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This is a Bill, not an Act. For current law, see the Acts databases.


INDUSTRIAL RELATIONS AMENDMENT (INDUSTRIAL AGENTS) BILL 2002





                       New South Wales




Industrial Relations Amendment
(Industrial Agents) Bill 2002


Contents
                                                                  Page

         1 Name of Act                                              2
         2 Commencement                                             2
         3 Amendment of Industrial Relations Act 1996 No 17         2
  Schedule 1 Amendments                                             3
I certify that this PUBLIC BILL, which originated in the LEGISLATIVE ASSEMBLY, has
finally passed the LEGISLATIVE COUNCIL and the LEGISLATIVE ASSEMBLY of NEW
SOUTH WALES.

                                              Clerk of the Legislative Assembly.
                                              Legislative Assembly,
                                              Sydney,                       , 2002




                               New South Wales


Industrial Relations Amendment
(Industrial Agents) Bill 2002
Act No     , 2002



An Act to amend the Industrial Relations Act 1996 with respect to certain fee
agreements and industrial agents; and for other purposes.




I have examined this Bill, and find it to correspond in all respects with the Bill as
finally passed by both Houses.


                            Chairman of Committees of the Legislative Assembly.
Clause 1          Industrial Relations Amendment (Industrial Agents) Bill 2002




The Legislature of New South Wales enacts:

   1     Name of Act
             This Act is the Industrial Relations Amendment (Industrial Agents)
             Act 2002.

   2     Commencement
             This Act commences on a day or days to be appointed by
             proclamation.

   3     Amendment of Industrial Relations Act 1996 No 17
             The Industrial Relations Act 1996 is amended as set out in Schedule 1.




Page 2
Industrial Relations Amendment (Industrial Agents) Bill 2002

Amendments                                                               Schedule 1




Schedule 1            Amendments
                                                                             (Section 3)


 [1]    Sections 90A and 90B

        Insert after section 90:

        90A     Industrial agent must not represent an applicant or employer in
                proceedings unless there are reasonable prospects of success
                 (1) In this section:
                     compensation order means an order for compensation under
                     section 89 (5).
                     compensation proceedings means proceedings under this Part
                     in which a compensation order is sought (whether or not any
                     other order is sought in addition to or as an alternative to the
                     compensation order).
                 (2) An industrial agent must not represent an applicant in
                     compensation proceedings unless the industrial agent has filed
                     a certificate with the Industrial Registrar certifying that the
                     industrial agent has reasonable grounds for believing, on the
                     basis of provable facts, that the applicant's claim in the
                     proceedings has reasonable prospects of success.
                 (3) An industrial agent must not represent an employer in
                     compensation proceedings unless the industrial agent has filed
                     a certificate with the Industrial Registrar certifying that the
                     industrial agent has reasonable grounds for believing, on the
                     basis of provable facts, that the employer's response to the
                     claim in the proceedings has reasonable prospects of success.
                 (4) A fact is provable only if the industrial agent reasonably
                     believes that the material then available to him or her provides
                     a proper basis for alleging that fact.
                 (5) A claim has reasonable prospects of success if there are
                     reasonable prospects of the Commission making the
                     compensation order or, if the compensation order is sought in
                     addition to or as an alternative to another order, any of the other
                     orders sought.


                                                                                 Page 3
                 Industrial Relations Amendment (Industrial Agents) Bill 2002

Schedule 1       Amendments




              (6) A response has reasonable prospects of success if there are
                  reasonable prospects of the Commission refusing to make the
                  compensation order or, if the compensation order is sought in
                  addition to or as an alternative to another order, any of the other
                  orders sought.
              (7) This section does not apply to any service provided as a
                  preliminary matter for the purpose of a proper and reasonable
                  consideration of whether a claim or response has reasonable
                  prospects of success.
              (8) If the Commission hearing proceedings under this Part finds
                  that the facts established by the evidence before the
                  Commission do not form a basis for a reasonable belief that the
                  claim or the response had reasonable prospects of success,
                  there is a presumption for the purposes of this section that
                  industrial agent services provided on the claim or the response
                  (as appropriate) were provided without reasonable prospects of
                  success.
              (9) A presumption arising under this section is rebuttable and an
                  industrial agent who seeks to rebut it bears the onus of
                  establishing that at the time industrial agent services were
                  provided there were provable facts (as provided by
                  subsection (2) and (3)) that provided a basis for a reasonable
                  belief that the claim or the response on which they were
                  provided had reasonable prospects of success.
             (10) An industrial agent may, for the purpose of establishing that at
                  the time industrial agent services were provided there were
                  provable facts (as provided by subsection (2) and (3)) that
                  provided a basis for a reasonable belief that the claim or the
                  response on which they were provided had reasonable
                  prospects of success, produce information or a document
                  despite any duty of confidentiality in respect of a
                  communication between the industrial agent and a client, but
                  only if:
                  (a)     the client is the client to whom the industrial agent
                          services were provided or consents to its disclosure, or
                  (b)     the Commission is satisfied that it is necessary for the
                          industrial agent to do so in order to rebut a presumption
                          arising under this section.


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Industrial Relations Amendment (Industrial Agents) Bill 2002

Amendments                                                                Schedule 1




        90B     Extinguishment of rights and liabilities
                      A payment made after the commencement of this section in
                      compliance with an order under this Part or any other
                      agreement between the applicant and employer in relation to
                      proceedings under this Part does not extinguish any right given,
                      or liability imposed, on an applicant or employer by the order
                      or agreement unless the payment is made:
                      (a)     directly to the applicant or employer, or
                      (b)     to an industrial organisation on behalf of the applicant
                              or employer, or
                      (c)     to a practising legal practitioner on behalf of the
                              applicant or employer, or
                      (d)     to another person in accordance with the directions of
                              the Commission.

 [2]    Section 166 Representation of parties

        Insert "or an agent who is an industrial agent" after "practising legal
        practitioner" in section 166 (2).

 [3]    Section 181 Costs

        Insert after section 181 (2) (c):
                      (c1)     the Commission may award costs against an industrial
                               agent representing an applicant or employer in
                               proceedings under Part 6 of Chapter 2 if:
                               (i)    the industrial agent fails to file a certificate as
                                      required by section 90A, or
                               (ii)   the Commission finds that the industrial agