                    applications
Clause 44 authorises an agency that receives an access application to transfer the
application to another agency either by agency-initiated transfer or by
applicant-initiated transfer.
Clause 45 requires the consent of the other agency for an agency-initiated transfer of
an access application to another agency and provides for the circumstances in which
such a transfer is permitted.
Clause 46 requires the agreement of the applicant and the agency to which the
application was made to an applicant-initiated transfer of an access application to
another agency and requires that it appear that the information relates more closely
to the functions of the other agency.
Clause 47 requires an agency that transfers an application to give notice of the
transfer to the applicant.
Clause 48 provides for the effect of the transfer of an access application.



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Clause 49 provides for the circumstances in which an applicant is permitted to
amend their access application.
Clause 50 allows an applicant to withdraw an access application.

Division 3          Process for dealing with access applications
Clause 51 requires an agency to decide whether an access application that it receives
is a valid access application and to notify the applicant of its decision.
Clause 52 deals with how an invalid access application can be validated and the
obligations that an agency has to assist an applicant to make a valid access
application.
Clause 53 limits the obligation of an agency to provide access to government
information in response to an access application to information held by the agency
when the application is received. An agency is required to undertake such reasonable
searches as may be necessary to find any of the government information applied for
that was held by the agency when the application was received.
Clause 54 requires an agency to consult with a person before providing access to
information in response to an access application, if it appears that the person may
reasonably be expected to have concerns about the disclosure of the information and
that those concerns may reasonably be expected to be relevant to the question of
whether there is a public interest consideration against disclosure of the information.
Clause 55 authorises an agency, in determining whether there is an overriding public
interest against disclosure of information in response to an access application, to
consider personal factors of the application (such as the applicant's identity and
relationship with other persons) as factors in favour of providing the applicant with
access to the information.
Clause 56 provides for an access applicant to request that all or specified
information concerning their application not be made publicly available in the
agency's disclosure log.

Division 4          Deciding access applications
Clause 57 requires an agency to decide an access application and notify the applicant
of the decision within 20 working days after the agency receives the application,
subject to a limited right of the agency to extend this period by up to 15 working days.
Clause 58 deals with the various ways in which an agency can decide an access
application.
Clause 59 provides for when an agency can decide that information is already
available to an access applicant.
Clause 60 sets out the reasons for which an agency can decide to refuse to deal with
an access application.
Clause 61 requires an agency to provide reasons for its decision to refuse to provide
access to information.



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Clause 62 requires an agency to include in a notice of its decision to provide access
to information any processing charges that are payable and how those charges have
been calculated.
Clause 63 provides that if an agency does not decide an access application within
time, the agency is deemed to have decided to refuse to deal with the application.

Division 5          Processing charges and advance deposits
Clause 64 allows an agency to impose a processing charge for dealing with an
access application at a rate of $30 per hour for each hour of processing time.
Clause 65 provides for a 50% reduction in the processing charge payable by an
applicant suffering financial hardship.
Clause 66 provides for a 50% reduction in the processing charge payable by an
applicant, if the agency is satisfied that the information applied for is of special
benefit to the public generally.
Clause 67 provides that an agency cannot impose a processing charge for the first 20
hours of processing time if an access application is made for personal information
about the applicant.
Clause 68 allows an agency to require an applicant to make an advance payment of
a processing charge (an advance deposit).
Clause 69 limits the advance deposit that can be required from an applicant to 50%
of the estimated total processing charge for dealing with the application.
Clause 70 allows an agency to refuse to deal further with an access application if the
applicant does not pay the advance deposit within the required time.
Clause 71 provides for a refund to be made to an applicant of any amount paid as an
advance deposit that exceeds the total processing charges payable for dealing with
the application.

Division 6          How access is provided
Clause 72 sets out the ways in which access to government information can be
provided.
Clause 73 prevents an agency from imposing any conditions on the use or disclosure
of information when the agency provides access to the information.
Clause 74 allows an agency to delete from a copy of a record to which access is to
be provided information that the agency refuses to provide access to or information
that is not relevant to the application.
Clause 75 allows an agency to provide access to information by creating a new
record of that information.
Clause 76 provides that an agency may provide access to information that is in
addition to the information applied for.




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Clause 77 provides that an entitlement to access to information granted pursuant to
an access application must be exercised within 6 months (or a longer period allowed
by the agency).
Clause 78 deals with when an agency may defer providing access to information.
Clause 79 provides that an agency does not have to comply with a subpoena or other
court order to produce a document to a person if that document has already been
provided to the person in response to an access application by that person.

Part 5       Review of decisions
Division 1          Reviewable decisions
Clause 80 sets out the decisions of an agency in respect of an access application that
are reviewable decisions.
Clause 81 provides that the review period within which a person may apply for a
review of a reviewable decision when more than one reviewable decision is made on
an access application and those decisions are made at different times is extended to
the end of the review period for the last of those decisions.

Division 2          Internal review by agency
Clause 82 gives a person aggrieved by a reviewable decision the right to apply for a
review (an internal review) of the decision by the agency that made the decision.
Clause 83 provides that an aggrieved person must apply for an internal review
within 20 days of being notified of the decision, unless the agency agrees to accept
the application out of time.
Clause 84 provides that an internal review is done by a person in the agency, who is
not less senior than the person who made the original decision, making a new
decision.
Clause 85 provides that a $40 fee is payable for an internal review.
Clause 86 requires an agency to conduct an internal review and notify the applicant
of its decision within 15 working days after the agency receives the application,
subject to a limited right of the agency to extend this period by up to 10 working days.
Clause 87 provides that there is no processing charge for an internal review.
Clause 88 provides that there cannot be an internal review of a decision made on the
internal review of a reviewable decision.

Division 3          Review by Information Commissioner
Clause 89 gives a person aggrieved by a reviewable decision the right to apply for a
review of the decision by the Information Commissioner.
Clause 90 requires a person to apply for a review of the decision by the Information
Commissioner within 8 weeks after being notified of the reviewable decision.



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Clause 91 provides that the Information Commissioner must not, while conducting
a review under the proposed Division, disclose any information for which there is an
overriding public interest against disclosure.
Clause 92 provides that, after conducting a review, the Information Commissioner
may make recommendations to the agency concerned about the decision.
Clause 93 provides that, after conducting a review, the Information Commissioner
may recommend that the agency reconsider its original decision and make a new
decision.
Clause 94 provides that, after conducting a review, the Information Commissioner
may make a recommendation against a decision of an agency that there is an
overriding public interest against disclosure.
Clause 95 provides that, after conducting a review, the Information Commissioner
may make recommendations to the agency concerned about its procedures for
dealing with access applications.
Clause 96 provides for the circumstances in which the Information Commissioner
may refuse to review a decision.
Clause 97 places the onus on an agency to justify its decision in any review by the
Information Commissioner, unless the review is of a decision to provide access to
information, in which case the onus is on the applicant to establish that there is an
overriding public interest against disclosure.
Clause 98 provides that a matter is not to be the subject of review by the Information
Commissioner while it is or has been the subject of proceedings before the
Administrative Decisions Tribunal (the ADT).
Clause 99 provides that the Information Commissioner may refer a decision that is
subject to a review under the proposed Division to the ADT with the consent of the
applicant for review.

Division 4          Review by Administrative Decisions Tribunal
Clause 100 gives a person aggrieved by a reviewable decision the right to apply for
a review of the decision by the ADT (an ADT review), whether or not the decision
has been internally reviewed or reviewed by the Information Commissioner.
Clause 101 requires a person to apply for a review of the decision by the ADT within
8 weeks after being notified of the reviewable decision, or if the decision has been
reviewed by the Information Commissioner, within 4 weeks after being notified of
the Information Commissioner's decision, whichever gives the longer period to
apply.
Clause 102 provides that the procedures for internal review in the Administrative
Decisions Tribunal Act 1997 do not apply to reviewable decisions under the
proposed Act.
Clause 103 provides that certain provisions of the Administrative Decisions
Tribunal Act 1997 do not apply to an application for ADT review.



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Clause 104 gives the Information Commissioner, and any person who could be
aggrieved by a decision of the ADT, a right to appear and be heard in proceedings
before the ADT in relation to ADT reviews.
Clause 105 places the onus on an agency to justify its decision in any ADT review,
unless the review is of a decision to provide access to information, in which case the
onus is on the applicant to establish that there is an overriding public interest against
disclosure.
Clause 106 sets out the procedure to be followed for ADT reviews of decisions that
relate to Cabinet or Executive Council information.
Clause 107 provides that the ADT must not disclose any information for which there
is an overriding public interest against disclosure and must conduct ADT reviews in
private if necessary to prevent disclosure of such information.
Clause 108 provides that the ADT may make an order giving an agency more time
to deal with an access application that is subject to ADT review, if the decision is a
decision that was deemed to be a refusal to provide access to information because the
agency did not make the decision within time.
Clause 109 provides that the ADT may refuse to review a decision, if satisfied that
the application for review is frivolous, vexatious, misconceived or lacking in
substance.
Clause 110 provides that the ADT may make a restraint order against a person who
repeatedly makes access applications that lack merit. A person against whom a
restraint order is made is prevented from making an access application without the
approval of the ADT.
Clause 111 provides that the ADT may refer any matter to the Information
Commissioner that the ADT considers is indicative of a systemic issue in relation to
the determination of access applications by a particular agency or agencies generally.
Clause 112 provides that if the ADT is of the opinion that an officer of an agency has
failed to exercise in good faith his or her functions under the proposed Act, the ADT
must bring the matter to the attention of the Minister responsible for the agency.

Part 6       Protections and offences
Division 1          Protections
Clause 113 provides that an action for defamation or breach of confidence cannot be
brought against the Crown, an agency or an officer of an agency in respect of a
decision to disclose government information, if the person who made the decision
believed in good faith that the proposed Act permitted or required the decision to be
made.
Clause 114 provides that a person (and any other person concerned) who makes a
decision to disclose government information is not guilty of an offence under the
proposed Act, if the person believed in good faith that the proposed Act permitted or
required the decision to be made.


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Clause 115 protects persons involved in the administration of the proposed Act
acting in good faith from personal liability.

Division 2          Offences
Clause 116 provides that an officer of an agency who makes a reviewable decision
knowing it is contrary to the requirements of the proposed Act is guilty of an offence,
which has a maximum penalty of 100 penalty units (currently $11,000).
Clause 117 provides that a person who directs an officer of an agency to make a
reviewable decision that the person knows is not required or permitted under the
proposed Act or who directs an officer to act in a manner that the person knows is
contrary to the requirements of the proposed Act is guilty of an offence, which has a
maximum penalty of 100 penalty units (currently $11,000).
Clause 118 provides that a person who influences an officer of an agency to make a
reviewable decision that the person knows is not required or permitted under the
proposed Act is guilty of an offence, which has a maximum penalty of 100 penalty
units (currently $11,000).
Clause 119 provides that a person who knowingly misleads or deceives an officer of
an agency for the purpose of gaining access to government information is guilty of
an offence, which has a maximum penalty of 100 penalty units (currently $11,000).
Clause 120 provides that a person who destroys, conceals or alters government
information for the purpose of preventing the disclosure of the information as
authorised or required under the proposed Act is guilty of an offence, which has a
maximum penalty of 100 penalty units (currently $11,000).

Part 7       Miscellaneous
Clause 121 requires government contracts with the private sector to include
provision that will give the contracting agency an immediate right of access to certain
information in the records of the private sector contractor, so as to include that
information as information held by the agency for the purposes of an access
application.
Clause 122 provides that the proposed Act binds the State and all other Australian
jurisdictions.
Clause 123 provides that the proposed Act does not affect the operation of the State
Records Act 1998.
Clause 124 limits the powers of the Ombudsman under the Ombudsman Act 1974 so
that the powers do not extend to investigating the conduct of any person or body in
relation to a decision that is reviewable under the proposed Act.
Clause 125 sets out the requirements for agencies, Ministers and the Minister
administering the proposed Act to prepare and submit annual reports about their
obligations under the proposed Act.
Clause 126 sets out the notice requirements for agencies under the proposed Act.



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Clause 127 enables an agency to waive, reduce or refund any fee or charge payable
under the proposed Act.
Clause 128 provides that proceedings for offences against the proposed Act or the
regulations are to be dealt with summarily before a Local Court and may only be
taken by or with the authority of the Director of Public Prosecutions or the Attorney
General.
Clause 129 is a regulation-making power.
Clause 130 provides for the review of the proposed Act after 5 years.
Clause 131 provides that the Joint Committee to be established under the
Government Information (Information Commissioner) Bill 2009 is to review
Schedules 1 and 2 and the Table to clause 14 in consultation with the Information
Commissioner.
Clause 132 provides that the Regulation set out in Schedule 5 is taken to be a
regulation made under the proposed Act, and deals with the operation of the statutory
rule making process and staged repeal process in respect of the Regulation.

Schedule 1              Information for which there is conclusive
                        presumption of overriding public
                        interest against disclosure
Schedule 1 describes the information for which there is a conclusive presumption of
an overriding public interest against disclosure, including information the disclosure
of which is prohibited by an overriding secrecy law, Cabinet and Executive Council
information, information protected by legal professional privilege and documents
affecting law enforcement and public safety.

Schedule 2              Excluded information of particular
                        agencies
Schedule 2 lists government information for which an access application cannot be
made, including judicial and prosecutorial information and complaints handling and
investigative information.

Schedule 3              Savings, transitional and other
                        provisions
Part 1 of Schedule 3 to the proposed Act provides for the making of savings and
transitional regulations consequent on the enactment of the proposed Act and the
proposed Government Information (Information Commissioner) Act 2009 and
Government Information (Public Access) (Consequential Amendments and Repeal)
Act 2009.




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Government Information (Public Access) Bill 2009

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Part 2 of Schedule 3 contains savings and transitional provisions consequent on the
enactment of the proposed Act and the repeal of the Freedom of Information Act
1989 by the proposed Government Information (Public Access) (Consequential
Amendments and Repeal) Act 2009.

Schedule 4              Interpretative provisions
Schedule 4 contains definitions of terms used in the proposed Act and other
interpretative provisions.

Schedule 5              Government Information (Public Access)
                        Regulation 2009
Schedule 5 contains a proposed regulation that is taken to be made under the
proposed Act. The Regulation prescribes additional information as open access
information of local authorities and imposes additional requirements on local
authorities concerning the providing of access to open access information.




Explanatory note page 14
                                                                          First print




                                New South Wales




Government Information (Public
Access) Bill 2009


Contents

                                                                                Page
Part 1         Preliminary
                   1   Name of Act                                                 2
                   2   Commencement                                                2
                   3   Object of Act                                               2
                   4   Interpretation                                              2

Part 2         Open government information--general principles
               Division 1       Ways of accessing government information
                   5   Presumption in favour of disclosure of government
                       information                                                 4
                   6   Mandatory proactive release of certain government
                       information                                                 4
                   7   Authorised proactive release of government information      4
                   8   Informal release of government information                  5
                   9   Access applications                                         6

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Government Information (Public Access) Bill 2009

Contents

                                                                               Page
              10    Disclosure and access under other laws                       6
              11    Act overrides secrecy provisions in other legislation        6

             Division 2       Public interest considerations
              12    Public interest considerations in favour of disclosure       6
              13    Public interest test                                         7
              14    Public interest considerations against disclosure            7
              15    Principles that apply to public interest determination      10

             Division 3       Assistance and oversight
              16    Agencies to provide advice and assistance                   10
              17    Role of Information Commissioner                            11

Part 3       Open access information
             Division 1       Preliminary
              18    What constitutes open access information                    12
              19    Excluded functions of particular agencies                   12

             Division 2       Publication guides
              20    Agencies must have publication guide                        12
              21    Adoption and review of publication guide                    13
              22    Role of Information Commissioner                            13

             Division 3       Policy documents
              23    What constitutes an agency's policy documents               13
              24    Effect of policy documents not being publicly available     14

             Division 4       Disclosure log of access applications
              25    Requirement for disclosure log                              14
              26    Required information about access applications              14

             Division 5       Government contracts with private sector
              27    Register of government contracts valued at $150,000 or
                    more                                                        15
              28    Value of contract                                           15
              29    Information to be entered in register--class 1 contracts    16
              30    Additional information for class 2 contracts                16
              31    Register to include copy of class 3 contract                17
              32    Confidential information not required to be included in
                    register                                                    18
              33    Variations to contracts                                     18
              34    Minimum public access period for information on register    18
              35    Register to be published on Government tenders website      19


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Government Information (Public Access) Bill 2009

Contents

                                                                                    Page
              36    Disputes                                                          19
              37    Agency obligation to find information                             19
              38    Exception for industry support contracts                          20
              39    Exception for SOCs--competitive neutrality                        20
              40    Exception for Landcom--contracts for sale of land                 20

Part 4       Access applications
             Division 1       Making an access application
              41    How to make an access application                                 21
              42    Inclusion of additional information in applications               21
              43    Access application cannot be made for excluded
                    information                                                       22

             Division 2       Transfer, amendment or withdrawal of access
                              applications
              44    Ways in which applications can be transferred                     22
              45    Agency-initiated transfer                                         22
              46    Applicant-initiated transfer                                      22
              47    Notice of transfer of application                                 23
              48    Effect of transfer of application                                 23
              49    Amendment of application                                          23
              50    Withdrawal of application                                         24

             Division 3       Process for dealing with access applications
              51    Initial decision as to validity of application                    24
              52    Agency assistance with invalid applications                       25
              53    Searches for information held by agency                           26
              54    Consultation on public interest considerations                    26
              55    Consideration of personal factors of application                  27
              56    Applicant can object to inclusion in disclosure log               28

             Division 4       Deciding access applications
              57    Required period for deciding application                          29
              58    How applications are decided                                      30
              59    Decision that information already available to applicant          31
              60    Decision to refuse to deal with application                       31
              61    Notice of decision to refuse to provide access                    32
              62    Notice of processing charges                                      32
              63    Deemed refusal if application not decided within time             32

             Division 5       Processing charges and advance deposits
              64    Processing charge for dealing with access application             33
              65    Discounted processing charge--financial hardship                  33


                                                                          Contents page 3
Government Information (Public Access) Bill 2009

Contents

                                                                              Page
              66    Discounted processing charge--special public benefit       34
              67    Waiver of processing charge for personal information
                    application                                                34
              68    Advance deposit for payment of processing charge           34
              69    Maximum advance deposit                                    35
              70    Result of failing to pay advance deposit                   35
              71    Refund of advance deposit                                  36

             Division 6       How access is provided
              72    Forms of access                                            36
              73    Access to be unconditional                                 37
              74    Deletion of information from copy of record to be
                    accessed                                                   37
              75    Providing access by creating new record                    37
              76    Providing access to information not applied for            38
              77    Period within which access rights must be exercised        38
              78    Deferral of access                                         38
              79    Provision of information subject to subpoena               39

Part 5       Review of decisions
             Division 1       Reviewable decisions
              80    Which decisions are reviewable decisions                   40
              81    Extended review period where more than one decision
                    made                                                       40

             Division 2       Internal review by agency
              82    Right of internal review                                   41
              83    Time within which internal review can be applied for       41
              84    Conduct of internal review                                 41
              85    Fee for internal review                                    42
              86    Required period for determination of internal review       42
              87    No processing charges for internal review                  42
              88    No internal review of decision on internal review          42

             Division 3       Review by Information Commissioner
              89    Right to have decision reviewed by Information
                    Commissioner                                               43
              90    Time limit for applying for review by Information
                    Commissioner                                               43
              91    Disclosure of public interest information                  43
              92    Recommendations on review                                  43
              93    Recommendation for reconsideration of matter by
                    agency                                                     43
              94    Recommendation as to public interest against disclosure    44


Contents page 4
Government Information (Public Access) Bill 2009

Contents

                                                                                Page
              95    Recommendation as to general procedure of agency             44
              96    Information Commissioner may refuse to review decision       44
              97    Onus on agency to justify decisions                          45
              98    No review of decisions reviewed by ADT                       45
              99    Referral of agency decision to ADT                           45

             Division 4       Review by Administrative Decisions Tribunal
             100    Review of decision by ADT                                    45
             101    Time for applying for ADT review                             46
             102    No internal review under ADT Act                             46
             103    Operation of other ADT Act provisions                        46
             104    Right of appearance before ADT                               47
             105    Onus on agency to justify decisions                          47
             106    Decisions about Cabinet and Executive Council
                    information                                                  47
             107    Procedure for dealing with public interest considerations    48
             108    Delayed decisions                                            48
             109    ADT may refuse to review decision                            49
             110    Orders to restrain making of unmeritorious access
                    applications                                                 49
             111    Referral of systemic issues to Information Commissioner      50
             112    Report on improper conduct                                   50

Part 6       Protections and offences
             Division 1       Protections
             113    Protection in respect of actions for defamation or breach
                    of confidence                                                51
             114    Protection in respect of certain criminal actions            51
             115    Personal liability                                           51

             Division 2       Offences
             116    Offence of acting unlawfully                                 52
             117    Offence of directing unlawful action                         52
             118    Offence of improperly influencing decision on access
                    application                                                  52
             119    Offence of unlawful access                                   52
             120    Offence of concealing or destroying government
                    information                                                  52

Part 7       Miscellaneous
             121    Provision of information by private sector contractors       53
             122    Act binds the Crown                                          53
             123    State Records Act not affected                               53
             124    Powers of Ombudsman                                          54

                                                                     Contents page 5
Government Information (Public Access) Bill 2009

Contents

                                                                              Page
             125    Reports to Parliament                                      54
             126    Requirements for notices given by agencies                 55
             127    Waiver, reduction or refund of fees and charges            55
             128    Nature of proceedings for offences                         55
             129    Regulations                                                55
             130    Review of Act                                              56
             131    Review of public interest provisions by Joint Committee    56
             132    Government Information (Public Access) Regulation 2009     57

Schedule 1          Information for which there is conclusive
                    presumption of overriding public interest
                    against disclosure                                         58
Schedule 2          Excluded information of particular agencies                65
Schedule 3          Savings, transitional and other provisions                 68
Schedule 4          Interpretative provisions                                  70
Schedule 5          Government Information (Public Access)
                    Regulation 2009                                            79




Contents page 6
                              New South Wales




Government Information (Public
Access) Bill 2009
No      , 2009


A Bill for

An Act to facilitate public access to government information.


See also the Government Information (Information Commissioner) Bill 2009 and the
Government Information (Public Access) (Consequential Amendments and Repeal) Bill 2009.
Clause 1          Government Information (Public Access) Bill 2009

Part 1            Preliminary




The Legislature of New South Wales enacts:                                                  1


Part 1         Preliminary                                                                  2

  1      Name of Act                                                                        3

               This Act is the Government Information (Public Access) Act 2009.             4

  2      Commencement                                                                       5

               This Act commences on a day or days to be appointed by proclamation.         6

  3      Object of Act                                                                      7

         (1)   In order to maintain and advance a system of responsible and                 8
               representative democratic Government that is open, accountable, fair         9
               and effective, the object of this Act is to open government information     10
               to the public by:                                                           11
                (a) authorising and encouraging the proactive public release of            12
                      government information by agencies, and                              13
               (b) giving members of the public an enforceable right to access             14
                      government information, and                                          15
                (c) providing that access to government information is restricted          16
                      only when there is an overriding public interest against             17
                      disclosure.                                                          18

         (2)   It is the intention of Parliament:                                          19
                (a) that this Act be interpreted and applied so as to further the object   20
                       of this Act, and                                                    21
               (b) that the discretions conferred by this Act be exercised, as far as      22
                       possible, so as to facilitate and encourage, promptly and at the    23
                       lowest reasonable cost, access to government information.           24

  4      Interpretation                                                                    25

         (1)   Key definitions                                                             26

               In this Act:                                                                27
               access application means an application for access to government            28
               information under Part 4 that is a valid access application under that      29
               Part.                                                                       30
               agency means any of the following:                                          31
                (a) a Government Department,                                               32
               (b) a Minister (including a Minister's personal staff),                     33
                (c) a public authority,                                                    34




Page 2
Government Information (Public Access) Bill 2009                        Clause 4

Preliminary                                                             Part 1




              (d)   a public office,                                                      1
              (e)   a local authority,                                                    2
              (f)   a court,                                                              3
              (g)   a person or entity that is an agency pursuant to regulations under    4
                    clause 5 of Schedule 4.                                               5
              Note. Schedule 4 contains definitions of Government Department, public      6
              authority, local authority, public office and court. The Information        7
              Commissioner publishes a list of agencies and their contact details.        8
              government information means information contained in a record held         9
              by an agency.                                                              10

       (2)    Other interpretative provisions                                            11

              Expressions used in this Act that are defined in Schedule 4 have the       12
              meanings set out in that Schedule.                                         13




                                                                              Page 3
Clause 5          Government Information (Public Access) Bill 2009

Part 2            Open government information--general principles




Part 2         Open government information--general                                          1
               principles                                                                    2


Division 1            Ways of accessing government information                               3

  5      Presumption in favour of disclosure of government information                       4

               There is a presumption in favour of the disclosure of government              5
               information unless there is an overriding public interest against             6
               disclosure.                                                                   7

  6      Mandatory proactive release of certain government information                       8

         (1)   An agency must make the government information that is its open               9
               access information publicly available unless there is an overriding          10
               public interest against disclosure of the information.                       11
               Note. Part 3 lists the information that is open access information.          12

         (2)   Open access information is to be made publicly available free of charge      13
               on a website maintained by the agency (unless to do so would impose          14
               unreasonable additional costs on the agency) and can be made publicly        15
               available in any other way that the agency considers appropriate.            16

         (3)   At least one of the ways in which an agency makes open access                17
               information publicly available must be free of charge. Access provided       18
               in any other way can be charged for.                                         19

         (4)   An agency must facilitate public access to open access information           20
               contained in a record by deleting matter from a copy of the record to be     21
               made publicly available if inclusion of the matter would otherwise           22
               result in there being an overriding public interest against disclosure of    23
               the record and it is practicable to delete the matter.                       24

         (5)   An agency must keep a record of the open access information (if any)         25
               that it does not make publicly available on the basis of an overriding       26
               public interest against disclosure. The record is to indicate only the       27
               general nature of the information concerned.                                 28

  7      Authorised proactive release of government information                             29

         (1)   An agency is authorised to make any government information held by           30
               the agency publicly available unless there is an overriding public           31
               interest against disclosure of the information.                              32

         (2)   The information that an agency decides to make publicly available is to      33
               be made publicly available in any manner that the agency considers           34
               appropriate, either free of charge or at the lowest reasonable cost to the   35
               agency.                                                                      36




Page 4
Government Information (Public Access) Bill 2009                        Clause 8

Open government information--general principles                         Part 2




       (3)   An agency must, at intervals of not more than 12 months, review its          1
             program for the release of government information under this section to      2
             identify the kinds of government information held by the agency that         3
             should in the public interest be made publicly available and that can be     4
             made publicly available without imposing unreasonable additional             5
             costs on the agency.                                                         6

       (4)   An agency can facilitate public access to government information             7
             contained in a record by deleting matter from a copy of the record to be     8
             made publicly available if inclusion of the matter would otherwise           9
             result in there being an overriding public interest against disclosure of   10
             the record.                                                                 11

       (5)   The functions of an agency under this section may only be exercised by      12
             or with the authority (given either generally or in a particular case) of   13
             the principal officer of the agency.                                        14

  8   Informal release of government information                                         15

       (1)   An agency is authorised to release government information held by it to     16
             a person in response to an informal request by the person (that is, a       17
             request that is not an access application) unless there is an overriding    18
             public interest against disclosure of the information.                      19

       (2)   An agency can release government information in response to an              20
             informal request subject to any reasonable conditions that the agency       21
             thinks fit to impose.                                                       22

       (3)   An agency cannot be required to disclose government information             23
             pursuant to an informal request and cannot be required to consider an       24
             informal request for government information.                                25

       (4)   An agency can decide by what means information is to be released in         26
             response to an informal request.                                            27

       (5)   An agency can facilitate public access to government information            28
             contained in a record by deleting matter from a copy of the record to be    29
             released in response to an informal request if inclusion of the matter      30
             would otherwise result in there being an overriding public interest         31
             against disclosure of the record.                                           32

       (6)   The functions of an agency under this section may only be exercised by      33
             or with the authority (given either generally or in a particular case) of   34
             the principal officer of the agency.                                        35




                                                                              Page 5
Clause 9          Government Information (Public Access) Bill 2009

Part 2            Open government information--general principles




  9      Access applications                                                                      1
         (1)   A person who makes an access application for government information                2
               has a legally enforceable right to be provided with access to the                  3
               information in accordance with Part 4 (Access applications) unless                 4
               there is an overriding public interest against disclosure of the                   5
               information.                                                                       6

         (2)   An agency is not subject to the direction or control of any Minister in            7
               the exercise of the agency's functions in dealing with a particular access         8
               application.                                                                       9

         (3)   The function of making a reviewable decision in connection with an                10
               access application made to an agency may only be exercised by or with             11
               the authority (given either generally or in a particular case) of the             12
               principal officer of the agency.                                                  13

10       Disclosure and access under other laws                                                  14

         (1)   This Act is not intended to prevent or discourage the publication or              15
               giving of access to government information as permitted or required by            16
               or under any other Act or law that enables a member of the public to              17
               obtain access to government information.                                          18

         (2)   This Act does not affect the operation of any other Act or law that               19
               requires government information to be made available to the public or             20
               that enables a member of the public to obtain access to government                21
               information.                                                                      22

11       Act overrides secrecy provisions in other legislation                                   23

               This Act overrides a provision of any other Act or statutory rule that            24
               prohibits the disclosure of information (whether or not the prohibition           25
               is subject to specified qualifications or exceptions), other than a               26
               provision of a law listed in Schedule 1 as an overriding secrecy law.             27
               Note. For overriding secrecy laws it is conclusively presumed that there is an    28
               overriding public interest against disclosure of the information. Other secrecy   29
               laws are to be taken into account as considerations against disclosure in         30
               determining whether there is an overriding public interest against disclosure.    31
               See section 14.                                                                   32

Division 2            Public interest considerations                                             33

12       Public interest considerations in favour of disclosure                                  34

         (1)   There is a general public interest in favour of the disclosure of                 35
               government information.                                                           36




Page 6
Government Information (Public Access) Bill 2009                               Clause 13

Open government information--general principles                                Part 2




       (2)   Nothing in this Act limits any other public interest considerations in               1
             favour of the disclosure of government information that may be taken                 2
             into account for the purpose of determining whether there is an                      3
             overriding public interest against disclosure of government                          4
             information.                                                                         5
             Note. The following are examples of public interest considerations in favour of      6
             disclosure of information:                                                           7
              (a)   Disclosure of the information could reasonably be expected to promote         8
                    open discussion of public affairs, enhance Government accountability or       9
                    contribute to positive and informed debate on issues of public               10
                    importance.                                                                  11
              (b)   Disclosure of the information could reasonably be expected to inform the     12
                    public about the operations of agencies and, in particular, their policies   13
                    and practices for dealing with members of the public.                        14
              (c)   Disclosure of the information could reasonably be expected to ensure         15
                    effective oversight of the expenditure of public funds.                      16
              (d)   The information is personal information of the person to whom it is to be    17
                    disclosed.                                                                   18
              (e)   Disclosure of the information could reasonably be expected to reveal or      19
                    substantiate that an agency (or a member of an agency) has engaged in        20
                    misconduct or negligent, improper or unlawful conduct.                       21

       (3)   The Information Commissioner can issue guidelines about public                      22
             interest considerations in favour of the disclosure of government                   23
             information, for the assistance of agencies.                                        24

13    Public interest test                                                                       25

             There is an overriding public interest against disclosure of government             26
             information for the purposes of this Act if (and only if) there are public          27
             interest considerations against disclosure and, on balance, those                   28
             considerations outweigh the public interest considerations in favour of             29
             disclosure.                                                                         30

14    Public interest considerations against disclosure                                          31

       (1)   It is to be conclusively presumed that there is an overriding public                32
             interest against disclosure of any of the government information                    33
             described in Schedule 1.                                                            34

       (2)   The public interest considerations listed in the Table to this section are          35
             the only other considerations that may be taken into account under this             36
             Act as public interest considerations against disclosure for the purpose            37
             of determining whether there is an overriding public interest against               38
             disclosure of government information.                                               39




                                                                                     Page 7
Clause 14             Government Information (Public Access) Bill 2009

Part 2                Open government information--general principles




         (3)     The Information Commissioner can issue guidelines about public                                         1
                 interest considerations against the disclosure of government                                           2
                 information, for the assistance of agencies, but cannot add to the list of                             3
                 considerations in the Table to this section.                                                           4

Table                                                                                                                   5
1        Responsible and effective government
         There is a public interest consideration against disclosure of information if disclosure of the information
         could reasonably be expected to have one or more of the following effects (whether in a particular case or
         generally):
         (a)      prejudice collective Ministerial responsibility,
         (b)      prejudice Ministerial responsibility to Parliament,
         (c)      prejudice relations with, or the obtaining of confidential information from, another government,
         (d)      prejudice the supply to an agency of confidential information that facilitates the effective
                  exercise of that agency's functions,
         (e)      reveal a deliberation or consultation conducted, or an opinion, advice or recommendation given,
                  in such a way as to prejudice a deliberative process of government or an agency,
         (f)      prejudice the effective exercise by an agency of the agency's functions,
         (g)      found an action against an agency for breach of confidence or otherwise result in the disclosure
                  of information provided to an agency in confidence,
         (h)      prejudice the conduct, effectiveness or integrity of any audit, test, investigation or review
                  conducted by or on behalf of an agency by revealing its purpose, conduct or results (whether or
                  not commenced and whether or not completed).
2        Law enforcement and security
         There is a public interest consideration against disclosure of information if disclosure of the information
         could reasonably be expected to have one or more of the following effects (whether in a particular case or
         generally):
         (a)      reveal or tend to reveal the identity of an informant or prejudice the future supply of information
                  from an informant,
         (b)      prejudice the prevention, detection or investigation of a contravention or possible contravention
                  of the law or prejudice the enforcement of the law,
         (c)      increase the likelihood of, or prejudice the prevention of, preparedness against, response to, or
                  recovery from, a public emergency (including any natural disaster, major accident, civil
                  disturbance or act of terrorism),
         (d)      endanger, or prejudice any system or procedure for protecting, the life, health or safety of any
                  person,
         (e)      endanger the security of, or prejudice any system or procedure for protecting, any place,
                  property or vehicle,
         (f)      facilitate the commission of a criminal act (including a terrorist act within the meaning of the
                  Terrorism (Police Powers) Act 2002),
         (g)      prejudice the supervision of, or facilitate the escape of, any person in lawful custody,
         (h)      prejudice the security, discipline or good order of any correctional facility.




Page 8
Government Information (Public Access) Bill 2009                                                   Clause 14

Open government information--general principles                                                    Part 2




3      Individual rights, judicial processes and natural justice
       There is a public interest consideration against disclosure of information if disclosure of the information
       could reasonably be expected to have one or more of the following effects:
       (a)      reveal an individual's personal information,
       (b)      contravene an information protection principle under the Privacy and Personal Information
                Protection Act 1998 or a Health Privacy Principle under the Health Records and Information
                Privacy Act 2002,
       (c)      prejudice any court proceedings by revealing matter prepared for the purposes of or in relation
                to current or future proceedings,
       (d)      prejudice the fair trial of any person, the impartial adjudication of any case or a person's right to
                procedural fairness,
       (e)      reveal false or unsubstantiated allegations about a person that are defamatory,
       (f)      expose a person to a risk of harm or of serious harassment or serious intimidation,
       (g)      in the case of the disclosure of personal information about a child--the disclosure of
                information that it would not be in the best interests of the child to have disclosed.
4      Business interests of agencies and other persons
       There is a public interest consideration against disclosure of information if disclosure of the information
       could reasonably be expected to have one or more of the following effects:
       (a)      undermine competitive neutrality in connection with any functions of an agency in respect of
                which it competes with any person or otherwise place an agency at a competitive advantage or
                disadvantage in any market,
       (b)      reveal commercial-in-confidence provisions of a government contract,
       (c)      diminish the competitive commercial value of any information to any person,
       (d)      prejudice any person's legitimate business, commercial, professional or financial interests,
       (e)      prejudice the conduct, effectiveness or integrity of any research by revealing its purpose,
                conduct or results (whether or not commenced and whether or not completed).
5      Environment, culture, economy and general matters
       There is a public interest consideration against disclosure of information if disclosure of the information
       could reasonably be expected to have one or more of the following effects:
       (a)      endanger, or prejudice any system or procedure for protecting, the environment,
       (b)      prejudice the conservation of any place or object of natural, cultural or heritage value, or reveal
                any information relating to Aboriginal or Torres Strait Islander traditional knowledge,
       (c)      endanger, or prejudice any system or procedure for protecting, the life, health or safety of any
                animal or other living thing, or threaten the existence of any species,
       (d)      damage, or prejudice the ability of the Government or an agency to manage, the economy,
       (e)      expose any person to an unfair advantage or disadvantage as a result of the premature disclosure
                of information concerning any proposed action or inaction of the Government or an agency.
6      Secrecy provisions
       (1)      There is a public interest consideration against disclosure of information if disclosure of the
                information by any person could (disregarding the operation of this Act) reasonably be expected
                to constitute a contravention of a provision of any other Act or statutory rule (of this or another
                State or of the Commonwealth) that prohibits the disclosure of information, whether or not the
                prohibition is subject to specified qualifications or exceptions.
       (2)      The public interest consideration under this clause extends to consideration of the policy that
                underlies the prohibition against disclosure.




                                                                                                           Page 9
Clause 15           Government Information (Public Access) Bill 2009

Part 2              Open government information--general principles




7        Exempt documents under interstate Freedom of Information legislation
         (1)    There is a public interest consideration against disclosure of information communicated to the
                Government of New South Wales by the Government of the Commonwealth or of another State
                if notice has been received from that Government that the information is exempt matter within
                the meaning of a corresponding law of the Commonwealth or that other State.
         (2)    The public interest consideration under this clause extends to consideration of the policy that
                underlies the exemption.
         (3)    In this clause, a reference to a corresponding law is a reference to:
                (a)       the Freedom of Information Act 1982 of the Commonwealth, or
                (b)       a law of any other State that is prescribed by the regulations as a corresponding law for
                          the purposes of this clause.

15       Principles that apply to public interest determination                                                        1

               A determination as to whether there is an overriding public interest                                    2
               against disclosure of government information is to be made in                                           3
               accordance with the following principles:                                                               4
               (a) Agencies must exercise their functions so as to promote the                                         5
                     object of this Act.                                                                               6
               (b) Agencies must have regard to any relevant guidelines issued by                                      7
                     the Information Commissioner.                                                                     8
               (c) The fact that disclosure of information might cause                                                 9
                     embarrassment to, or a loss of confidence in, the Government is                                  10
                     irrelevant and must not be taken into account.                                                   11
               (d) The fact that disclosure of information might be misinterpreted or                                 12
                     misunderstood by any person is irrelevant and must not be taken                                  13
                     into account.                                                                                    14
               (e) In the case of disclosure in response to an access application, it is                              15
                     relevant to consider that disclosure cannot be made subject to any                               16
                     conditions on the use or disclosure of information.                                              17

Division 3              Assistance and oversight                                                                      18

16       Agencies to provide advice and assistance                                                                    19

         (1)   An agency must provide advice and assistance to a person who requests                                  20
               or proposes to request access to government information, for the                                       21
               purpose of assisting the person to access, or seek access to, information                              22
               that is or may be made publicly available.                                                             23

         (2)   An agency must provide the following specific advice and assistance to                                 24
               a person who requests access to government information:                                                25
               (a) advice as to whether or not the information is publicly available                                  26
                     from the agency and (if it is) how the information can be                                        27
                     accessed,                                                                                        28




Page 10
Government Information (Public Access) Bill 2009                         Clause 17

Open government information--general principles                          Part 2




              (b)   advice on how to make an access application for the information        1
                    if the information is not publicly available from the agency but       2
                    appears likely to be held by the agency,                               3
              (c)   if the information appears unlikely to be held by the agency but       4
                    appears likely to relate to the functions of some other agency, the    5
                    contact details of the other agency,                                   6
              (d)   the contact details of the Information Commissioner and advice         7
                    on the availability of and how to access any information               8
                    published by the Information Commissioner that it appears may          9
                    be relevant to the person's request.                                  10

       (3)   An agency is only required to provide advice and assistance under this       11
             section that it would be reasonable to expect the agency to provide.         12

17    Role of Information Commissioner                                                    13

             The Information Commissioner has the following functions in                  14
             connection with the operation of this Act:                                   15
             (a) to promote public awareness and understanding of this Act and to         16
                  promote the object of this Act,                                         17
             (b) to provide information, advice, assistance and training to               18
                  agencies and the public on any matters relevant to this Act,            19
             (c) to assist agencies in connection with the exercise of their              20
                  functions under this Act, including by providing services to assist     21
                  with the lodgment, handling and processing of access                    22
                  applications,                                                           23
             (d) to issue guidelines and other publications for the assistance of         24
                  agencies in connection with their functions under this Act,             25
             (e) to issue guidelines and other publications for the assistance of the     26
                  public in connection with their rights under this Act (including        27
                  rights of review),                                                      28
              (f) to review decisions of agencies pursuant to Part 5,                     29
             (g) to monitor, audit and report on the exercise by agencies of their        30
                  functions under, and compliance with, this Act,                         31
             (h) to make reports and provide recommendations to the Minister              32
                  about proposals for legislative and administrative changes to           33
                  further the object of this Act.                                         34




                                                                             Page 11
Clause 18         Government Information (Public Access) Bill 2009

Part 3            Open access information




Part 3         Open access information                                                      1


Division 1           Preliminary                                                            2

18       What constitutes open access information                                           3

               The following government information held by an agency is the                4
               agency's open access information that is required to be made publicly        5
               available by the agency under section 6 (Mandatory proactive release of      6
               certain government information):                                             7
               (a) the agency's current publication guide (see Division 2),                 8
               (b) information about the agency contained in any document tabled            9
                      in Parliament by or on behalf of the agency, other than any          10
                      document tabled by order of either House of Parliament,              11
               (c) the agency's policy documents (see Division 3),                         12
               (d) the agency's disclosure log of access applications (see                 13
                      Division 4),                                                         14
               (e) the agency's register of government contracts (see Division 5),         15
                (f) the agency's record (kept under section 6) of the open access          16
                      information (if any) that it does not make publicly available on     17
                      the basis of an overriding public interest against disclosure,       18
               (g) such other government information as may be prescribed by the           19
                      regulations as open access information.                              20

19       Excluded functions of particular agencies                                         21

               This Part does not apply to an agency in respect of any functions of the    22
               agency listed in Schedule 2 (Excluded information of particular             23
               agencies).                                                                  24

Division 2           Publication guides                                                    25

20       Agencies must have publication guide                                              26

         (1)   An agency (other than a Minister) must have a guide (its publication        27
               guide) that:                                                                28
               (a) describes the structure and functions of the agency, and                29
               (b) describes the ways in which the functions (including, in                30
                     particular, the decision-making functions) of the agency affect       31
                     members of the public, and                                            32
               (c) specifies any arrangements that exist to enable members of the          33
                     public to participate in the formulation of the agency's policy and   34
                     the exercise of the agency's functions, and                           35




Page 12
Government Information (Public Access) Bill 2009                           Clause 21

Open access information                                                    Part 3




              (d)   identifies the various kinds of government information held by           1
                    the agency, and                                                          2
              (e)   identifies the kinds of government information held by the               3
                    agency that the agency makes (or will make) publicly available,          4
                    and                                                                      5
              (f)   specifies the manner in which the agency makes (or will make)            6
                    government information publicly available, and                           7
              (g)   identifies the kinds of information that are (or will be) made           8
                    publicly available free of charge and those kinds for which a            9
                    charge is (or will be) imposed.                                         10

       (2)   An agency must make government information publicly available as               11
             provided by its publication guide.                                             12

       (3)   The Director-General of the Department of Local Government may, in             13
             consultation with the Information Commissioner, adopt mandatory                14
             provisions for inclusion in the publication guide of local authorities.        15
             The publication guide of a local authority must include any such               16
             mandatory provision unless the Director-General otherwise approves in          17
             a particular case.                                                             18

21    Adoption and review of publication guide                                              19

             An agency must adopt its first publication guide within 6 months after         20
             the commencement of this section and must review its publication guide         21
             and adopt a new publication guide at intervals of not more than                22
             12 months. An agency may update and amend its publication guide at             23
             any time.                                                                      24

22    Role of Information Commissioner                                                      25

       (1)   An agency must notify the Information Commissioner before adopting             26
             or amending a publication guide and must, if requested to do so by the         27
             Information Commissioner, consult with the Information                         28
             Commissioner on the proposed publication guide or amendment.                   29

       (2)   The Information Commissioner can issue guidelines and model                    30
             publication guides for the assistance of agencies in connection with           31
             publication guides.                                                            32

Division 3          Policy documents                                                        33

23    What constitutes an agency's policy documents                                         34

             An agency's policy documents are such of the following documents as            35
             are used by the agency in connection with the exercise of those                36
             functions of the agency that affect or are likely to affect rights,            37
             privileges or other benefits, or obligations, penalties or other detriments,   38




                                                                               Page 13
Clause 24         Government Information (Public Access) Bill 2009

Part 3            Open access information




               to which members of the public are or may become entitled, eligible,        1
               liable or subject (but does not include a legislative instrument):          2
                (a) a document containing interpretations, rules, guidelines,              3
                      statements of policy, practices or precedents,                       4
               (b) a document containing particulars of any administrative scheme,         5
                (c) a document containing a statement of the manner, or intended           6
                      manner, of administration of any legislative instrument or           7
                      administrative scheme,                                               8
               (d) a document describing the procedures to be followed in                  9
                      investigating any contravention or possible contravention of any    10
                      legislative instrument or administrative scheme,                    11
                (e) any other document of a similar kind.                                 12

24       Effect of policy documents not being publicly available                          13

         (1)   A person is not to be subjected to any prejudice because of the            14
               application of the provisions of an agency's policy document to any act    15
               or omission of the person if, at the time of the act or omission:          16
               (a) the policy document was not publicly available as required by          17
                     this Act, and                                                        18
               (b) the person was not aware of those provisions, and                      19
               (c) the person could lawfully have avoided the prejudice had the           20
                     person been aware of those provisions.                               21

         (2)   This section does not apply to any matter forming part of an agency's      22
               policy document that is not made publicly available as a result of being   23
               deleted as required by this Act from copies of the policy document that    24
               are made publicly available.                                               25

Division 4           Disclosure log of access applications                                26

25       Requirement for disclosure log                                                   27

               An agency must keep a record (called its disclosure log) that records      28
               information about access applications made to the agency that the          29
               agency decides by deciding to provide access (to some or all of the        30
               information applied for) if the information is information that the        31
               agency considers may be of interest to other members of the public.        32

26       Required information about access applications                                   33

         (1)   The information about an access application that is required to be         34
               recorded in an agency's disclosure log is as follows:                      35
                (a) the date the application was decided,                                 36




Page 14
Government Information (Public Access) Bill 2009                        Clause 27

Open access information                                                 Part 3




              (b)   a description of the information to which access was provided in      1
                    response to the application,                                          2
              (c)   a statement as to whether any of the information is now available     3
                    from the agency to other members of the public and (if it is) how     4
                    it can be accessed.                                                   5

       (2)   No details are required to be recorded in the disclosure log until the       6
             access application has been decided.                                         7

       (3)   An agency is not required to include in its disclosure log information       8
             about any application:                                                       9
             (a) for personal information about the applicant (the applicant being       10
                   an individual), or                                                    11
             (b) in respect of which any factors particular to the applicant were        12
                   otherwise a consideration in the agency's determination of the        13
                   public interest in connection with the disclosure of the              14
                   information to the applicant.                                         15

Division 5          Government contracts with private sector                             16

27    Register of government contracts valued at $150,000 or more                        17

       (1)   An agency is to keep a register of government contracts (its government     18
             contracts register) that records information about each government          19
             contract to which the agency is a party that has (or is likely to have) a   20
             value of $150,000 or more (class 1 contracts).                              21

       (2)   Information about a class 1 contract must be entered in the register        22
             within 60 days after the contract becomes effective.                        23

       (3)   A contract becomes effective:                                               24
             (a) when it is entered into by or on behalf of the agency concerned, or     25
             (b) if the contract contains a provision to the effect that one or more     26
                   conditions are to be met before the obligations of the parties        27
                   under the contract are enforceable--when the condition or             28
                   conditions have been met (and not when the contract is entered        29
                   into by the agency).                                                  30

28    Value of contract                                                                  31

             The value of a contract is whichever of the following values is             32
             appropriate to the kind of contract concerned:                              33
             (a) the total estimated value of the project,                               34
             (b) the total estimated value of the goods or services over the term of     35
                   the contract,                                                         36




                                                                            Page 15
Clause 29         Government Information (Public Access) Bill 2009

Part 3            Open access information




               (c)   the value of the real property transferred,                             1
               (d)   the rent for the term of the lease.                                     2

29       Information to be entered in register--class 1 contracts                            3

               The following information about a class 1 contract is to be entered in the    4
               government contracts register:                                                5
               (a) the name and business address of the contractor,                          6
               (b) particulars of any related body corporate (within the meaning of          7
                     the Corporations Act 2001 of the Commonwealth) in respect of            8
                     the contractor, or any other private sector entity in which the         9
                     contractor has an interest, that will be involved in carrying out      10
                     any of the contractor's obligations under the contract or will         11
                     receive a benefit under the contract,                                  12
               (c) the date on which the contract became effective and the duration         13
                     of the contract,                                                       14
               (d) particulars of the project to be undertaken, the goods or services       15
                     to be provided or the real property to be leased or transferred        16
                     under the contract,                                                    17
               (e) the estimated amount payable to the contractor under the                 18
                     contract,                                                              19
                (f) a description of any provisions under which the amount payable          20
                     to the contractor may be varied,                                       21
               (g) a description of any provisions with respect to the renegotiation        22
                     of the contract,                                                       23
               (h) in the case of a contract arising from a tendering process, the          24
                     method of tendering and a summary of the criteria against which        25
                     the various tenders were assessed,                                     26
                (i) a description of any provisions under which it is agreed that the       27
                     contractor is to receive payment for providing operational or          28
                     maintenance services.                                                  29

30       Additional information for class 2 contracts                                       30

         (1)   Additional information is required to be entered in the government           31
               contracts register for class 1 contracts to which any of the following       32
               paragraphs applies (class 2 contracts):                                      33
               (a) there has not been a tender process, the proposed contract has not       34
                     been made publicly available and the terms and conditions of the       35
                     contract have been negotiated directly with the contractor,            36
               (b) the proposed contract (whether or not made publicly available)           37
                     has been the subject of a tendering process and the terms and          38




Page 16
Government Information (Public Access) Bill 2009                           Clause 31

Open access information                                                    Part 3




                    conditions of the contract have been substantially negotiated with       1
                    the successful tenderer,                                                 2
              (c)   the obligations of one or more parties under the contract to             3
                    maintain or operate infrastructure or assets could continue for          4
                    10 years or more,                                                        5
              (d)   the contract involves a privately financed project as defined by         6
                    guidelines published by the Treasury (as in force from time to           7
                    time),                                                                   8
              (e)   the contract involves a transfer of a significant asset of the agency    9
                    concerned to another party to the contract in exchange for the          10
                    transfer of an asset to the agency.                                     11

       (2)   The additional information required to be entered in the register for          12
             class 2 contracts is as follows:                                               13
             (a) particulars of future transfers of significant assets to the State at      14
                    zero, or nominal, cost to the State, including the date of their        15
                    proposed transfer,                                                      16
             (b) particulars of future transfers of significant assets to the               17
                    contractor, including the date of their proposed transfer,              18
             (c) the results of any cost-benefit analysis of the contract conducted         19
                    by the agency,                                                          20
             (d) the components and quantum of the public sector comparator if              21
                    used,                                                                   22
             (e) if relevant, a summary of information used in the contractor's full        23
                    base case financial model (for example, the pricing formula for         24
                    tolls or usage charges),                                                25
              (f) if relevant, particulars of how risk, during the construction and         26
                    operational phases of a contract to undertake a specific project        27
                    (such as construction, infrastructure or property development), is      28
                    to be apportioned between the parties, quantified (where                29
                    practicable) in net present-value terms and specifying the major        30
                    assumptions involved,                                                   31
             (g) particulars as to any significant guarantees or undertakings               32
                    between the parties, including any guarantees or undertakings           33
                    with respect to loan agreements entered into or proposed to be          34
                    entered into,                                                           35
             (h) particulars of any other key elements of the contract.                     36

31    Register to include copy of class 3 contract                                          37

             If a class 2 contract has (or is likely to have) a value of $5 million or      38
             more (a class 3 contract), the register must include a copy of the             39
             class 3 contract.                                                              40




                                                                               Page 17
Clause 32         Government Information (Public Access) Bill 2009

Part 3            Open access information




32       Confidential information not required to be included in register                        1
         (1)   A requirement of this Division to include information or a copy of a              2
               contract in the government contracts register does not require the                3
               inclusion of:                                                                     4
                (a) the commercial-in-confidence provisions of a contract, or                    5
               (b) details of any unsuccessful tender, or                                        6
                (c) any matter that could reasonably be expected to affect public                7
                      safety or security, or                                                     8
               (d) a copy of a contract, a provision of a contract or any other                  9
                      information in relation to a contract that is of such a nature that       10
                      its inclusion in a record would result in there being an overriding       11
                      public interest against disclosure of the record.                         12

         (2)   If an agency does not include a copy of a contract in the register, or           13
               includes only some of the provisions of a contract in the register,              14
               because of this section, the agency must include in the register:                15
                (a) the reasons why the contract or those provisions have not been              16
                      included in the register, and                                             17
               (b) a statement as to whether it is intended that the contract or those          18
                      provisions will be included in the register at a later date and, if so,   19
                      when it is likely that they will be included, and                         20
                (c) if some but not all of the provisions of the contract have been             21
                      included in the register, a general description of the types of           22
                      provisions that have not been included.                                   23

33       Variations to contracts                                                                24

         (1)   If a material variation is made to a contract that would affect the              25
               particulars that are required to be included in the government contracts         26
               register in relation to the contract, the particulars included in the register   27
               are to be amended to reflect the variation within 60 days after the              28
               variation becomes effective.                                                     29

         (2)   If a material variation is made to a contract a copy of which is required        30
               to be included in the register, a copy of the variation or the varied            31
               provisions is to be included in the register within 60 days after the            32
               variation becomes effective.                                                     33

34       Minimum public access period for information on register                               34

         (1)   Information (including a copy of a contract) required to be included in          35
               the government contracts register in relation to a contract is only              36
               required to be made publicly available as open access information for            37
               the public access period.                                                        38




Page 18
Government Information (Public Access) Bill 2009                        Clause 35

Open access information                                                 Part 3




       (2)   The public access period is whichever is the longer of the following         1
             periods:                                                                     2
             (a) 30 days,                                                                 3
             (b) the period until the project to which the contract relates is            4
                   complete, the goods and services concerned have been provided          5
                   under the contract, the term of the lease has expired or the real      6
                   property has been transferred.                                         7

35    Register to be published on Government tenders website                              8

       (1)   A copy of an agency's government contracts register is to be published       9
             on the Government tenders website (that is, the website with the URL        10
             of https://tenders.nsw.gov.au or such other internet website as the         11
             Premier may authorise for the purposes of this section).                    12

       (2)   Each of the following agencies is not required to have a copy of its        13
             government contracts register published on the Government tenders           14
             website but is required to have a copy of the register published on any     15
             website of the agency:                                                      16
             (a) a State owned corporation or a subsidiary of a State owned              17
                   corporation,                                                          18
             (b) a local authority,                                                      19
             (c) a university.                                                           20

       (3)   A copy of an agency's government contracts register is also to be made      21
             publicly available in any other manner in which the agency decides to       22
             make its open access information publicly available.                        23

36    Disputes                                                                           24

       (1)   If a person other than an officer of the agency (including, for example,    25
             a party to a government contract) disagrees with the way in which an        26
             agency has interpreted its obligations under this Division, the agency is   27
             to obtain the opinion of the Chairperson of the State Contracts Control     28
             Board in relation to the matter.                                            29

       (2)   This section does not apply to:                                             30
             (a) a State owned corporation or a subsidiary of a State owned              31
                   corporation, or                                                       32
             (b) a local authority, or                                                   33
             (c) a university.                                                           34

37    Agency obligation to find information                                              35

             Information is required to be included in an agency's government            36
             contracts register only to the extent that the agency holds the             37




                                                                            Page 19
Clause 38        Government Information (Public Access) Bill 2009

Part 3           Open access information




              information or it is reasonably practical for the agency to obtain the             1
              information.                                                                       2

38       Exception for industry support contracts                                                3

              This Division does not require the Department of State and Regional                4
              Development to include any information about or a copy of a                        5
              government contract in its government contracts register if the contract           6
              involves the provision of industry support.                                        7

39       Exception for SOCs--competitive neutrality                                              8

              This Division does not require a State owned corporation or a subsidiary           9
              of a State owned corporation to include any information about or a copy           10
              of a government contract in its government contracts register if the              11
              contract relates to activities engaged in by the corporation or subsidiary        12
              in a market in which it is in competition with any other person.                  13

40       Exception for Landcom--contracts for sale of land                                      14

              This Division does not require Landcom to include any information                 15
              about or a copy of a government contract in its government contracts              16
              register if the contract is a contract for the sale of land.                      17
Note. Any exception under this Division from the requirement to include information about or    18
a copy of a contract on a government contracts register does not of itself constitute grounds   19
for refusing an access application.                                                             20




Page 20
Government Information (Public Access) Bill 2009                       Clause 41

Access applications                                                    Part 4




Part 4       Access applications                                                         1


Division 1            Making an access application                                       2

41    How to make an access application                                                  3

       (1)   An application or other request for government information is not a         4
             valid access application unless it complies with the following              5
             requirements (the formal requirements) for access applications:             6
              (a) it must be in writing sent to or lodged at an office of the agency     7
                   concerned,                                                            8
             (b) it must clearly indicate that it is an access application made under    9
                   this Act,                                                            10
              (c) it must be accompanied by a fee of $30,                               11
             (d) it must state a postal address in Australia as the address for         12
                   correspondence in connection with the application,                   13
              (e) it must include such information as is reasonably necessary to        14
                   enable the government information applied for to be identified.      15

       (2)   An agency may, with the approval of the Information Commissioner,          16
             approve additional facilities for the making of an access application or   17
             the payment of an application fee. An application made to any agency       18
             by use of such a facility is considered to have been lodged at an office   19
             of the agency and a fee paid by use of such a facility is considered to    20
             have accompanied the application.                                          21

       (3)   An access application is not considered to have been received by an        22
             agency until it is actually received by the agency.                        23

42    Inclusion of additional information in applications                               24

             An access application can include any of the following:                    25
             (a) submissions by the applicant as to any public interest                 26
                  considerations that the applicant thinks the agency should take       27
                  into account in determining whether or not there is an overriding     28
                  public interest against disclosure of the information,                29
             (b) a request for a discount on processing charges for the application     30
                  (including relevant supporting information, such as evidence of       31
                  hardship or special public interest),                                 32
             (c) any other information that the applicant thinks may be relevant.       33




                                                                           Page 21
Clause 43         Government Information (Public Access) Bill 2009

Part 4            Access applications




43       Access application cannot be made for excluded information                           1
         (1)   An access application cannot be made to an agency for access to                2
               excluded information of the agency.                                            3
               Note. Information is excluded information of an agency if it relates to any    4
               function specified in Schedule 2 in relation to the agency.                    5

         (2)   An application for government information is not a valid access                6
               application to the extent that the application is made in contravention of     7
               this section.                                                                  8

Division 2           Transfer, amendment or withdrawal of access                              9
                     applications                                                            10

44       Ways in which applications can be transferred                                       11

               An agency that receives an access application for government                  12
               information can transfer the application to another agency either by          13
               agency-initiated transfer or by applicant-initiated transfer, as              14
               provided by this Division.                                                    15
               Note. A decision to transfer an application to another agency is reviewable   16
               under Part 5.                                                                 17

45       Agency-initiated transfer                                                           18

         (1)   An agency-initiated transfer of an access application to another agency       19
               requires the consent of that other agency and cannot be done unless:          20
                (a) the other agency is known to hold the information applied for and        21
                     the information relates more closely to the functions of that other     22
                     agency, or                                                              23
               (b) the agency that receives the application decides that it does not         24
                     hold the information and the other agency is known or reasonably        25
                     expected to hold the information.                                       26

         (2)   An agency-initiated transfer cannot be done more than 10 working days         27
               after the application was received.                                           28

46       Applicant-initiated transfer                                                        29

         (1)   An applicant-initiated transfer of an access application to another           30
               agency cannot be done unless the applicant and the agency to which the        31
               application was made agree that the application should be transferred         32
               and it appears that the information relates more closely to the functions     33
               of the other agency.                                                          34

         (2)   The consent of the other agency is not required for an applicant-initiated    35
               transfer and it does not matter whether the agency that is to transfer the    36
               application holds the information (or knows whether it holds the              37
               information).                                                                 38




Page 22
Government Information (Public Access) Bill 2009                          Clause 47

Access applications                                                       Part 4




47    Notice of transfer of application                                                     1
             An agency that transfers an application must give notice of the transfer       2
             to the applicant, advising of the date of transfer and the agency to which     3
             it was transferred.                                                            4

48    Effect of transfer of application                                                     5

       (1)   The agency that transfers an application is not required to refund or          6
             transfer the application fee to the other agency but cannot impose any         7
             processing charges.                                                            8

       (2)   The agency that transfers an application has no obligation to decide the       9
             application.                                                                  10

       (3)   An application that is transferred to an agency is deemed to have been        11
             received by that agency (on the date that it is received by that agency)      12
             as an application made by the applicant to that agency, and is to be          13
             acknowledged accordingly by that agency.                                      14

       (4)   The agency to which an application is transferred is not entitled to          15
             charge an application fee for the application but is entitled to impose       16
             processing charges in accordance with this Act.                               17

49    Amendment of application                                                             18

       (1)   An access application may be amended by the applicant at any time             19
             before the agency decides the application. Notice of the amendment            20
             must be received by the agency before the agency decides the                  21
             application.                                                                  22

       (2)   An amendment to reduce the scope of the information applied for does          23
             not require the consent of the agency but any other amendment cannot          24
             be made without the consent of the agency.                                    25
             Note. A decision by an agency to refuse to consent to an amendment is not a   26
             reviewable decision (but a fresh access application can be made).             27

       (3)   The agency must give notice to the applicant confirming the amendment         28
             of an access application and the date on which it was amended if the          29
             amendment requires the consent of the agency or the amendment was             30
             not made by the applicant in writing.                                         31

       (4)   An amendment to reduce the scope of the information applied for does          32
             not prevent the agency from imposing a processing charge in respect of        33
             time spent before the amendment is made in dealing with any aspect of         34
             the access application that the amendment makes unnecessary.                  35

       (5)   The amendment of an access application does not affect the period             36
             within which the application is required to be decided and does not           37




                                                                              Page 23
Clause 50         Government Information (Public Access) Bill 2009

Part 4            Access applications




               entitle the applicant to a refund or reduction of any application fee or              1
               advance deposit already paid.                                                         2
               Note. The period within which an application is required to be decided can be         3
               extended by agreement between the agency and applicant.                               4

50       Withdrawal of application                                                                   5

         (1)   A person who has made an access application may withdraw it at any                    6
               time before notice of the agency's decision on the application is given               7
               to the person.                                                                        8

         (2)   The withdrawal of an application does not entitle the applicant to a                  9
               refund of any application fee or advance deposit already paid.                       10

         (3)   The agency must give notice to the applicant confirming the withdrawal               11
               of an access application and the date on which it was withdrawn if the               12
               withdrawal was not made by the applicant in writing.                                 13

Division 3            Process for dealing with access applications                                  14

51       Initial decision as to validity of application                                             15

         (1)   When an agency receives an application for access to government                      16
               information that it appears is intended to be an access application, the             17
               agency is to decide whether the application is a valid access application            18
               and is to notify its decision to the applicant by either:                            19
                (a) acknowledging receipt of the application as a valid access                      20
                      application, or                                                               21
               (b) notifying the applicant that the application is not a valid access               22
                      application.                                                                  23
               Note. An application is not a valid access application if it is an application for   24
               excluded information of the agency or does not comply with the formal                25
               requirements for access applications.                                                26

         (2)   An agency's decision as to the validity of an application must be made               27
               and notified to the applicant as soon as practicable after the agency                28
               receives the application and in any event within 5 working days after the            29
               application is received.                                                             30
               Note. The decision is reviewable under Part 5.                                       31

         (3)   An acknowledgement of receipt of a valid access application must                     32
               include the following:                                                               33
                (a) the date by which the application is required to be decided                     34
                     (subject to any suspension or extension of the time for deciding               35
                     an application),                                                               36
               (b) a statement that the application will be deemed to have been                     37
                     refused if not decided by the required date,                                   38




Page 24
Government Information (Public Access) Bill 2009                          Clause 52

Access applications                                                       Part 4




              (c)     a statement that information about the application may be made        1
                      public in the agency's disclosure log and that the applicant may      2
                      object to this (but this statement is not required if the agency      3
                      considers it unlikely that information about the application will     4
                      be included in the disclosure log),                                   5
              (d)     such details of rights of review in connection with access            6
                      applications as the Information Commissioner may from time to         7
                      time direct.                                                          8

       (4)   Acknowledging receipt of an application as a valid access application          9
             does not prevent the agency from subsequently deciding that the               10
             application is not a valid access application.                                11

       (5)   An agency's decision that an application is not a valid access                12
             application is presumed to be correct, subject to any review of the           13
             decision under Part 5.                                                        14

52    Agency assistance with invalid applications                                          15

       (1)   The notification of an agency's decision that an application is not a valid   16
             access application must:                                                      17
             (a) include a statement of the reason why the application is not a            18
                   valid access application (including reference to the relevant           19
                   provisions of this Act), and                                            20
             (b) if a reason is non-payment of the required application fee, invite        21
                   the applicant to pay the fee, and                                       22
             (c) if a reason is failure to provide required information, invite the        23
                   applicant to provide the information, and                               24
             (d) notify the applicant of the right of review under Part 5 that applies     25
                   in relation to a decision that an application is not a valid access     26
                   application.                                                            27

       (2)   The application becomes a valid access application if the applicant pays      28
             the required fee or provides the required information (as appropriate),       29
             and is then deemed to have been made when the fee or information was          30
             received by the agency.                                                       31

       (3)   An agency must provide advice and assistance, so far as it would be           32
             reasonable to expect the agency to do so, to assist an applicant to           33
             provide such information as may be necessary to enable the applicant to       34
             make a valid access application.                                              35

       (4)   If the agency waives payment of the required application fee (and the         36
             application would have been valid had the fee been paid) the application      37
             becomes a valid access application and is deemed to have been made            38
             when the fee was waived.                                                      39




                                                                              Page 25
Clause 53         Government Information (Public Access) Bill 2009

Part 4            Access applications




         (5)   An applicant is entitled to a refund of any application fee that            1
               accompanied an invalid access application (unless the application           2
               subsequently becomes valid).                                                3

53       Searches for information held by agency                                           4

         (1)   The obligation of an agency to provide access to government                 5
               information in response to an access application is limited to              6
               information held by the agency when the application is received.            7

         (2)   An agency must undertake such reasonable searches as may be                 8
               necessary to find any of the government information applied for that        9
               was held by the agency when the application was received.                  10

         (3)   The obligation of an agency to undertake reasonable searches extends       11
               to searches using any resources reasonably available to the agency         12
               including resources that facilitate the retrieval of information stored    13
               electronically.                                                            14

         (4)   An agency is not required to search for information in records held by     15
               the agency in an electronic backup system unless a record containing       16
               the information has been lost to the agency as a result of having been     17
               destroyed, transferred, or otherwise dealt with, in contravention of the   18
               State Records Act 1998 or contrary to the agency's established record      19
               management procedures.                                                     20

         (5)   An agency is not required to undertake any search for information that     21
               would require an unreasonable and substantial diversion of the agency's    22
               resources.                                                                 23

54       Consultation on public interest considerations                                   24

         (1)   An agency must take such steps (if any) as are reasonably practicable to   25
               consult with a person before providing access to information relating to   26
               the person in response to an access application if it appears that:        27
                (a) the information is of a kind that requires consultation under this    28
                     section, and                                                         29
               (b) the person may reasonably be expected to have concerns about           30
                     the disclosure of the information, and                               31
                (c) those concerns may reasonably be expected to be relevant to the       32
                     question of whether there is a public interest consideration         33
                     against disclosure of the information.                               34

         (2)   Information relating to a person is of a kind that requires consultation   35
               under this section if the information:                                     36
                (a) includes personal information about the person, or                    37
               (b) concerns the person's business, commercial, professional or            38
                     financial interests, or                                              39



Page 26
Government Information (Public Access) Bill 2009                           Clause 55

Access applications                                                        Part 4




              (c)     concerns research that has been, is being, or is intended to be,       1
                      carried out by or on behalf of the person, or                          2
              (d)     concerns the affairs of a government of the Commonwealth or            3
                      another State (and the person is that government).                     4
             Note. The requirement to consult extends to consultation with other agencies    5
             and other governments. See the definition of person in Schedule 4.              6

       (3)   If consultation is required concerning the release of personal                  7
             information about a deceased person, that consultation is to be done by         8
             consultation with a close relative of the deceased.                             9

       (4)   The purpose of consultation under this section is to ascertain whether         10
             the person has an objection to disclosure of some or all of the                11
             information and the reasons for any such objection.                            12

       (5)   The agency must take any objection to disclosure of information that the       13
             agency receives in the course of consultation into account in the course       14
             of determining whether there is an overriding public interest against          15
             disclosure of government information.                                          16

       (6)   If consultation establishes that a person objects to the disclosure of         17
             information but the agency decides to provide access to the information        18
             in response to the application, access is not to be provided until the         19
             agency has first given the objector notice of the agency's decision to         20
             provide access to the information and notice of the objector's right to        21
             have that decision reviewed, and is not to be provided while review            22
             rights on the decision are pending.                                            23

       (7)   Review rights on a decision are pending while the objector is entitled to      24
             apply for a review of the decision under Part 5 (ignoring any period that      25
             may be available by way of extension of time to apply for review), or          26
             any review duly applied for is pending.                                        27

55    Consideration of personal factors of application                                      28

       (1)   In determining whether there is an overriding public interest against          29
             disclosure of information in response to an access application, an             30
             agency is entitled to take the following factors (the personal factors of      31
             the application) into account as provided by this section:                     32
              (a) the applicant's identity and relationship with any other person,          33
             (b) the applicant's motives for making the access application,                 34
              (c) any other factors particular to the applicant.                            35

       (2)   The personal factors of the application can also be taken into account as      36
             factors in favour of providing the applicant with access to the                37
             information.                                                                   38




                                                                               Page 27
Clause 56         Government Information (Public Access) Bill 2009

Part 4            Access applications




         (3)   The personal factors of the application can be taken into account as               1
               factors against providing access if (and only to the extent that) those            2
               factors are relevant to the agency's consideration of whether the                  3
               disclosure of the information concerned could reasonably be expected               4
               to have any of the effects referred to in clauses 2-5 (but not clause 1, 6         5
               or 7) of the Table to section 14.                                                  6

         (4)   An applicant is entitled to provide any evidence or information                    7
               concerning the personal factors of the application that the applicant              8
               considers to be relevant to the determination of whether there is an               9
               overriding public interest against disclosure of the information applied          10
               for.                                                                              11

         (5)   An agency may, as a precondition to providing access to information to            12
               an applicant, require the applicant to provide evidence concerning any            13
               personal factors of the application that were relevant to a decision by the       14
               agency that there was not an overriding public interest against                   15
               disclosure of the information.                                                    16

         (6)   An agency is under no obligation to inquire into, or verify claims made           17
               by an access applicant or any other person about, the personal factors of         18
               the application but is entitled to have regard to evidence or information         19
               provided by the applicant or other person.                                        20
               Note. An agency is not entitled to impose any conditions on the use or            21
               disclosure of information when the agency provides access to the information in   22
               response to an access application. See section 73.                                23

56       Applicant can object to inclusion in disclosure log                                     24

         (1)   An access applicant can object to the inclusion in the agency's                   25
               disclosure log of all or specified information concerning the application.        26
               The objection can be made as part of the application or separately and            27
               can include reasons for the objection.                                            28

         (2)   An applicant is not entitled to object to the inclusion of information on         29
               an agency's disclosure log except on one or more of the following                 30
               grounds:                                                                          31
               (a) the information includes personal information about the                       32
                     applicant (or a deceased person for whom the applicant is the               33
                     personal representative),                                                   34
               (b) the information concerns the applicant's business, commercial,                35
                     professional or financial interests,                                        36
               (c) the information concerns research that has been, is being, or is              37
                     intended to be, carried out by or on behalf of the applicant,               38
               (d) the information concerns the affairs of a government of the                   39
                     Commonwealth or another State (and the applicant is that                    40
                     government).                                                                41




Page 28
Government Information (Public Access) Bill 2009                         Clause 57

Access applications                                                      Part 4




       (3)   An agency's acknowledgement of receipt of an access application is to         1
             include the following statements about the inclusion of information in        2
             the agency's disclosure log (unless the agency considers it unlikely that     3
             information about the application will be included in the disclosure log):    4
              (a) a statement that information concerning the application will be          5
                   included in the agency's disclosure log and that the applicant can      6
                   object to this,                                                         7
             (b) a statement about the right of review under Part 5 of a decision by       8
                   the agency to include information in its disclosure log despite the     9
                   applicant's objection.                                                 10

       (4)   If an access applicant has objected to the inclusion of information in the   11
             agency's disclosure log, the agency's notice of decision of the access       12
             application must indicate:                                                   13
              (a) the agency's decision about whether the applicant was entitled to       14
                    object, and                                                           15
             (b) (if the agency has decided that the applicant was entitled to            16
                    object) the agency's decision on whether to include the               17
                    information in its disclosure log.                                    18
             Note. The agency's decisions are reviewable under Part 5.                    19

       (5)   An agency that decides that the applicant was not entitled to object to      20
             the inclusion of information in the agency's disclosure log is entitled to   21
             immediately include the information in the disclosure log.                   22

       (6)   An agency that decides that the applicant was entitled to object to the      23
             inclusion of information in the agency's disclosure log but decides to       24
             include the information despite the objection must not include the           25
             information while the objector is entitled to apply for a review of the      26
             agency's decision under Part 5 (ignoring any period that may be              27
             available by way of extension of time to apply for review), or any           28
             review duly applied for is pending.                                          29

Division 4            Deciding access applications                                        30

57    Required period for deciding application                                            31

       (1)   An agency must decide an access application and give the applicant           32
             notice of the agency's decision within 20 working days (the decision         33
             period) after the agency receives the application.                           34

       (2)   The decision period can be extended by up to 10 working days for either      35
             or both of the following reasons (with a maximum extension under this        36
             subsection of 15 working days for any particular access application):        37
             (a) consultation with another person is required under a provision of        38
                   this Act,                                                              39




                                                                             Page 29
Clause 58         Government Information (Public Access) Bill 2009

Part 4            Access applications




               (b)   records are required to be retrieved from a records archive.             1
               Note. The decision period can only be extended to allow for mandatory          2
               consultation, not just consultation that the agency chooses to do.             3

         (3)   The regulations can also provide for the extension (and further                4
               extension) of the decision period.                                             5

         (4)   The decision period can also be extended (and further extended) by             6
               agreement with the applicant.                                                  7
               Note. A decision by an agency to refuse to agree to extending the decision     8
               period is not a reviewable decision.                                           9

         (5)   The agency must as soon as practicable after the decision period is           10
               extended (and in any case within 5 working days after it is extended)         11
               give the applicant notice of any extension of the decision period             12
               (including any extension by agreement with the applicant), indicating         13
               the date on which the extended decision period will end.                      14

         (6)   An access application is considered to have been decided within time if       15
               the agency decides the application and gives the applicant notice of the      16
               agency's decision within the decision period. The decision period is          17
               also referred to in other provisions of this Act as the period within which   18
               an application is required to be decided.                                     19

58       How applications are decided                                                        20

         (1)   An agency decides an access application for government information            21
               by:                                                                           22
               (a) deciding to provide access to the information, or                         23
               (b) deciding that the information is not held by the agency, or               24
               (c) deciding that the information is already available to the applicant       25
                    (see section 59), or                                                     26
               (d) deciding to refuse to provide access to the information because           27
                    there is an overriding public interest against disclosure of the         28
                    information, or                                                          29
               (e) deciding to refuse to deal with the application (see section 60), or      30
                (f) deciding to refuse to confirm or deny that information is held by        31
                    the agency because there is an overriding public interest against        32
                    disclosure of information confirming or denying that fact.               33
               Note. These decisions are reviewable under Part 5.                            34

         (2)   More than one decision can be made in respect of a particular access          35
               application, so as to deal with the various items of information applied      36
               for.                                                                          37

         (3)   If an agency finds that information or additional information is held by      38
               the agency after deciding an access application, the agency can make a        39




Page 30
Government Information (Public Access) Bill 2009                          Clause 59

Access applications                                                       Part 4




             further decision that replaces or supplements the original decision, but       1
             cannot be required to make a further decision in such a case. The further      2
             decision can be made even if the period within which the application is        3
             required to be decided has expired.                                            4

59    Decision that information already available to applicant                              5

       (1)   An agency can decide that information is already available to an               6
             applicant only if the information is:                                          7
             (a) made publicly available by the agency or some other agency in              8
                   accordance with a legislative instrument other than this Act,            9
                   whether or not availability of the information is by inspection         10
                   only and whether or not availability is subject to a charge, or         11
             (b) available to the applicant from, or for inspection at, the agency         12
                   free of charge in accordance with this Act or the agency's policies     13
                   and practices, or                                                       14
             (c) contained in a document that is usually available for purchase.           15

       (2)   An agency is not required to provide access to information that the           16
             agency has decided is already available to the applicant, but notice of       17
             the decision must indicate how the information can be accessed by the         18
             applicant.                                                                    19

60    Decision to refuse to deal with application                                          20

       (1)   An agency may refuse to deal with an access application (in whole or in       21
             part) for any of the following reasons (and for no other reason):             22
             (a) dealing with the application would require an unreasonable and            23
                    substantial diversion of the agency's resources,                       24
             (b) the agency has already decided a previous application for the             25
                    information concerned (or information that is substantially the        26
                    same as that information) made by the applicant and there are no       27
                    reasonable grounds for believing that the agency would make a          28
                    different decision on the application,                                 29
             (c) the applicant has failed to pay an advance deposit that is payable        30
                    in connection with the application,                                    31
                      Note. See section 70.                                                32
              (d)     the information is or has been the subject of a subpoena or other    33
                      order of a court for the production of documents and is available    34
                      to the applicant as a result of having been produced in compliance   35
                      with the subpoena or other order.                                    36

       (2)   In deciding whether dealing with an application would require an              37
             unreasonable and substantial diversion of an agency's resources, the          38
             agency is not required to have regard to any extension by agreement           39




                                                                              Page 31
Clause 61         Government Information (Public Access) Bill 2009

Part 4            Access applications




               between the applicant and the agency of the period within which the            1
               application is required to be decided.                                         2

         (3)   In deciding whether dealing with an application would require an               3
               unreasonable and substantial diversion of an agency's resources, the           4
               agency is entitled to consider 2 or more applications (including any           5
               previous application) as the one application if the agency determines          6
               that the applications are related and are made by the same applicant or        7
               by persons who are acting in concert in connection with those                  8
               applications.                                                                  9

         (4)   Before refusing to deal with an access application because dealing with       10
               it would require an unreasonable and substantial diversion of an              11
               agency's resources, the agency must give the applicant a reasonable           12
               opportunity to amend the application. The period within which the             13
               application is required to be decided stops running while the applicant       14
               is being given an opportunity to amend the application.                       15

         (5)   Notice of an agency's decision to refuse to deal with an access               16
               application must state the agency's reasons for the refusal.                  17

         (6)   An applicant is not entitled to a refund of the application fee when the      18
               agency refuses to deal with the application.                                  19

61       Notice of decision to refuse to provide access                                      20

               Notice of an agency's decision to refuse to provide access to                 21
               information because there is an overriding public interest against            22
               disclosure of the information must state the following:                       23
                (a) the agency's reasons for its decision,                                   24
               (b) the findings on any material questions of fact underlying those           25
                     reasons, together with a reference to the sources of information        26
                     on which those findings are based,                                      27
                (c) the general nature and the format of the records held by the             28
                     agency that contain the information concerned.                          29

62       Notice of processing charges                                                        30

               Notice of an agency's decision to provide access to information must          31
               state whether any processing charges will be payable for access to the        32
               information and indicate how those charges have been calculated.              33

63       Deemed refusal if application not decided within time                               34

         (1)   If an agency does not decide an access application within time, the           35
               agency is deemed to have decided to refuse to deal with the application       36
               and any application fee paid by the applicant is to be refunded.              37
               Note. A deemed decision to refuse to deal with an application is reviewable   38
               under Part 5.                                                                 39



Page 32
Government Information (Public Access) Bill 2009                                Clause 64

Access applications                                                             Part 4




       (2)   The deemed refusal to deal with an application does not prevent the                    1
             agency from continuing to deal with the application and subsequently                   2
             deciding the application and giving notice of its decision (a late                     3
             decision) on the application.                                                          4

       (3)   The obligation to refund an application fee to the applicant is not                    5
             affected by the making of the late decision and the late decision does not             6
             entitle the agency to payment of an application fee.                                   7

       (4)   No processing charge can be imposed for dealing with an access                         8
             application if the application was not decided within time (whether or                 9
             not a late decision is made on the application).                                      10

Division 5            Processing charges and advance deposits                                      11

64    Processing charge for dealing with access application                                        12

       (1)   An agency may impose a charge (a processing charge) for dealing with                  13
             an access application at a rate of $30 per hour for each hour of                      14
             processing time for the application.                                                  15
             Note. The decision to impose a processing charge is reviewable under Part 5.          16

       (2)   The processing time for an application is the total amount of time to be              17
             spent by any officer of the agency in:                                                18
             (a) dealing with the application (including consideration of the                      19
                   application, searching for records, consultation, decision-making               20
                   and any other function exercised in connection with deciding the                21
                   application), or                                                                22
             (b) providing access in response to the application (based on the                     23
                   lowest reasonable estimate of the time that will need to be spent               24
                   in providing that access).                                                      25

       (3)   The application fee of $30 paid by an applicant counts as a payment                   26
             towards any processing charge payable by the applicant.                               27

       (4)   Access to government information granted in response to an access                     28
             application may be made conditional on payment of any processing                      29
             charge imposed for dealing with the application.                                      30

65    Discounted processing charge--financial hardship                                             31

       (1)   An applicant is entitled to a 50% reduction in a processing charge                    32
             imposed by an agency if the agency is satisfied that the applicant is                 33
             suffering financial hardship.                                                         34
             Note. The discount applies only to the processing charge, not the application         35
             fee. If a 50% reduction in processing charge applies, the application fee will pay    36
             for the first 2 hours of processing time (not just the first hour). See section 64.   37




                                                                                     Page 33
Clause 66         Government Information (Public Access) Bill 2009

Part 4            Access applications




         (2)   The agency may refuse to allow the discount if satisfied that the                      1
               applicant is making the application on behalf of another person in order               2
               to obtain the discount for that person.                                                3

         (3)   The regulations may prescribe circumstances that constitute financial                  4
               hardship.                                                                              5
               Note. A decision to refuse to reduce a processing charge is reviewable under           6
               Part 5.                                                                                7

66       Discounted processing charge--special public benefit                                         8

         (1)   An applicant is entitled to a 50% reduction in a processing charge                     9
               imposed by an agency if the agency is satisfied that the information                  10
               applied for is of special benefit to the public generally.                            11
               Note. The discount applies only to the processing charge, not the application         12
               fee. If a 50% reduction in processing charge applies, the application fee will pay    13
               for the first 2 hours of processing time (not just the first hour). See section 64.   14
               A decision to refuse to reduce a processing charge is reviewable under Part 5.        15

         (2)   If the information applied for was not publicly available at the time the             16
               application was received but the agency makes the information publicly                17
               available either before or within 3 working days after providing access               18
               to the applicant, the applicant is entitled to a full waiver of the                   19
               processing charge imposed by the agency.                                              20

         (3)   The Information Commissioner may, for the assistance of agencies,                     21
               publish guidelines about reductions in processing charges under this                  22
               section.                                                                              23

67       Waiver of processing charge for personal information application                            24

               If an access application is made for personal information about the                   25
               applicant (the applicant being an individual), the agency cannot impose               26
               any processing charge for the first 20 hours of processing time for the               27
               application.                                                                          28
               Note. This does not limit an agency's power to reduce, waive or refund                29
               processing charges under section 127.                                                 30

68       Advance deposit for payment of processing charge                                            31

         (1)   An agency may by notice to an applicant require the applicant to make                 32
               an advance payment of a processing charge (as an advance deposit).                    33
               Note. The decision to require an advance deposit is reviewable under Part 5.          34

         (2)   The period within which the application is required to be decided stops               35
               running from when the decision to require an advance deposit is made                  36
               until payment of the advance deposit is received by the agency.                       37




Page 34
Government Information (Public Access) Bill 2009                              Clause 69

Access applications                                                           Part 4




       (3)   The notice requiring an advance deposit must:                                       1
             (a) include a statement of the processing charges for work already                  2
                   undertaken by the agency in dealing with the application, and                 3
             (b) include a statement of the estimated processing charges for work                4
                   expected to be required to be undertaken by the agency in dealing             5
                   with the application, and                                                     6
             (c) specify a date by which the advance deposit must be paid (being                 7
                   a date at least 4 weeks after the date the notice is given), and              8
             (d) include a statement that if the advance deposit is not paid by the              9
                   due date the agency may refuse to deal further with the                      10
                   application and that this will result in any application fee and             11
                   advance deposit already paid being forfeited.                                12

       (4)   An agency can extend the date by which an advance deposit must be                  13
             paid and is to give the applicant notice of any extension (indicating the          14
             new date by which the advance deposit must be paid).                               15

69    Maximum advance deposit                                                                   16

       (1)   The maximum advance deposit that can be required is 50% of the                     17
             amount that the agency estimates to be the total processing charge for             18
             dealing with the application (ignoring any reduction in processing                 19
             charge to which the applicant may be entitled).                                    20
             Note. An applicant can pay the full amount of the agency's estimate of the total   21
             processing charge in advance if the applicant wants to, but the applicant cannot   22
             be required to pay more than 50% of the estimate as an advance deposit.            23

       (2)   More than one advance deposit can be required so long as the total of              24
             the advance deposits required does not exceed the maximum advance                  25
             deposit.                                                                           26

70    Result of failing to pay advance deposit                                                  27

       (1)   An agency may refuse to deal further with an access application if the             28
             applicant has failed to pay an advance deposit within the time required            29
             for payment (unless the applicant has applied for review under Part 5 of           30
             the decision to require the advance deposit within the time required for           31
             payment of the advance deposit).                                                   32
             Note. The decision to refuse to deal further with an access application is         33
             reviewable under Part 5.                                                           34

       (2)   An agency must give notice to the applicant of its decision to refuse to           35
             deal further with the application.                                                 36

       (3)   The review under Part 5 of a decision to refuse to deal further with an            37
             application for failure to pay an advance deposit is to be a review of both        38
             the decision to refuse to deal further with the application and the                39




                                                                                   Page 35
Clause 71         Government Information (Public Access) Bill 2009

Part 4            Access applications




               decision to impose the advance deposit (unless the decision to impose         1
               the advance deposit has already been reviewed under that Part).               2

71       Refund of advance deposit                                                           3

         (1)   An applicant is entitled to a refund of advance deposits paid by the          4
               applicant to the extent (if any) that the advance deposits paid exceed the    5
               total processing charges payable for dealing with the application.            6

         (2)   An applicant is entitled to a refund of any advance deposit paid if the       7
               agency does not decide the access application within time.                    8
               Note. An agency cannot impose a processing charge if it does not decide an    9
               application within time.                                                     10

Division 6           How access is provided                                                 11

72       Forms of access                                                                    12

         (1)   Access to government information in response to an access application        13
               may be provided in any of the following ways:                                14
               (a) by providing a reasonable opportunity to inspect a record                15
                    containing the information,                                             16
               (b) by providing a copy of a record containing the information,              17
               (c) by providing access to a record containing the information,              18
                    together with such facilities as may be necessary to enable the         19
                    information to be read, viewed or listened to (as appropriate to        20
                    the kind of record concerned),                                          21
               (d) by providing a written transcript of the information in the case of      22
                    information recorded in an audio record or recorded in shorthand        23
                    or other encoded format.                                                24

         (2)   The agency must provide access in the way requested by the applicant         25
               unless:                                                                      26
               (a) to do so would interfere unreasonably with the operations of the         27
                     agency or would result in the agency incurring unreasonable            28
                     additional costs, or                                                   29
               (b) to do so would be detrimental to the proper preservation of the          30
                     record, or                                                             31
               (c) to do so would involve an infringement of copyright, or                  32
               (d) there is an overriding public interest against disclosure of the         33
                     information in the way requested by the applicant.                     34
               Note. Decisions about how to provide access are reviewable under Part 5.     35




Page 36
Government Information (Public Access) Bill 2009                           Clause 73

Access applications                                                         Part 4




73    Access to be unconditional                                                              1
       (1)   An agency is not entitled to impose any conditions on the use or                 2
             disclosure of information when the agency provides access to the                 3
             information in response to an access application.                                4

       (2)   A condition may be imposed as to how a right of access may be                    5
             exercised (such as a condition that prevents an applicant making notes           6
             from or taking a copy of a record that is made available for inspection)         7
             but only to avoid there being an overriding public interest against              8
             disclosure of the information.                                                   9

       (3)   A condition may be imposed that access to medical or psychiatric                10
             information will only be provided to a medical practitioner nominated           11
             by the applicant and not to the applicant personally.                           12
             Note. Access can also be made conditional on the payment of processing          13
             charges (s 64) and on the provision of evidence of identity or other personal   14
             factors relevant to the agency's decision to provide access (s 55).             15

74    Deletion of information from copy of record to be accessed                             16

             An agency can delete information from a copy of a record to which               17
             access is to be provided in response to an access application (so as to         18
             provide access only to the other information that the record contains)          19
             either because the deleted information is not relevant to the information       20
             applied for or because (if the deleted information was applied for) the         21
             agency has decided to refuse to provide access to that information.             22

75    Providing access by creating new record                                                23

       (1)   An agency is not prevented from providing access in response to an              24
             access application to government information held by the agency by              25
             making and providing access to a new record of that information.                26

       (2)   An agency's obligation to provide access to government information in           27
             response to an access application does not require the agency to do any         28
             of the following:                                                               29
              (a) make a new record of information held by the agency,                       30
             (b) update or verify information held by the agency,                            31
              (c) create new information, or produce a new record of information,            32
                    by deduction, inference or calculation from information held by          33
                    the agency or by any other use or application of information held        34
                    by the agency.                                                           35




                                                                                Page 37
Clause 76         Government Information (Public Access) Bill 2009

Part 4            Access applications




76       Providing access to information not applied for                                     1
               An agency is authorised to provide access to government information in        2
               response to an access application that is in addition to the information      3
               applied for, unless there is an overriding public interest against            4
               disclosure.                                                                   5

77       Period within which access rights must be exercised                                 6

         (1)   When an agency decides to provide access to government information            7
               the applicant has a period of 6 months (the access period) to access the      8
               information.                                                                  9

         (2)   The access period starts from when notice of the decision to grant access    10
               is given to the applicant (even if access is conditional on payment of any   11
               processing charge). If the agency has decided to defer providing access,     12
               the access period starts from the end of the deferral.                       13

         (3)   The agency may extend and further extend the access period in a              14
               particular case by notice to the applicant.                                  15

         (4)   An access applicant's entitlement to access lapses at the end of the         16
               access period.                                                               17

78       Deferral of access                                                                 18

         (1)   An agency that has decided to provide access to government                   19
               information in response to an access application may defer providing         20
               that access if:                                                              21
                (a) the information is contained in a record (or a draft of or extract      22
                      from a record) that, by or under this Act or some other legislative   23
                      instrument, is required to be published but is yet to be published,   24
                      or                                                                    25
               (b) the information is contained in a record (or a draft of or extract       26
                      from a record) that has been prepared for presentation to             27
                      Parliament, or that has been designated by the responsible            28
                      Minister for the agency as appropriate for presentation to            29
                      Parliament, but is yet to be presented, or                            30
                (c) the information is contained in a record (or a draft of or extract      31
                      from a record) that has been prepared for submission to a             32
                      particular person or body, or that has been designated by the         33
                      responsible Minister for the agency as appropriate for submission     34
                      to a particular person or body, but is yet to be submitted.           35
               Note. A decision to defer access is reviewable under Part 5.                 36

         (2)   Access may be deferred only until the record has been so published,          37
               presented or submitted.                                                      38




Page 38
Government Information (Public Access) Bill 2009                          Clause 79

Access applications                                                       Part 4




       (3)   If access is to be deferred, the notice of decision of the access              1
             application given to the applicant must state that access is to be deferred    2
             and state the date on which access will be provided or (if that date is not    3
             known) describe the event following which access will be provided and          4
             the expected date of that event.                                               5

       (4)   If access to information is deferred for more than 12 months, the              6
             applicant is entitled to make a further access application for the             7
             information. No application fee or processing charge is payable in             8
             respect of the further application and access pursuant to the further          9
             application cannot be deferred under this section.                            10

79    Provision of information subject to subpoena                                         11

       (1)   An agency need not comply with a requirement of a subpoena or other           12
             order of a court for the production of a document that the person who         13
             requested the issue of the subpoena or applied for the order has been         14
             given access to by the agency in response to an access application made       15
             by the person.                                                                16

       (2)   This section does not apply if the court that issued the subpoena or order    17
             specifically orders to the contrary.                                          18




                                                                              Page 39
Clause 80        Government Information (Public Access) Bill 2009

Part 5           Review of decisions




Part 5        Review of decisions                                                          1


Division 1          Reviewable decisions                                                   2

80       Which decisions are reviewable decisions                                          3

              The following decisions of an agency in respect of an access application     4
              are reviewable decisions for the purposes of this Part:                      5
               (a) a decision that an application is not a valid access application,       6
               (b) a decision to transfer an access application to another agency, as      7
                     an agency-initiated transfer,                                         8
               (c) a decision to refuse to deal with an access application (including      9
                     such a decision that is deemed to have been made),                   10
               (d) a decision to provide access or to refuse to provide access to         11
                     information in response to an access application,                    12
               (e) a decision that government information is not held by the agency,      13
               (f) a decision that information applied for is already available to the    14
                     applicant,                                                           15
               (g) a decision to refuse to confirm or deny that information is held by    16
                     the agency,                                                          17
               (h) a decision to defer the provision of access to information in          18
                     response to an access application,                                   19
                (i) a decision to provide access to information in a particular way in    20
                     response to an access application (or a decision not to provide      21
                     access in the way requested by the applicant),                       22
                (j) a decision to impose a processing charge or to require an advance     23
                     deposit,                                                             24
               (k) a decision to refuse a reduction in a processing charge,               25
                (l) a decision to refuse to deal further with an access application       26
                     because an applicant has failed to pay an advance deposit within     27
                     the time required for payment,                                       28
              (m) a decision to include information in a disclosure log despite an        29
                     objection by the access applicant (or a decision that the access     30
                     applicant was not entitled to object).                               31

81       Extended review period where more than one decision made                         32

              When more than one reviewable decision is made in respect of a              33
              particular access application and those decisions are made at different     34
              times, the period (the review period) within which a person may apply       35
              for a review under this Part of any of those decisions is extended to the   36
              end of the review period for the last of those decisions.                   37




Page 40
Government Information (Public Access) Bill 2009                        Clause 82

Review of decisions                                                     Part 5




Division 2            Internal review by agency                                           1

82    Right of internal review                                                            2

       (1)   A person aggrieved by a reviewable decision of an agency is entitled to      3
             a review of the decision by the agency that made the decision (which is      4
             referred to in this Part as an internal review).                             5

       (2)   Internal review of a decision is not available if the decision is made by    6
             the principal officer of the agency or if the agency is a Minister.          7

       (3)   An internal review can be limited to a particular aspect of a reviewable     8
             decision (such as by being limited to particular information to which the    9
             decision relates).                                                          10

       (4)   There is to be no internal review of a decision that is or has been the     11
             subject of review by the Information Commissioner under this Part           12
             except internal review conducted on the recommendation of the               13
             Information Commissioner.                                                   14

       (5)   There is to be no internal review of a decision that is or has been the     15
             subject of review by the ADT under this Part.                               16

83    Time within which internal review can be applied for                               17

       (1)   Internal review of a decision cannot be applied for more than               18
             20 working days after notice of the decision is given to the access         19
             applicant or (in the case of the deemed refusal by an agency to deal with   20
             an access application) more than 20 working days after the deemed           21
             refusal.                                                                    22

       (2)   An agency can agree to accept an application for internal review out of     23
             time.                                                                       24

       (3)   An agency must acknowledge receipt of an application for internal           25
             review by notice to the applicant for review given as soon as practicable   26
             after the agency receives the application and in any event within           27
             5 working days after the application is received.                           28

84    Conduct of internal review                                                         29

       (1)   An internal review is to be done by making a new decision, as if the        30
             decision being reviewed (the original decision) had not been made,          31
             with the new decision being made as if it were being made when the          32
             access application to which the review relates was originally received.     33

       (2)   An internal review is not to be done by the person who made the original    34
             decision and is not to be done by a person who is less senior than the      35
             person who made the original decision.                                      36




                                                                            Page 41
Clause 85         Government Information (Public Access) Bill 2009

Part 5            Review of decisions




85       Fee for internal review                                                              1
         (1)   A fee of $40 is payable by the applicant for an internal review.               2

         (2)   No fee is payable for internal review of a decision to refuse to deal with     3
               an access application if the decision arises because the agency did not        4
               decide the access application within time (and as a result is deemed to        5
               have refused to deal with the application).                                    6

86       Required period for determination of internal review                                 7

         (1)   An agency must make its decision on an internal review and give the            8
               applicant notice of the agency's decision within 15 working days (the          9
               review period) after the agency receives the application for internal         10
               review.                                                                       11

         (2)   The review period can be extended by up to 10 working days if                 12
               consultation is required with another person with whom the agency has         13
               not previously consulted in relation to the application.                      14

         (3)   The agency must (before the review period ends) give the applicant            15
               notice of any extension of the review period and indicate the date on         16
               which the extended review period will end.                                    17

         (4)   The review period can also be extended by agreement with the applicant        18
               for review.                                                                   19

         (5)   If a decision on the internal review is not made within the review period,    20
               the agency is deemed to have made that decision by making the original        21
               decision again, and the applicant for review is entitled to a refund of any   22
               fee paid to the agency for the review.                                        23

87       No processing charges for internal review                                           24

         (1)   An agency is not entitled to impose any processing charges for work           25
               done in connection with an internal review.                                   26

         (2)   This section does not affect any requirement to pay a processing charge       27
               imposed in connection with the original decision (unless the decision on      28
               the internal review otherwise requires).                                      29

88       No internal review of decision on internal review                                   30

               A person is not entitled to an internal review of a decision made on the      31
               internal review of a reviewable decision.                                     32




Page 42
Government Information (Public Access) Bill 2009                        Clause 89

Review of decisions                                                     Part 5




Division 3            Review by Information Commissioner                                  1

89    Right to have decision reviewed by Information Commissioner                         2

       (1)   A person aggrieved by a reviewable decision of an agency is entitled to      3
             have the decision reviewed by the Information Commissioner under this        4
             Division.                                                                    5

       (2)   When the aggrieved person is the access applicant, the decision is not       6
             required to be the subject of internal review by the agency under this       7
             Part before it can be reviewed by the Information Commissioner. In any       8
             other case the decision is required to be the subject of internal review     9
             before it can be reviewed by the Information Commissioner.                  10

       (3)   The Information Commissioner may exercise any function of the               11
             Information Commissioner under the Government Information                   12
             (Information Commissioner) Act 2009 for the purposes of or in               13
             connection with the review of a reviewable decision of an agency.           14

       (4)   Conduct of an agency that constitutes a reviewable decision of the          15
             agency cannot be the subject of a complaint to the Information              16
             Commissioner under section 17 of the Government Information                 17
             (Information Commissioner) Act 2009.                                        18

90    Time limit for applying for review by Information Commissioner                     19

             An application for the review of a decision by the Information              20
             Commissioner must be made within 8 weeks after notice of the decision       21
             to which the review relates is given to the applicant.                      22

91    Disclosure of public interest information                                          23

             The Information Commissioner must not, in the exercise of functions in      24
             connection with a review under this Division, disclose any information      25
             for which there is (or for which an agency claims there is) an overriding   26
             public interest against disclosure.                                         27

92    Recommendations on review                                                          28

       (1)   On a review of a decision under this Division, the Information              29
             Commissioner may make such recommendations to the agency about              30
             the decision as the Information Commissioner thinks appropriate.            31

       (2)   The recommendations specifically provided for by this Division do not       32
             limit the recommendations that the Information Commissioner can             33
             make.                                                                       34

93    Recommendation for reconsideration of matter by agency                             35

       (1)   The Information Commissioner may recommend that the agency                  36
             reconsider the decision that is the subject of the Information              37




                                                                            Page 43
Clause 94         Government Information (Public Access) Bill 2009

Part 5            Review of decisions




               Commissioner's review and make a new decision as if the decision                   1
               reviewed had not been made.                                                        2

         (2)   The agency may, pursuant to such a recommendation, reconsider the                  3
               decision and make a new decision, whether or not the decision has                  4
               already been the subject of internal review by the agency.                         5

         (3)   The agency's reconsideration of a decision is to be by way of internal             6
               review of the decision (under Division 2) unless the decision has                  7
               already been internally reviewed, in which case the agency is to                   8
               reconsider the decision and make a new decision.                                   9

         (4)   Unlike an internal review, the reconsideration of a decision that is not          10
               an internal review:                                                               11
               (a) can be done by the person who made the original decision, and                 12
               (b) can be the reconsideration of a decision made by the principal                13
                      officer of the agency.                                                     14

         (5)   The reconsideration of a decision that is not an internal review cannot           15
               be done by a person who is less senior than the person who made the               16
               original decision.                                                                17

         (6)   A fee of $40 is payable (by the person who applied for the Information            18
               Commissioner's review) for the internal review of a decision pursuant             19
               to a recommendation of the Information Commissioner.                              20
               Note. No fee is payable for any other reconsideration of a matter pursuant to a   21
               recommendation of the Information Commissioner.                                   22

94       Recommendation as to public interest against disclosure                                 23

               The Information Commissioner may make a recommendation against a                  24
               decision of an agency that there is an overriding public interest against         25
               disclosure of government information.                                             26

95       Recommendation as to general procedure of agency                                        27

               The Information Commissioner may make a recommendation that any                   28
               general procedure of an agency in relation to dealing with access                 29
               applications be changed to conform to the requirements of this Act or to          30
               further the object of this Act.                                                   31

96       Information Commissioner may refuse to review decision                                  32

               The Information Commissioner may refuse to review or to deal further              33
               with a review of a decision of an agency if the Information                       34
               Commissioner is satisfied that:                                                   35
               (a) the application for review is frivolous, vexatious, misconceived              36
                     or lacking in substance, or                                                 37




Page 44
Government Information (Public Access) Bill 2009                           Clause 97

Review of decisions                                                        Part 5




              (b)     the review would require an unreasonable and substantial               1
                      diversion of the resources of the Information Commissioner, or         2
              (c)     the applicant for review has failed without reasonable excuse to       3
                      co-operate with the Information Commissioner in connection             4
                      with the review, or                                                    5
              (d)     the applicant for review cannot by reasonable efforts be contacted     6
                      by the Information Commissioner.                                       7

 97   Onus on agency to justify decisions                                                    8

       (1)   In any review under this Division concerning a decision made under this         9
             Act by an agency, the burden of establishing that the decision is justified    10
             lies on the agency, except as otherwise provided by this section.              11

       (2)   If the review is of a decision to provide access to government                 12
             information in response to an access application, the burden of                13
             establishing that there is an overriding public interest against disclosure    14
             of information lies on the applicant for review.                               15

       (3)   If the review is of a decision to refuse a reduction in a processing charge,   16
             the burden of establishing that there is an entitlement to the reduction       17
             lies on the applicant for review.                                              18

 98   No review of decisions reviewed by ADT                                                19

             A decision is not to be the subject of review by the Information               20
             Commissioner under this Division if the decision is or has been the            21
             subject of review by the ADT.                                                  22

 99   Referral of agency decision to ADT                                                    23

             The Information Commissioner may, with the consent of the applicant            24
             for review, refer a decision of an agency that is the subject of a review      25
             by the Information Commissioner under this Division to the ADT for             26
             review.                                                                        27

Division 4            Review by Administrative Decisions Tribunal                           28

100   Review of decision by ADT                                                             29

             A person who is aggrieved by a reviewable decision of an agency may            30
             apply to the ADT for a review of the decision (referred to in this             31
             Division as ADT review).                                                       32
             Note. A reviewable decision does not have to be internally reviewed or         33
             reviewed by the Information Commissioner before it can be the subject of ADT   34
             review.                                                                        35




                                                                               Page 45
Clause 101        Government Information (Public Access) Bill 2009

Part 5            Review of decisions




101      Time for applying for ADT review                                                    1
         (1)   An application for ADT review must be made within 8 weeks after               2
               notice of the decision to which the review relates is given to the            3
               applicant (unless subsection (2) gives a longer period to apply for ADT       4
               review).                                                                      5

         (2)   If the decision is the subject of review by the Information                   6
               Commissioner, an application for ADT review can be made at any time           7
               up to 4 weeks after the applicant is notified of the completion of the        8
               Information Commissioner's review.                                            9

         (3)   If an application for ADT review of a decision is made while the             10
               decision is the subject of review by the Information Commissioner, the       11
               Information Commissioner's review is to end.                                 12

         (4)   The ADT may, on application by a person wanting to make an                   13
               application for ADT review out of time, extend the time for the making       14
               of such an application by the person if the ADT is of the opinion that the   15
               person has provided a reasonable excuse for the delay in making the          16
               application.                                                                 17

         (5)   An application to extend the time for the making of an application for       18
               ADT review must be in writing unless the ADT dispenses with the              19
               requirement in a particular case.                                            20

         (6)   The time for making an application for ADT review may be extended            21
               under this section even if that time has expired.                            22

102      No internal review under ADT Act                                                   23

         (1)   The procedure for internal review of a decision provided for by this Part    24
               applies to the exclusion of section 53 (Internal reviews) of the ADT Act     25
               in the case of a decision that is a reviewable decision under that Act.      26

         (2)   A reference in the ADT Act to internal review of a reviewable decision       27
               under that Act is, in its application to a reviewable decision under this    28
               Part, to be read as a reference to internal review of the decision under     29
               this Part.                                                                   30

103      Operation of other ADT Act provisions                                              31

               The provisions of section 58 (Duty of administrator to lodge material        32
               documents with Tribunal where decision reviewed) and Division 2              33
               (Effect of pending applications on reviewable decisions) of Part 3 of        34
               Chapter 5 of the ADT Act do not apply to an application for ADT              35
               review under this Division.                                                  36




Page 46
Government Information (Public Access) Bill 2009                           Clause 104

Review of decisions                                                        Part 5




104   Right of appearance before ADT                                                         1
       (1)   The Information Commissioner has a right to appear and be heard in any          2
             proceedings before the ADT (and proceedings on an appeal in respect             3
             of any such proceedings) in relation to a review under this Division.           4

       (2)   Any person who could be aggrieved by a decision of the ADT on a                 5
             review under this Division has a right to appear and be heard in any            6
             proceedings before the ADT in relation to the review.                           7

105   Onus on agency to justify decisions                                                    8

       (1)   In any review under this Division concerning a decision made under this         9
             Act by an agency, the burden of establishing that the decision is justified    10
             lies on the agency, except as otherwise provided by this section.              11

       (2)   If the review is of a decision to provide access to government                 12
             information in response to an access application, the burden of                13
             establishing that there is an overriding public interest against disclosure    14
             of information lies on the applicant for review.                               15

       (3)   If the review is of a decision to refuse a reduction in a processing charge,   16
             the burden of establishing that there is an entitlement to the reduction       17
             lies on the applicant for review.                                              18

106   Decisions about Cabinet and Executive Council information                             19

       (1)   On an ADT review of a decision by an agency that there is an overriding        20
             public interest against disclosure of information because the                  21
             information is claimed to be Cabinet or Executive Council information          22
             (as described in Schedule 1), the ADT is limited to deciding whether           23
             there were reasonable grounds for the agency's claim and is not                24
             authorised to make a decision as to the correct and preferable decision        25
             on the matter.                                                                 26

       (2)   If the ADT is not satisfied, by evidence on affidavit or otherwise, that       27
             there were reasonable grounds for the claim, it may require the                28
             information to be produced in evidence before it.                              29

       (3)   If the ADT is still not satisfied after considering the evidence produced      30
             that there were reasonable grounds for the claim, the ADT is to reject         31
             the claim when determining the review application and may then                 32
             proceed to make a decision as to the correct and preferable decision on        33
             the matter.                                                                    34

       (4)   The ADT is not to reject the claim unless it has given the Minister            35
             administering this Act a reasonable opportunity to appear and be heard         36
             in relation to the matter.                                                     37

       (5)   The Minister administering this Act is a party to any proceedings on an        38
             application under this section.                                                39




                                                                               Page 47
Clause 107        Government Information (Public Access) Bill 2009

Part 5            Review of decisions




107      Procedure for dealing with public interest considerations                          1
         (1)   In determining an application for ADT review, the ADT is to ensure that      2
               it does not, in the reasons for its decision or otherwise, disclose any      3
               information for which there is an overriding public interest against         4
               disclosure.                                                                  5

         (2)   On an ADT review, the ADT must receive evidence and hear argument            6
               in the absence of the public, the review applicant and the applicant's       7
               representative if in the opinion of the ADT it is necessary to do so to      8
               prevent the disclosure of information for which there is an overriding       9
               public interest against disclosure.                                         10

         (3)   On an ADT review, the ADT must, on the application of the Minister          11
               administering this Act or the agency, receive evidence and hear             12
               argument in the absence of:                                                 13
               (a) the public and the applicant, and                                       14
               (b) the applicant's representative if the ADT is of the opinion that it     15
                    is necessary to do so to prevent the disclosure of information for     16
                    which there is, or for which there could be or is claimed to be, an    17
                    overriding public interest against disclosure.                         18

108      Delayed decisions                                                                 19

         (1)   The ADT may on the application of an agency make an order allowing          20
               the agency further time to decide an access application if the decision     21
               that is the subject of ADT review is a decision the agency is deemed to     22
               have made because the access application or internal review concerned       23
               was not decided within time (referred to in this section as a deemed        24
               refusal decision).                                                          25

         (2)   Such an order may be made subject to such conditions as the ADT             26
               thinks fit, including either of the following conditions:                   27
                (a) a condition that if a decision is made to provide access to the        28
                      information concerned during the further time allowed, any           29
                      charge that would otherwise be payable in connection with            30
                      providing that access is to be reduced or waived and the applicant   31
                      for the ADT review may apply to the ADT for an order that the        32
                      applicant's costs in proceedings on the ADT review are to be paid    33
                      by the agency,                                                       34
               (b) a condition permitting the agency to impose processing charges          35
                      for work done in connection with the access application (as if the   36
                      application had been decided within time).                           37

         (3)   If an agency makes a reviewable decision (the subsequent decision) on       38
               an access application following a deemed refusal decision on the            39
               application and while the deemed refusal decision is the subject of ADT     40




Page 48
Government Information (Public Access) Bill 2009                           Clause 109

Review of decisions                                                        Part 5




             review, the ADT may on application by the applicant deal with the               1
             application for ADT review as if it were an application for review of the       2
             subsequent decision.                                                            3

109   ADT may refuse to review decision                                                      4

             The ADT may refuse to review or to deal further with a review of a              5
             decision of an agency if the ADT is satisfied that the application for          6
             review is frivolous, vexatious, misconceived or lacking in substance.           7

110   Orders to restrain making of unmeritorious access applications                         8

       (1)   The ADT may order that a person is not permitted to make an access              9
             application without first obtaining the approval of the ADT if the ADT         10
             is satisfied that the person has made at least 3 access applications (to one   11
             or more agencies) in the previous 2 years that lack merit. Such an order       12
             is a restraint order.                                                          13

       (2)   An access application is to be regarded as lacking merit if:                   14
             (a) the agency decided the application by refusing to deal with the            15
                  application in its entirety, or                                           16
             (b) the agency decided the application by deciding that none of the            17
                  information applied for is held by the agency, or                         18
             (c) the access applicant's entitlement to access lapsed without that           19
                  access being provided (including as a result of failure to pay any        20
                  processing charge payable).                                               21

       (3)   A restraint order may be made to apply to all access applications made         22
             by the person the subject of the order or may be limited by reference to       23
             particular kinds of information or particular agencies.                        24

       (4)   A person who is subject to a restraint order cannot apply to the ADT for       25
             approval to the making of an access application by the person without          26
             first serving notice of the application for approval on the agency             27
             concerned and the Information Commissioner.                                    28

       (5)   An application for a restraint order against a person may be made by an        29
             agency that receives an access application from the person (whether or         30
             not the agency has decided the application) or by the Minister or the          31
             Information Commissioner.                                                      32

       (6)   The ADT may order that a person who is the subject of a restraint order        33
             is not permitted to apply to the ADT for approval to make an access            34
             application if the ADT is satisfied that the person has repeatedly made        35
             applications for approval that are lacking in substance.                       36

       (7)   While a restraint order is in force against a person, any application for      37
             government information made to an agency in contravention of the               38
             order is not a valid access application.                                       39




                                                                               Page 49
Clause 111       Government Information (Public Access) Bill 2009

Part 5           Review of decisions




111      Referral of systemic issues to Information Commissioner                           1
              The ADT may refer any matter to the Information Commissioner that            2
              the ADT considers is indicative of a systemic issue in relation to the       3
              determination of access applications by a particular agency or by            4
              agencies generally.                                                          5

112      Report on improper conduct                                                        6

              If the ADT is of the opinion as a result of an ADT review that an officer    7
              of an agency has failed to exercise in good faith a function conferred on    8
              the officer by or under this Act, the ADT may bring the matter to the        9
              attention of the Minister who appears to the ADT to have responsibility     10
              for the agency.                                                             11




Page 50
Government Information (Public Access) Bill 2009                       Clause 113

Protections and offences                                               Part 6




Part 6       Protections and offences                                                    1


Division 1          Protections                                                          2

113   Protection in respect of actions for defamation or breach of confidence            3

       (1)   If government information is disclosed pursuant to a decision under this    4
             Act, and the person by whom the decision is made believes in good           5
             faith, when making the decision, that this Act permits or requires the      6
             decision to be made:                                                        7
              (a) no action for defamation or breach of confidence lies against the      8
                    Crown, an agency or an officer of an agency by reason of the         9
                    making of the decision or the disclosure of information, and        10
             (b) no action for defamation or breach of confidence in respect of any     11
                    publication involved in, or resulting from, the disclosure of       12
                    information lies against the author of a record containing the      13
                    information or any other person by reason of the author or other    14
                    person having supplied the record to an agency.                     15

       (2)   Neither the giving of access to information pursuant to a decision under   16
             this Act nor the making of such a decision constitutes, for the purposes   17
             of the law relating to defamation or breach of confidence, an              18
             authorisation or approval of the publication of a record containing the    19
             information or its contents by the person to whom the information is       20
             disclosed.                                                                 21

114   Protection in respect of certain criminal actions                                 22

             If government information is disclosed pursuant to a decision under this   23
             Act, and the person by whom the decision is made believes in good          24
             faith, when making the decision, that this Act permits or requires the     25
             decision to be made, neither the person by whom the decision is made       26
             nor any other person concerned in disclosing the information is guilty     27
             of an offence merely because of the making of the decision or the          28
             disclosing of information.                                                 29

115   Personal liability                                                                30

             No matter or thing done by an agency or officer of an agency, or by any    31
             person acting under the direction of an agency or officer of an agency,    32
             if the matter or thing was done in good faith for the purposes of          33
             executing this Act, subjects the officer or person so acting, personally   34
             to any action, liability, claim or demand.                                 35




                                                                           Page 51
Clause 116        Government Information (Public Access) Bill 2009

Part 6            Protections and offences




Division 2           Offences                                                                1

116      Offence of acting unlawfully                                                        2

               An officer of an agency must not make a reviewable decision in relation       3
               to an access application that the officer knows to be contrary to the         4
               requirements of this Act.                                                     5
               Maximum penalty: 100 penalty units.                                           6

117      Offence of directing unlawful action                                                7

               A person (the offender) must not:                                             8
               (a) direct an officer of an agency who is required to make a decision         9
                     in relation to an access application to make a reviewable decision     10
                     that the offender knows is not a decision permitted or required to     11
                     be made by this Act, or                                                12
               (b) direct a person who is an officer of an agency involved in an            13
                     access application to act in a manner that the offender knows is       14
                     otherwise contrary to the requirements of this Act.                    15
               Maximum penalty: 100 penalty units.                                          16

118      Offence of improperly influencing decision on access application                   17

               A person (the offender) who influences the making of a decision by an        18
               officer of an agency for the purpose of causing the officer to make a        19
               reviewable decision that the offender knows is not the decision              20
               permitted or required to be made by this Act is guilty of an offence.        21
               Maximum penalty: 100 penalty units.                                          22

119      Offence of unlawful access                                                         23

               A person who in connection with an access application knowingly              24
               misleads or deceives an officer of an agency for the purpose of              25
               obtaining access to government information is guilty of an offence.          26
               Maximum penalty: 100 penalty units.                                          27

120      Offence of concealing or destroying government information                         28

               A person who destroys, conceals or alters any record of government           29
               information for the purpose of preventing the disclosure of the              30
               information as authorised or required by or under this Act is guilty of an   31
               offence.                                                                     32
               Maximum penalty: 100 penalty units.                                          33




Page 52
Government Information (Public Access) Bill 2009                             Clause 121

Miscellaneous                                                                Part 7




Part 7       Miscellaneous                                                                      1

121   Provision of information by private sector contractors                                    2

       (1)   An agency that enters into a contract (a government contract) with a               3
             private sector entity (the contractor) under which the contractor is to            4
             provide services to the public on behalf of the agency must ensure that            5
             the contract provides for the agency to have an immediate right of                 6
             access to the following information contained in records held by the               7
             contractor:                                                                        8
              (a) information that relates directly to the performance of the                   9
                    services by the contractor,                                                10
             (b) information collected by the contractor from members of the                   11
                    public to whom it provides, or offers to provide, the services,            12
              (c) information received by the contractor from the agency to enable             13
                    it to provide the services.                                                14
             Note. A reference in this Act to government information held by an agency         15
             includes information held by a private sector entity to which the agency has an   16
             immediate right of access. See clause 12 of Schedule 4. This means that an        17
             access application can be made to the agency for that information.                18

       (2)   A government contract is not required to provide for the agency to have           19
             an immediate right of access to any of the following information:                 20
             (a) information that discloses or would tend to disclose the                      21
                  contractor's financing arrangements, financial modelling, cost               22
                  structure or profit margins,                                                 23
             (b) information that the contractor is prohibited from disclosing to              24
                  the agency by provision made by or under any Act (of this or                 25
                  another State or of the Commonwealth),                                       26
             (c) information that, if disclosed to the agency, could reasonably be             27
                  expected to place the contractor at a substantial commercial                 28
                  disadvantage in relation to the agency, whether at present or in             29
                  the future.                                                                  30
             Note. The contractor may be entitled to be consulted by the agency under          31
             section 54 (Consultation on public interest considerations) in relation to an     32
             access application made to the agency for information held by the contractor.     33

122   Act binds the Crown                                                                      34

             This Act binds the State and, in so far as the legislative power of the           35
             Parliament of New South Wales permits, the other States, the Territories          36
             and the Commonwealth.                                                             37

123   State Records Act not affected                                                           38

             This Act does not affect the operation of the State Records Act 1998.             39




                                                                                  Page 53
Clause 124        Government Information (Public Access) Bill 2009

Part 7            Miscellaneous




124      Powers of Ombudsman                                                                 1
               The powers of the Ombudsman under the Ombudsman Act 1974 do not               2
               extend to investigating the conduct of any person or body in relation to      3
               a decision of an agency that is a reviewable decision under Part 5 of this    4
               Act.                                                                          5

125      Reports to Parliament                                                               6

         (1)   Each agency (other than a Minister) must, within 4 months after the end       7
               of each reporting year, prepare an annual report on the agency's              8
               obligations under this Act for submission to the Minister responsible for     9
               the agency. A copy of the report is to be provided to the Information        10
               Commissioner.                                                                11

         (2)   Each Minister must, on or before 31 August each year, furnish the            12
               Minister administering this Act with such information concerning the         13
               Minister's obligations as an agency under this Act as the Minister           14
               administering this Act may require.                                          15

         (3)   The Minister administering this Act must, on or before 31 December           16
               each year, prepare an annual report on the obligations of each Minister      17
               as an agency under this Act. A copy of the report is to be provided to the   18
               Information Commissioner.                                                    19

         (4)   An annual report under this section must be tabled in each House of          20
               Parliament by the relevant Minister as soon as practicable after it is       21
               prepared unless it is included in an annual report prepared for the          22
               purposes of the Annual Reports (Departments) Act 1985 or the Annual          23
               Reports (Statutory Bodies) Act 1984.                                         24

         (5)   The annual report referred to in subsection (3) may be included in the       25
               annual report for the Department of Premier and Cabinet prepared for         26
               the purposes of the Annual Reports (Departments) Act 1985.                   27

         (6)   The regulations may make provision for:                                      28
               (a) the information to be included in annual reports, and                    29
               (b) the form in which annual reports are to be prepared.                     30

         (7)   In this section, a reference to the reporting year of an agency is a         31
               reference to:                                                                32
                (a) the financial year of the agency for the purposes of the Annual         33
                      Reports (Departments) Act 1985 or the Annual Reports                  34
                      (Statutory Bodies) Act 1984, or                                       35
               (b) if the agency does not have a financial year for the purposes of         36
                      either of those Acts, the year ending 30 June.                        37




Page 54
Government Information (Public Access) Bill 2009                         Clause 126

Miscellaneous                                                            Part 7




126   Requirements for notices given by agencies                                           1
       (1)   The following requirements apply to any notice or notification that an        2
             agency is required to give under this Act:                                    3
             (a) it must be in writing,                                                    4
             (b) it must include the date of the decision or other action of the           5
                   agency with which the notice or notification is concerned,              6
             (c) it must include a statement that gives details of any right of            7
                   review provided by this Act in respect of any decision of the           8
                   agency with which the notice or notification is concerned               9
                   (including details of the period within which any such right of        10
                   review must be exercised),                                             11
             (d) it must include the contact details of an officer of the agency to       12
                   whom inquiries can be directed in connection with the decision         13
                   or other action of the agency with which the notice or notification    14
                   is concerned,                                                          15
             (e) it must not disclose any information for which there is an               16
                   overriding public interest against disclosure.                         17

       (2)   A notice or notification under this Act that is given by an agency to a      18
             person by being posted to the person at the postal address provided by       19
             the person for correspondence in connection with the matter concerned        20
             is considered to have been given to the person when it is posted by the      21
             agency.                                                                      22

127   Waiver, reduction or refund of fees and charges                                     23

             An agency is entitled to waive, reduce or refund any fee or charge           24
             payable or paid under this Act in any case that the agency thinks            25
             appropriate, subject to the regulations.                                     26

128   Nature of proceedings for offences                                                  27

       (1)   Proceedings for an offence under this Act or the regulations may be          28
             dealt with summarily before a Local Court.                                   29

       (2)   Proceedings for an offence under this Act or the regulations may only        30
             be taken by or with the authority of the Director of Public Prosecutions     31
             or the Attorney General.                                                     32

129   Regulations                                                                         33

       (1)   The Governor may make regulations, not inconsistent with this Act, for       34
             or with respect to any matter that by this Act is required or permitted to   35
             be prescribed or that is necessary or convenient to be prescribed for        36
             carrying out or giving effect to this Act.                                   37




                                                                             Page 55
Clause 130        Government Information (Public Access) Bill 2009

Part 7            Miscellaneous




         (2)   In particular, the regulations may make provision for or with respect to    1
               the following:                                                              2
                (a) the manner in which agencies are to make government                    3
                      information publicly available,                                      4
               (b) the manner in which an access application can be made,                  5
                (c) the adoption and amendment of publication guides by agencies           6
                      (including the obligations of agencies to consult with the           7
                      Information Commissioner in connection with publication guides       8
                      and the adoption of model publication guides developed by the        9
                      Information Commissioner),                                          10
               (d) information to be given to applicants for government                   11
                      information,                                                        12
                (e) the circumstances in which and the extent to which an agency          13
                      must or may waive, reduce or refund any fee or charge payable       14
                      under this Act.                                                     15

         (3)   The Minister is to consult with the Information Commissioner before        16
               recommending the making of a regulation under this Act.                    17

130      Review of Act                                                                    18

         (1)   The Minister administering this Act is to review this Act to determine     19
               whether the policy objectives of the Act remain valid and whether the      20
               terms of the Act remain appropriate for securing those objectives.         21

         (2)   The Minister is to consult with the Information Commissioner on a          22
               review under this section and the Information Commissioner may assist      23
               the Minister and provide advice in connection with the review.             24

         (3)   The review is to be undertaken as soon as possible after the period of     25
               5 years from the date of assent to this Act.                               26

         (4)   A report on the outcome of the review is to be provided to the Minister    27
               administering this Act and tabled in each House of Parliament within       28
               12 months after the end of the period of 5 years.                          29

131      Review of public interest provisions by Joint Committee                          30

         (1)   The Joint Committee is to keep the following provisions of this Act        31
               under review to determine whether the policy objectives of those           32
               provisions remain valid and whether the content of those provisions        33
               remains appropriate for securing those objectives:                         34
                (a) Schedule 1 (Information for which there is conclusive                 35
                     presumption of overriding public interest against disclosure),       36
               (b) Schedule 2 (Excluded information of particular agencies),              37




Page 56
Government Information (Public Access) Bill 2009                              Clause 132

Miscellaneous                                                                 Part 7




                (c)   Table to section 14 (Public interest considerations against                1
                      disclosure).                                                               2

       (2)   The Joint Committee is to consult with the Information Commissioner                 3
             on any review under this section and the Information Commissioner                   4
             may assist the Joint Committee and provide advice in connection with                5
             the review.                                                                         6

       (3)   The Joint Committee may report to both Houses of Parliament on any                  7
             change that the Joint Committee considers should be made to the                     8
             provisions reviewed under this section.                                             9

132   Government Information (Public Access) Regulation 2009                                    10

       (1)   Schedule 5 is taken to be and has effect as a regulation made under this           11
             Act.                                                                               12

       (2)   Part 2 of the Subordinate Legislation Act 1989 does not apply to the               13
             regulation set out in Schedule 5 (but applies to any amendment or repeal           14
             of the regulation).                                                                15

       (3)   For the purposes of section 10 of the Subordinate Legislation Act 1989,            16
             the regulation set out in Schedule 5 is taken to have been published on            17
             the day on which this section commences.                                           18

       (4)   Sections 39, 40 and 41 of the Interpretation Act 1987 do not apply to the          19
             regulation set out in Schedule 5 (but apply to any amendment or repeal             20
             of the regulation).                                                                21

       (5)   Schedule 5 is repealed on the day following the day on which this                  22
             section commences.                                                                 23
             Note. The continued effect of the regulation set out in Schedule 5 is unaffected   24
             by the repeal of Schedule 5. See section 30 of the Interpretation Act 1987.        25




                                                                                   Page 57
                Government Information (Public Access) Bill 2009

Schedule 1      Information for which there is conclusive presumption of overriding public
                interest against disclosure



Schedule 1             Information for which there is conclusive                               1
                       presumption of overriding public                                        2
                       interest against disclosure                                             3

                                                                               (Section 14)    4

 1    Overriding secrecy laws                                                                  5

             It is to be conclusively presumed that there is an overriding public              6
             interest against disclosure of information the disclosure of which is             7
             prohibited by any of the following laws (which are referred to in this Act        8
             as overriding secrecy laws), whether or not the prohibition is subject to         9
             specified qualifications or exceptions and whether or not a breach of the        10
             prohibition constitutes an offence:                                              11
             Assisted Reproductive Technology Act 2007--Part 3 (Central ART                   12
             donor register)                                                                  13
             Bail Act 1978--section 36C (Certain information not to be published or           14
             broadcast)                                                                       15
             Biofuel (Ethanol Content) Act 2007--section 21 (Secrecy)                         16
             Casino, Liquor and Gaming Control Authority Act 2007--section 17                 17
             (Secrecy)                                                                        18
             Charter of Budget Honesty (Election Promises Costing) Act 2006--                 19
             section 14 (Confidentiality of information or documents relating to              20
             Treasury costing of election promises)                                           21
             Child Protection (Offenders Registration) Act 2000--section 21E                  22
             (Prohibited disclosure of information concerning registrable persons)            23
             Crimes (Administration of Sentences) Act 1999--regulations under                 24
             section 256 (Victims Register)                                                   25
             Crimes (Forensic Procedures) Act 2000--section 109 (Disclosure of                26
             information)                                                                     27
             Crimes (Sentencing Procedure) Act 1999--sections 51B (Certain                    28
             information not to be published or broadcast) and 100H (Certain                  29
             information not to be published or broadcast)                                    30
             Criminal Procedure Act 1986--regulations under section 351                       31
             (Regulations with respect to the provision or disclosure of information          32
             in connection with intervention programs)                                        33
             Criminal Records Act 1991--section 13 (Unlawful disclosure of                    34
             information concerning spent convictions)                                        35
             Dust Diseases Tribunal Act 1989--section 32I (Information about                  36
             claims)                                                                          37




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Government Information (Public Access) Bill 2009

Information for which there is conclusive presumption of overriding public   Schedule 1
interest against disclosure



              Education Act 1990--provision made by or under section 18A                     1
              (Publication of results of certain tests and other matters) or Division 2      2
              of Part 5A (Health and safety risks at schools arising from student            3
              behaviour)                                                                     4
              Health Administration Act 1982--Divisions 6B (Quality assurance                5
              committees) and 6C (Root cause analysis teams) of Part 2, and                  6
              section 23 (Specially privileged information)                                  7
              Health Care Complaints Act 1993                                                8
              Independent Commission Against Corruption Act 1988                             9
              Jury Act 1977                                                                 10
              Police Act 1990--section 169A (Identity of complainant not to be              11
              disclosed)                                                                    12
              Police Integrity Commission Act 1996                                          13
              Police Regulation 2008--clause 53 (Secrecy as to complaints about             14
              conduct)                                                                      15
              Protected Disclosures Act 1994--section 22 (Confidentiality guideline)        16
              Public Lotteries Act 1996--section 80 (Secrecy)                               17
              Royal Commission (Police Service) Act 1994                                    18
              State Records Act 1998--section 73 (Authority's duty of                       19
              confidentiality) but only in respect of information to which a person         20
              gains access in the exercise of functions under that Act as a result of the   21
              information having been acquired in the course of the administration of       22
              another Act mentioned in this Schedule                                        23
              Totalizator Act 1997--section 105 (Secrecy)                                   24
              Witness Protection Act 1995                                                   25

  2    Cabinet information                                                                  26

       (1)    It is to be conclusively presumed that there is an overriding public          27
              interest against disclosure of information (referred to in this Act as        28
              Cabinet information) contained in any of the following documents:             29
               (a) a document that contains an official record of Cabinet,                  30
              (b) a document prepared for the dominant purpose of its being                 31
                     submitted to Cabinet for Cabinet's consideration (whether or not       32
                     the document is actually submitted to Cabinet),                        33
               (c) a document prepared for the purpose of its being submitted to            34
                     Cabinet for Cabinet's approval for the document to be used for         35
                     the dominant purpose for which it was prepared (whether or not         36
                     the document is actually submitted to Cabinet and whether or not       37
                     the approval is actually given),                                       38




                                                                                Page 59
                   Government Information (Public Access) Bill 2009

Schedule 1         Information for which there is conclusive presumption of overriding public
                   interest against disclosure



             (d)      a document prepared after Cabinet's deliberation or decision on            1
                      a matter that would reveal or tend to reveal information                   2
                      concerning any of those deliberations or decisions,                        3
             (e)      a document prepared before or after Cabinet's deliberation or              4
                      decision on a matter that reveals or tends to reveal the position          5
                      that a particular Minister has taken, is taking, will take, is             6
                      considering taking, or has been recommended to take, on the                7
                      matter in Cabinet,                                                         8
             (f)      a document that is a preliminary draft of, or a copy of or part of,        9
                      or contains an extract from, a document referred to in                    10
                      paragraphs (a)-(e).                                                       11

      (2)    Information contained in a document is not Cabinet information if:                 12
              (a) public disclosure of the document has been approved by the                    13
                   Premier or Cabinet, or                                                       14
             (b) 10 years have passed since the end of the calendar year in which               15
                   the document came into existence.                                            16

      (3)    Information is not Cabinet information merely because it is contained in           17
             a document attached to a document referred to in subclause (1).                    18

      (4)    Information is not Cabinet information to the extent that it consists              19
             solely of factual material unless the information would:                           20
              (a) reveal or tend to reveal information concerning any Cabinet                   21
                    decision or determination, or                                               22
             (b) reveal or tend to reveal the position that a particular Minister has           23
                    taken, is taking or will take on a matter in Cabinet.                       24

      (5)    In this clause, Cabinet includes a committee of Cabinet and a                      25
             subcommittee of a committee of Cabinet.                                            26

 3    Executive Council information                                                             27

      (1)    It is to be conclusively presumed that there is an overriding public               28
             interest against disclosure of information (referred to in this Act as             29
             Executive Council information) contained in any of the following                   30
             documents:                                                                         31
              (a) a document that contains an official record of the Executive                  32
                    Council,                                                                    33
             (b) a document prepared for the purpose of being submitted to the                  34
                    Executive Council (whether or not that is the only or the                   35
                    dominant purpose for which it was prepared and whether or not               36
                    the document is actually submitted to the Executive Council),               37




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Government Information (Public Access) Bill 2009

Information for which there is conclusive presumption of overriding public   Schedule 1
interest against disclosure



              (c)    a document prepared after the Executive Council's deliberation         1
                     or advice on a matter that would reveal or tend to reveal              2
                     information concerning that deliberation or advice,                    3
              (d)    a document that is a preliminary draft of, or a copy of or part of,    4
                     or contains an extract from, a document referred to in                 5
                     paragraphs (a)-(c).                                                    6

       (2)    Information contained in a document is not Executive Council                  7
              information if:                                                               8
               (a) public disclosure of the document has been approved by the               9
                    Governor or the Premier, or                                            10
              (b) 10 years have passed since the end of the calendar year in which         11
                    the document came into existence.                                      12

       (3)    Information is not Executive Council information merely because it is        13
              contained in a document attached to a document referred to in                14
              subclause (1).                                                               15

       (4)    Information is not Executive Council information to the extent that it       16
              consists solely of factual material unless the information would reveal      17
              or tend to reveal information concerning any deliberation or advice of       18
              the Executive Council.                                                       19

  4    Contempt                                                                            20

              It is to be conclusively presumed that there is an overriding public         21
              interest against disclosure of information the public disclosure of which    22
              would, but for any immunity of the Crown:                                    23
               (a) constitute contempt of court, or                                        24
              (b) contravene any order or direction of a person or body having             25
                     power to receive evidence on oath, or                                 26
               (c) infringe the privilege of Parliament.                                   27

  5    Legal professional privilege                                                        28

       (1)    It is to be conclusively presumed that there is an overriding public         29
              interest against disclosure of information that would be privileged from     30
              production in legal proceedings on the ground of client legal privilege      31
              (legal professional privilege), unless the person in whose favour the        32
              privilege exists has waived the privilege.                                   33

       (2)    An agency in whose favour legal professional privilege exists is             34
              required to consider whether it would be appropriate for the agency to       35
              waive that privilege before the agency refuses to provide access to          36
              government information on the basis of this clause.                          37




                                                                                Page 61
                Government Information (Public Access) Bill 2009

Schedule 1      Information for which there is conclusive presumption of overriding public
                interest against disclosure



      (3)    A decision that an agency makes under subclause (2) is not a reviewable          1
             decision under Part 5.                                                           2

 6    Excluded information                                                                    3

      (1)    It is to be conclusively presumed that there is an overriding public             4
             interest against disclosure of information that is excluded information          5
             of an agency, other than information that the agency has consented to            6
             the disclosure of.                                                               7

      (2)    Before an agency decides an access application by refusing to provide            8
             access to information on the basis that it is excluded information of            9
             another agency, the agency is required to ask the other agency whether          10
             the other agency consents to disclosure of the information.                     11

      (3)    A decision that an agency makes to consent or to refuse to consent to the       12
             disclosure of excluded information of the agency is not a reviewable            13
             decision under Part 5.                                                          14

 7    Documents affecting law enforcement and public safety                                  15

             It is to be conclusively presumed that there is an overriding public            16
             interest against disclosure of information contained in any of the              17
             following documents:                                                            18
              (a) a document created by the former Information and Intelligence              19
                    Centre of the Police Service or the former State Intelligence            20
                    Group,                                                                   21
             (b) a document created by the Counter Terrorism and Special Tactics             22
                    Command of the NSW Police Force, the former Counter                      23
                    Terrorist Co-ordination Command of the NSW Police Force, the             24
                    former Protective Security Group of the Police Service, the              25
                    former Special Branch of the Police Service or the former Bureau         26
                    of Criminal Intelligence,                                                27
              (c) a document created by the State Crime Command of the NSW                   28
                    Police Force in the exercise of its functions concerning the             29
                    collection, analysis or dissemination of intelligence,                   30
             (d) a document created by the Corrections Intelligence Group of the             31
                    Department of Corrective Services in the exercise of its functions       32
                    concerning the collection, analysis or dissemination of                  33
                    intelligence,                                                            34
              (e) a document created by the Drug Intelligence Unit of the                    35
                    Department of Juvenile Justice in the exercise of its functions          36
                    concerning the collection, analysis or dissemination of                  37
                    intelligence.                                                            38




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Information for which there is conclusive presumption of overriding public   Schedule 1
interest against disclosure



  8    Transport safety                                                                     1
       (1)    It is to be conclusively presumed that there is an overriding public          2
              interest against disclosure of information that would disclose:               3
               (a) matter relating to an investigation or inquiry under section 65, 67      4
                     or 69 of the Rail Safety Act 2008, or                                  5
              (b) matter relating to an investigation or inquiry into a transport           6
                     accident or incident under section 46BA or 46BC of the                 7
                     Passenger Transport Act 1990.                                          8

       (2)    Despite subclause (1) (a), information about a matter referred to in that     9
              paragraph ceases to be covered by this clause:                               10
              (a) in the case of information relating to an inquiry under section 65       11
                    into a matter that is not also the subject of an investigation under   12
                    section 67 or an inquiry under section 69, if the inquiry under        13
                    section 65 is included in a list forwarded to the Minister under       14
                    that section, or                                                       15
              (b) in the case of information relating to an investigation under            16
                    section 67 or an inquiry under section 69, when the report into the    17
                    investigation or inquiry is tabled before both Houses of               18
                    Parliament.                                                            19

       (3)    Despite subclause (1) (b), information about a matter referred to in that    20
              paragraph ceases to be covered by this clause when the report into the       21
              investigation or inquiry is tabled before both Houses of Parliament.         22

  9    Adoption                                                                            23

              It is to be conclusively presumed that there is an overriding public         24
              interest against disclosure of information that would disclose:              25
               (a) matter relating to adoption procedures under the Adoption Act           26
                     2000, or                                                              27
              (b) matter relating to the receipt of an amended or original birth           28
                     certificate or of prescribed information under the Adoption           29
                     Act 2000.                                                             30

10     Care and protection of children                                                     31

              It is to be conclusively presumed that there is an overriding public         32
              interest against disclosure of information contained in a report to which    33
              section 29 of the Children and Young Persons (Care and Protection)           34
              Act 1998 applies.                                                            35

11     Ministerial Code of Conduct                                                         36

              It is to be conclusively presumed that there is an overriding public         37
              interest against disclosure of information the disclosure of which would     38




                                                                                Page 63
                Government Information (Public Access) Bill 2009

Schedule 1      Information for which there is conclusive presumption of overriding public
                interest against disclosure



             disclose information contained in the Register of Interests kept by or on        1
             behalf of the Premier pursuant to the Code of Conduct for Ministers of           2
             the Crown adopted by Cabinet.                                                    3

12    Aboriginal and environmental heritage                                                   4

      (1)    It is to be conclusively presumed that there is an overriding public             5
             interest against disclosure of information contained in a document that          6
             is the subject of a declaration referred to in section 161 of the National       7
             Parks and Wildlife Act 1974.                                                     8

      (2)    It is to be conclusively presumed that there is an overriding public             9
             interest against disclosure of information that is matter that the              10
             Director-General under the Threatened Species Conservation Act 1995             11
             has determined should not be disclosed to the public under section 146          12
             of that Act.                                                                    13

      (3)    It is to be conclusively presumed that there is an overriding public            14
             interest against disclosure of information that is matter that the              15
             Scientific Committee under the Threatened Species Conservation Act              16
             1995 has recommended to the Minister should not be disclosed to the             17
             public under section 146A of that Act and the Minister has accepted that        18
             recommendation.                                                                 19

      (4)    It is to be conclusively presumed that there is an overriding public            20
             interest against disclosure of information contained in a plan of               21
             management or draft plan of management for an area of community                 22
             land under Division 2 of Part 2 of Chapter 6 of the Local Government            23
             Act 1993 that is the subject of a resolution of confidentiality referred to     24
             in section 36DA (2) of that Act (which relates to the disclosure of the         25
             nature and location of a place or an item of Aboriginal significance).          26




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Excluded information of particular agencies                                      Schedule 2




Schedule 2               Excluded information of particular                                         1
                         agencies                                                                   2
Note. Information that relates to a function specified in this Schedule in relation to an agency    3
specified in this Schedule is excluded information of the agency. Under Schedule 1 it is to         4
be conclusively presumed that there is an overriding public interest against disclosure of          5
excluded information of an agency (unless the agency consents to disclosure). Section 43            6
prevents an access application from being made to an agency for excluded information of the         7
agency.                                                                                             8

  1    Judicial and prosecutorial information                                                       9

              A court--judicial functions.                                                         10

              The office of Director of Public Prosecutions--prosecuting functions.                11

  2    Complaints handling and investigative information                                           12

              The office of Auditor-General--investigative, audit and reporting                    13
              functions.                                                                           14

              The Independent Commission Against Corruption--corruption                            15
              prevention, complaint handling, investigative and reporting functions.               16

              The office of Inspector of the Independent Commission Against                        17
              Corruption--operational auditing, complaint handling, investigative                  18
              and reporting functions.                                                             19

              The Judicial Commission of New South Wales (including the Conduct                    20
              Division)--complaint handling, investigative and reporting functions.                21

              The office of Ombudsman--complaint handling, investigative and                       22
              reporting functions (including any functions of the Ombudsman under                  23
              the Community Services (Complaints, Reviews and Monitoring)                          24
              Act 1993).                                                                           25

              The office of Information Commissioner--review, complaint handling,                  26
              investigative and reporting functions.                                               27

              The office of Legal Services Commissioner--complaint handling,                       28
              investigative, review and reporting functions.                                       29

              The Health Care Complaints Commission--complaint handling,                           30
              investigative, complaints resolution and reporting functions (including              31
              any functions exercised by the Health Conciliation Registry and any                  32
              function concerning the provision of information to a registration                   33
              authority (within the meaning of the Health Care Complaints Act 1993)                34
              relating to a particular complaint).                                                 35

              The Child Death Review Team--all functions.                                          36

              The Police Integrity Commission--corruption prevention, complaint                    37
              handling, investigative and reporting functions.                                     38




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Schedule 2      Excluded information of particular agencies




             The office of Inspector of the Police Integrity Commission--                   1
             operational auditing, complaint handling, investigative and reporting          2
             functions.                                                                     3

             The office of Privacy Commissioner--complaint                    handling,     4
             investigative and reporting functions.                                         5

             The New South Wales Crime Commission--investigative and reporting              6
             functions.                                                                     7

             The President of the Anti-Discrimination Board--complaint handling,            8
             investigative and reporting functions in relation to a complaint that is in    9
             the course of being dealt with by the President.                              10

             The Department of Local Government (including the Director-General            11
             and other Departmental representatives)--complaint handling and               12
             investigative functions conferred by or under any Act on that                 13
             Department.                                                                   14

 3    Competitive and market sensitive information                                         15

             The Treasury Corporation--borrowing, investment and liability and             16
             asset management functions.                                                   17

             The SAS Trustee Corporation--investment functions.                            18

             Any body or office that exercises functions under the National                19
             Electricity (NSW) Law (including functions under the National                 20
             Electricity Code referred to in that Law) on behalf of National               21
             Electricity Market Management Company Limited (ACN 072 010 327)               22
             (NEMMCO) or any successor to NEMMCO--those functions.                         23

             The Corporation constituted under the Superannuation Administration           24
             Authority Corporatisation Act 1999--functions exercised in the                25
             provision of superannuation scheme administration services, and               26
             related services, in respect of any superannuation scheme that is not a       27
             State public sector superannuation scheme.                                    28

             The Workers Compensation Nominal Insurer established under the                29
             Workers Compensation Act 1987--functions relating to the issuing of           30
             policies of insurance to employers and the calculation of premiums (but       31
             only in relation to individual employers), the management of specific         32
             claims and to asset and funds management and investment.                      33

 4    Other information                                                                    34

             The office of Public Trustee--functions exercised in the Public               35
             Trustee's capacity as executor, administrator or trustee.                     36

             The Department of Education and Training--functions relating to the           37
             storing of, reporting on or analysis of information with respect to the       38




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Excluded information of particular agencies                             Schedule 2




              ranking or assessment of students who have completed the Higher           1
              School Certificate for entrance into tertiary institutions.               2

              Universities--functions relating to dealing with information with         3
              respect to the ranking or assessment of students who have completed the   4
              Higher School Certificate for entrance into tertiary institutions.        5




                                                                            Page 67
                Government Information (Public Access) Bill 2009

Schedule 3      Savings, transitional and other provisions




Schedule 3             Savings, transitional and other                                      1
                       provisions                                                           2


Part 1       General                                                                        3

 1    Regulations                                                                           4

      (1)    The regulations may contain provisions of a savings or transitional            5
             nature consequent on the enactment of the following Acts:                      6
             this Act                                                                       7
             Government Information (Information Commissioner) Act 2009                     8
             Government Information (Public Access) (Consequential Amendments               9
             and Repeal) Act 2009                                                          10

      (2)    Any such provision may, if the regulations so provide, take effect from       11
             the date of assent to the Act concerned or a later date.                      12

      (3)    To the extent to which any such provision takes effect from a date that       13
             is earlier than the date of its publication on the NSW legislation website,   14
             the provision does not operate so as:                                         15
              (a) to affect, in a manner prejudicial to any person (other than the         16
                     State or an authority of the State), the rights of that person        17
                     existing before the date of its publication, or                       18
             (b) to impose liabilities on any person (other than the State or an           19
                     authority of the State) in respect of anything done or omitted to     20
                     be done before the date of its publication.                           21


Part 2       Provisions consequent on enactment of this                                    22
             Act                                                                           23

 2    Definition                                                                           24

             In this Part:                                                                 25
             FOI Act means the Freedom of Information Act 1989 as in force                 26
             immediately before its repeal.                                                27

 3    FOI access applications                                                              28

      (1)    The FOI Act continues to apply (as if it had not been repealed) to and in     29
             respect of:                                                                   30
              (a) an application under that Act for access to an agency's                  31
                   documents or a Minister's documents that was made or                    32
                   determined before the repeal of that Act, and                           33




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Savings, transitional and other provisions                                  Schedule 3




              (b)    any determination made in respect of any such application                1
                     (whether made before or after the repeal of that Act).                   2

       (2)    A provision of an Act amended by the Government Information (Public             3
              Access) (Consequential Amendments and Repeal) Act 2009 has effect in            4
              relation to an application under the FOI Act referred to in subclause (1)       5
              as if the provision had not been amended by that Act.                           6

       (3)    An application to an agency for access to government information that           7
              is made within the period of 12 months after the repeal of the FOI Act          8
              that states that it is made under or for the purposes of the FOI Act is         9
              deemed to state that it is made under this Act and is to be dealt with         10
              accordingly.                                                                   11

  4    FOI amendment of records applications                                                 12

       (1)    The FOI Act continues to apply (as if it had not been repealed) to and in      13
              respect of:                                                                    14
               (a) an application under that Act for amendment of an agency's                15
                    records that was made or determined before the repeal of that            16
                    Act, and                                                                 17
              (b) any determination made in respect of any such application                  18
                    (whether made before or after the repeal of that Act).                   19

       (2)    A provision of an Act amended by the Government Information (Public            20
              Access) (Consequential Amendments and Repeal) Act 2009 has effect in           21
              relation to an application under the FOI Act referred to in subclause (1)      22
              as if the provision had not been amended by that Act.                          23

       (3)    An application to an agency for amendment of the agency's records that         24
              is made within the period of 12 months after the repeal of the FOI Act         25
              that states that it is made under or for the purposes of that Act (or Part 4   26
              of that Act) is deemed to state that it is made under Part 6A of the           27
              Privacy and Personal Information Protection Act 1998 and is to be              28
              dealt with accordingly.                                                        29

  5    Register of government contracts                                                      30

       (1)    Division 5 (Government contracts with private sector) of Part 3 does not       31
              apply to a government contract entered into by or on behalf of an agency       32
              before 1 January 2007 (being the date of commencement of section 15A           33
              of the FOI Act).                                                               34

       (2)    Division 5 of Part 3 does not apply to a government contract entered into      35
              by a SOC or local authority before the commencement of this clause.            36




                                                                                Page 69
                Government Information (Public Access) Bill 2009

Schedule 4      Interpretative provisions




Schedule 4              Interpretative provisions                                         1

 1    Definitions                                                                         2

             In this Act:                                                                 3
             access applicant means the applicant under an access application.            4
             access application--see section 4.                                           5
             ADT means the Administrative Decisions Tribunal established by the           6
             ADT Act.                                                                     7
             ADT Act means the Administrative Decisions Tribunal Act 1997.                8
             agency--see section 4.                                                       9
             commercial-in-confidence provisions of a contract means any                 10
             provisions of the contract that disclose:                                   11
              (a) the contractor's financing arrangements, or                            12
             (b) the contractor's cost structure or profit margins, or                   13
              (c) the contractor's full base case financial model, or                    14
             (d) any intellectual property in which the contractor has an interest,      15
                    or                                                                   16
              (e) any matter the disclosure of which would place the contractor at       17
                    a substantial commercial disadvantage in relation to other           18
                    contractors or potential contractors, whether at present or in the   19
                    future.                                                              20
             contractor, in relation to a government contract entered into by an         21
             agency, means the person with whom the agency has entered into the          22
             contract.                                                                   23
             court includes:                                                             24
              (a) a tribunal, a Magistrate and a coroner, and                            25
             (b) a registry or other office of a court and the members of staff of       26
                    that registry or other office.                                       27
             disclose information includes make information available and release or     28
             provide access to information.                                              29
             Note. See also the definition of reveal.                                    30
             disclosure log means a disclosure log kept by an agency under Part 3        31
             (Open access information).                                                  32
             excluded information of an agency specified in Schedule 2 means             33
             information that relates to any function specified in that Schedule in      34
             relation to the agency.                                                     35
             exercise a function includes perform a duty.                                36
             function includes a power, authority or duty.                               37




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Interpretative provisions                                                        Schedule 4




              government contract means any of the following contracts between an                    1
              agency and a private sector entity:                                                    2
               (a) a contract under which a party agrees to undertake a specific                     3
                     project (such as a construction, infrastructure or property                     4
                     development project),                                                           5
              (b) a contract under which a party agrees to provide specific goods                    6
                     or services (such as information technology services), other than               7
                     a contract of employment,                                                       8
               (c) a contract under which a party agrees to transfer real property to                9
                     another party to the contract,                                                 10
              (d) a lease of real property.                                                         11
              Government Department means a Department under the Public Sector                      12
              Employment and Management Act 2002.                                                   13
              government information--see section 4.                                                14
              Information Commissioner means the Information Commissioner                           15
              under the Government Information (Information Commissioner) Act                       16
              2009.                                                                                 17
              Joint Committee means the Joint Committee under the Government                        18
              Information (Information Commissioner) Act 2009.                                      19
              judicial functions, in relation to a court, means such of the functions of            20
              the court as relate to the hearing or determination of proceedings before             21
              it, and includes:                                                                     22
               (a) in relation to a Magistrate--such of the functions of the                        23
                     Magistrate as relate to the conduct of committal proceedings, and              24
              (b) in relation to a coroner--such of the functions of the coroner as                 25
                     relate to the conduct of inquests and inquiries under the Coroners             26
                     Act 1980.                                                                      27
              legislative instrument means a Public Act or an instrument made under                 28
              a Public Act.                                                                         29
              local authority means a council or county council within the meaning                  30
              of the Local Government Act 1993.                                                     31
              open access information--see Part 3.                                                  32
              person includes an agency, the government of another jurisdiction                     33
              (including a jurisdiction outside Australia) and an agency of the                     34
              government of another jurisdiction.                                                   35
              Note. This definition does not limit the definition of person in the Interpretation   36
              Act 1987, which includes an individual, a corporation and a body corporate or         37
              politic.                                                                              38
              personal information--see clause 4.                                                   39
              principal officer of an agency means the head or chief executive officer              40
              (however designated) of the agency or the person of greatest seniority                41




                                                                                      Page 71
                Government Information (Public Access) Bill 2009

Schedule 4      Interpretative provisions




             in the agency, and includes the Minister in the case of an agency that is    1
             a Minister.                                                                  2
             private sector entity means any person or body (whether incorporated         3
             or unincorporated) who or which is not an agency.                            4
             public authority--see clause 2.                                              5
             public office--see clause 3.                                                 6
             record--see clause 10.                                                       7
             reveal information means to disclose information that has not already        8
             been publicly disclosed (otherwise than by unlawful disclosure).             9
             reviewable decision means a decision of an agency that is a reviewable      10
             decision under Part 5.                                                      11
             State includes Territory.                                                   12
             State owned corporation or SOC means a State owned corporation              13
             under the State Owned Corporations Act 1989.                                14
             working day means any day that is not a Saturday, Sunday or public          15
             holiday.                                                                    16

 2    Public authorities                                                                 17

      (1)    In this Act, public authority means:                                        18
              (a) a statutory body representing the Crown, or                            19
             (b) a body (whether incorporated or unincorporated) established or          20
                    continued for a public purpose by or under the provisions of a       21
                    legislative instrument, or                                           22
              (c) the NSW Police Force, or                                               23
             (d) the Teaching Service, or                                                24
              (e) a State owned corporation, or                                          25
              (f) a wholly-owned subsidiary of the Crown in right of the State or        26
                    of a public authority, or                                            27
             (g) a body declared to be a public authority by a regulation under this     28
                    clause.                                                              29

      (2)    The regulations may declare any of the following bodies to be a public      30
             authority:                                                                  31
             (a) a body (whether incorporated or unincorporated) established for         32
                   a public purpose otherwise than by or under the provisions of a       33
                   legislative instrument,                                               34
             (b) a body (whether incorporated or unincorporated) that is                 35
                   established by the Governor or by a Minister or that is an            36
                   incorporated company or association over which a Minister is in       37
                   a position to exercise direction or control.                          38




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Interpretative provisions                                                 Schedule 4




       (3)    None of the following is a public authority for the purposes of a             1
              provision of this Act:                                                        2
              (a) an incorporated company or association (unless declared to be a           3
                    public authority for the purposes of the provision by a regulation      4
                    under this clause),                                                     5
              (b) the Legislative Council or the Legislative Assembly or a                  6
                    committee of either or both of those bodies,                            7
              (c) a Royal Commission or a Special Commission of Inquiry,                    8
              (d) a local authority.                                                        9

       (4)    An unincorporated body that is a board, council, committee,                  10
              subcommittee or other body established or continued by or under the          11
              provisions of a legislative instrument for the purpose of assisting, or      12
              exercising functions connected with, an agency is not to be regarded as      13
              a separate public authority and instead is to be regarded as part of and     14
              included in the agency.                                                      15

       (5)    A regulation declaring a body to be a public authority may declare a         16
              body to be a public authority either generally or for the purposes only of   17
              specified provisions of this Act.                                            18

  3    Public offices                                                                      19

       (1)    In this Act, public office means:                                            20
               (a) an office established or continued for a public purpose by or           21
                     under the provisions of a legislative instrument, or                  22
              (b) any other office to which an appointment is made by the                  23
                     Governor or by a Minister that is declared by the regulations to      24
                     be a public office.                                                   25

       (2)    None of the following is a public office for the purposes of this Act:       26
              (a) the office of Governor, Lieutenant-Governor or Administrator of          27
                   the State,                                                              28
              (b) the office of a member of the Legislative Council or the                 29
                   Legislative Assembly or of a committee of either or both of those       30
                   bodies,                                                                 31
              (c) the office of President of the Legislative Council or Speaker of         32
                   the Legislative Assembly or Chair of a committee of either or           33
                   both of those bodies,                                                   34
              (d) the office of a Minister of the Crown, Parliamentary Secretary or        35
                   member of the Executive Council,                                        36
              (e) an office the duties of which the person performs as an officer of       37
                   an agency,                                                              38
              (f) the office of a judicial officer of a court,                             39



                                                                              Page 73
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Schedule 4         Interpretative provisions




             (g)      an office of member of an agency,                                     1
             (h)      an office established or continued by or under the provisions of a    2
                      legislative instrument for the purposes of an agency,                 3
             (i)      an office established or continued by or under the provisions of a    4
                      legislative instrument for the purposes of a body that is excluded    5
                      from the definition of public authority by clause 2 (3).              6

 4    Personal information                                                                  7

      (1)    In this Act, personal information means information or an opinion              8
             (including information or an opinion forming part of a database and            9
             whether or not recorded in a material form) about an individual               10
             (whether living or dead) whose identity is apparent or can reasonably be      11
             ascertained from the information or opinion.                                  12

      (2)    Personal information includes such things as an individual's                  13
             fingerprints, retina prints, body samples or genetic characteristics.         14

      (3)    Personal information does not include any of the following:                   15
             (a) information about an individual who has been dead for more than           16
                   30 years,                                                               17
             (b) information about an individual (comprising the individual's              18
                   name and non-personal contact details) that reveals nothing more        19
                   than the fact that the person was engaged in the exercise of public     20
                   functions,                                                              21
             (c) information about an individual that is of a class, or is contained       22
                   in a document of a class, prescribed by the regulations for the         23
                   purposes of this subclause.                                             24

 5    Regulations may include persons and entities as agencies                             25

      (1)    The regulations may declare a person or entity that is not otherwise an       26
             agency to be an agency (a deemed agency) for the purposes of all or           27
             specified provisions of this Act and the Government Information               28
             (Information Commissioner) Act 2009 in relation to all or specified           29
             agency functions of the person or entity.                                     30

      (2)    A function of a person or entity is an agency function if it is:              31
             (a) a function of a kind that is or was ordinarily exercised by an            32
                   agency, or                                                              33
             (b) a function of an agency that the person or entity is exercising           34
                   pursuant to a contract or other arrangement with the agency.            35

      (3)    A deemed agency is an agency only in respect of information that              36
             relates to the exercise by the deemed agency of the agency functions in       37
             respect of which it is declared to be an agency and only while the            38




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Interpretative provisions                                                 Schedule 4




              deemed agency exercises those functions (or for such shorter period as        1
              may be provided by the regulations).                                          2

       (4)    A regulation under this clause may provide that information relating to       3
              any specified function of a deemed agency is excluded information of          4
              the agency under this Act.                                                    5

       (5)    The regulations under clause 6 may also declare that a deemed agency          6
              is not to be regarded as a separate agency and instead is to be regarded      7
              for the purposes of this Act as part of and included in another specified     8
              agency.                                                                       9

       (6)    The Minister must, before recommending the making of a regulation            10
              under this clause, consult with the person or entity concerned and with      11
              any agency with which the person or entity has a contract or other           12
              arrangement for the exercise of the functions concerned.                     13
              Note. The Minister is also required to consult with the Information          14
              Commissioner. See section 129 (3).                                           15

  6    Regulations may declare agency to be part of another agency                         16

       (1)    The regulations may declare that a specified agency (the subsidiary          17
              agency) is not to be regarded as a separate agency and instead is to be      18
              regarded for the purposes of this Act as part of and included in another     19
              specified agency (the parent agency).                                        20

       (2)    An access application made to the parent agency specifically for             21
              government information held by the subsidiary agency can be dealt with       22
              by the parent agency as an access application only for government            23
              information held by the subsidiary agency and not for government             24
              information otherwise held by the parent agency.                             25

  7    References to the Government                                                        26

              A reference in this Act to the Government includes, where appropriate,       27
              a reference to an agency.                                                    28

  8    Bodies forming part of agencies                                                     29

              A reference in this Act to an agency includes a reference to any body        30
              that forms part of the agency or that exists mainly for the purpose of       31
              enabling the agency to exercise its functions.                               32

  9    Officer of an agency                                                                33

              A reference in this Act to an officer of an agency includes a reference to   34
              a member of the agency, the principal officer of the agency and any          35
              other person employed within the agency or as a member of staff of the       36
              agency, and in the case of an agency that is a Minister, includes a          37
              reference to the Minister.                                                   38




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Schedule 4      Interpretative provisions




10    Meaning of "record"                                                                    1
      (1)    In this Act:                                                                    2
             record means any document or other source of information compiled,              3
             recorded or stored in written form or by electronic process, or in any          4
             other manner or by any other means.                                             5

      (2)    A reference in this Act to a record includes a reference to a copy of the       6
             record.                                                                         7

      (3)    For the purposes of the definition of record in this Act, the knowledge         8
             of a person is not a record.                                                    9

11    Government information held by Minister                                               10

             A reference in this Act to government information held by an agency is,        11
             when the agency is a Minister, a reference to government information           12
             held by the Minister in the course of the exercise of official functions in,   13
             or for any official purpose of, or for the official use of, the office of      14
             Minister of the Crown.                                                         15

12    Government information held by agency                                                 16

      (1)    A reference in this Act to government information held by an agency is         17
             a reference to:                                                                18
             (a) information contained in a record held by the agency, or                   19
             (b) information contained in a record held by a private sector entity          20
                    to which the agency has an immediate right of access, or                21
             (c) information contained in a record in the possession or custody of          22
                    the State Records Authority (or that the Authority has in the           23
                    custody or possession of some other person) to which the agency         24
                    has an immediate right of access, other than a record that is           25
                    withheld from public access under section 59 of the State               26
                    Records Act 1998, or                                                    27
             (d) information contained in a record that is in the possession, or            28
                    under the control, of a person in his or her capacity as an officer     29
                    or member of staff of the agency (including, in the case of a           30
                    Minister, the personal staff of the Minister).                          31

      (2)    Information that would be regarded as government information held by           32
             an agency because the agency has access to a record that contains the          33
             information is not to be regarded as government information held by the        34
             agency if the public generally has access to the record (for example,          35
             because the record is available on the Internet).                              36

      (3)    Information contained in a record that genuinely forms part of the             37
             library material held by an agency is not government information held          38
             by the agency.                                                                 39




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Interpretative provisions                                                Schedule 4




13     Records in certain agencies                                                         1
       (1)    A record that is held by:                                                    2
              (a) the State Records Authority, or                                          3
              (b) the Australian Museum, or                                                4
              (c) the Museum of Applied Arts and Sciences, or                              5
              (d) the State Library, or                                                    6
              (e) any other prescribed agency,                                             7
              but that was originally created or received by another agency is taken to    8
              be held by that other agency.                                                9

       (2)    A record that is held by an agency referred to in subclause (1) and that    10
              relates to the affairs of a Royal Commission or a Special Commission        11
              of Inquiry is taken to be held by the Minister administering the Royal      12
              Commissions Act 1923 or the Minister administering the Special              13
              Commissions of Inquiry Act 1983, as appropriate.                            14

       (3)    Information contained in a record held by an agency that is a public        15
              archive is not government information for the purposes of this Act if:      16
               (a) the record was not created by an agency in relation to the             17
                    functions of an agency, and                                           18
              (b) the record is held in the public archive subject to a condition         19
                    imposed by the person or body (not being an agency) by whom it        20
                    has been placed in the possession of the archive prohibiting its      21
                    disclosure to members of the public generally or to certain           22
                    members of the public or restricting its disclosure to certain        23
                    members of the public.                                                24

       (4)    In this clause, public archive includes:                                    25
               (a) each of the agencies referred to in subclause (1), and                 26
              (b) a library that forms part of a university, college of advanced          27
                     education or college of technical and further education.             28

14     Defunct agencies                                                                   29

       (1)    When an agency (the former agency) ceases to exist:                         30
              (a) any government information taken to be held by the former               31
                   agency is instead taken to be held by the successor agency, and        32
              (b) an access application made to the former agency is taken to have        33
                   been made to the successor agency, and                                 34
              (c) a decision under this Act made by the former agency is taken to         35
                   have been made by the successor agency.                                36




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Schedule 4       Interpretative provisions




      (2)     The successor agency to a former agency is:                                     1
              (a) another agency on which the former agency's functions have                  2
                    devolved, or                                                              3
              (b) if the former agency's functions have devolved on 2 or more                 4
                    other agencies--the agency on which have devolved the                     5
                    functions to which the government information concerned most              6
                    closely relates, or                                                       7
              (c) if the former agency's functions have not devolved on another               8
                    agency--such other agency as the Minister administering this              9
                    Act may, after consultation with the responsible Minister for that       10
                    agency, nominate.                                                        11

      (3)     For the purpose of enabling an application or determination to be dealt        12
              with under this Act:                                                           13
               (a) an agency to which an application is to be taken to have been             14
                       made, or                                                              15
              (b) an agency by which a determination is to be taken to have been             16
                       made,                                                                 17
              is, if the agency did not exist at the time the application or determination   18
              was in fact made, taken to have been in existence at that time.                19

15    References in other Acts--information not required to be disclosed                     20

              A reference in any other Act or statutory rule to information that an          21
              agency would not be required to disclose under this Act is a reference         22
              to information that the agency would not be required to disclose in            23
              response to an access application made to the agency under this Act.           24

16    Notes                                                                                  25

              Notes included in this Act do not form part of this Act.                       26




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Government Information (Public Access) Regulation 2009                     Schedule 5




Schedule 5              Government Information (Public Access)                                1
                        Regulation 2009                                                       2

                                                                            (Section 132)     3

Part 1       Preliminary                                                                      4

  1   Name of Regulation                                                                      5

             This Regulation is the Government Information (Public Access)                    6
             Regulation 2009.                                                                 7

  2   Definitions                                                                             8

       (1)   In this Regulation:                                                              9
             LGA means the Local Government Act 1993.                                        10
             the Act means the Government Information (Public Access) Act 2009.              11

       (2)   Notes included in this Regulation do not form part of this Regulation.          12


Part 2       Open access information of local authorities                                    13

  3   Additional open access information                                                     14

             The government information listed in Schedule 1 that is held by a local         15
             authority is prescribed as open access information of the local authority.      16
             Note. The fact that information is open access information does not create an   17
             obligation to keep records indefinitely and does not interfere with records     18
             management practices and procedures of local authorities that are consistent    19
             with the State Records Act 1998.                                                20

  4   Additional ways in which open access information is to be made                         21
      available                                                                              22

       (1)   A local authority must make its open access information publicly                23
             available by:                                                                   24
             (a) making the information available for inspection free of charge by           25
                   any person at the office of the local authority during ordinary           26
                   office hours, and                                                         27
             (b) providing a copy of a record containing the information (or                 28
                   providing the facilities for making a copy of a record containing         29
                   the information) to any person either free of charge or for a             30
                   charge not exceeding the reasonable cost of photocopying.                 31

       (2)   This clause does not prevent a local authority from archiving records           32
             that contain open access information in accordance with the authority's         33
             records management practices and procedures. The authority is required          34




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Schedule 5      Government Information (Public Access) Regulation 2009




             to retrieve archived records and make the information available in            1
             accordance with this clause in response to a request for access as soon       2
             as reasonably practicable after the request is made.                          3

      (3)    This clause extends to open access information of a local authority that      4
             is open access information listed in section 18 of the Act (and is not        5
             limited to information listed in Schedule 1).                                 6


Schedule 1             Additional open access information--                                7
                       local authorities                                                   8

                                                                             (Clause 3)    9

 1    Information about local authority                                                   10

      (1)    Information contained in the current version and the most recent             11
             previous version of the following records is prescribed as open access       12
             information:                                                                 13
              (a) the model code prescribed under section 440 (1) of the LGA and          14
                   the code of conduct adopted under section 440 (3) of the LGA,          15
             (b) code of meeting practice,                                                16
              (c) annual report,                                                          17
             (d) annual financial reports,                                                18
              (e) auditor's report,                                                       19
              (f) management plan,                                                        20
             (g) EEO management plan,                                                     21
             (h) policy concerning the payment of expenses incurred by, and the           22
                   provision of facilities to, councillors,                               23
              (i) annual reports of bodies exercising functions delegated by the          24
                   local authority,                                                       25
              (j) any codes referred to in the LGA.                                       26

      (2)    Information contained in the following records (whenever created) is         27
             prescribed as open access information:                                       28
              (a) returns of the interests of councillors, designated persons and         29
                   delegates,                                                             30
             (b) agendas and business papers for any meeting of the local                 31
                   authority or any committee of the local authority (but not             32
                   including business papers for matters considered when part of a        33
                   meeting is closed to the public),                                      34
              (c) minutes of any meeting of the local authority or any committee          35
                   of the local authority, but restricted (in the case of any part of a   36




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Government Information (Public Access) Regulation 2009                 Schedule 5




                    meeting that is closed to the public) to the resolutions and         1
                    recommendations of the meeting,                                      2
              (d)   Departmental representative reports presented at a meeting of the    3
                    local authority in accordance with section 433 of the LGA.           4

       (3)   Information contained in the current version of the following records is    5
             prescribed as open access information:                                      6
              (a) land register,                                                         7
             (b) register of investments,                                                8
              (c) register of delegations,                                               9
             (d) register of graffiti removal work kept in accordance with              10
                   section 13 of the Graffiti Control Act 2008,                         11
              (e) register of current declarations of disclosures of political          12
                   donations kept in accordance with section 328A of the LGA,           13
              (f) the register of voting on planning matters kept in accordance with    14
                   section 375A of the LGA.                                             15

  2   Plans and policies                                                                16

             Information contained in the current version and the most recent           17
             previous version of the following records is prescribed as open access     18
             information:                                                               19
              (a) local policies adopted by the local authority concerning              20
                   approvals and orders,                                                21
             (b) plans of management for community land,                                22
              (c) environmental planning instruments, development control plans         23
                   and contributions plans made under the Environmental Planning        24
                   and Assessment Act 1979 applying to land within the local            25
                   authority's area.                                                    26

  3   Information about development applications                                        27

       (1)   Information contained in the following records (whenever created) is       28
             prescribed as open access information:                                     29
              (a) development applications (within the meaning of the                   30
                    Environmental Planning and Assessment Act 1979) and any             31
                    associated documents received in relation to a proposed             32
                    development including the following:                                33
                     (i) home warranty insurance documents,                             34
                    (ii) construction certificates,                                     35
                   (iii) occupation certificates,                                       36
                   (iv) structural certification documents,                             37




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Schedule 5      Government Information (Public Access) Regulation 2009




                   (v) town planner reports,                                                1
                  (vi) submissions received on development applications,                    2
                 (vii) heritage consultant reports,                                         3
                (viii) tree inspection consultant reports,                                  4
                  (ix) acoustics consultant reports,                                        5
                   (x) land contamination consultant reports,                               6
             (b) records of decisions on development applications (including                7
                  decisions made on appeal),                                                8
             (c) a record that describes the general nature of the documents that           9
                  the local authority decides are excluded from the operation of this      10
                  clause by subclause (2).                                                 11

      (2)    This clause does not apply to so much of the information referred to in       12
             subclause (1) (a) as consists of:                                             13
             (a) the plans and specifications for any residential parts of a               14
                   proposed building, other than plans that merely show its height         15
                   and its external configuration in relation to the site on which it is   16
                   proposed to be erected, or                                              17
             (b) commercial information, if the information would be likely to             18
                   prejudice the commercial position of the person who supplied it         19
                   or to reveal a trade secret.                                            20

      (3)    A local authority must keep the record referred to in subclause (1) (c).      21

 4    Approvals, orders and other documents                                                22

             Information contained in the following records (whenever created) is          23
             prescribed as open access information:                                        24
              (a) applications for approvals under Part 1 of Chapter 7 of the LGA          25
                   and any associated documents received in relation to such an            26
                   application,                                                            27
             (b) applications for approvals under any other Act and any associated         28
                   documents received in relation to such an application,                  29
              (c) records of approvals granted or refused, any variation from local        30
                   policies with reasons for the variation, and decisions made on          31
                   appeals concerning approvals,                                           32
             (d) orders given under Part 2 of Chapter 7 of the LGA, and any                33
                   reasons given under section 136 of the LGA,                             34
              (e) orders given under the authority of any other Act,                       35
              (f) records of building certificates under the Environmental                 36
                   Planning and Assessment Act 1979,                                       37




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Government Information (Public Access) Regulation 2009                   Schedule 5




              (g)    plans of land proposed to be compulsorily acquired by the local      1
                     authority,                                                           2
              (h)    compulsory acquisition notices,                                      3
               (i)   leases and licences for use of public land classified as community   4
                     land.                                                                5




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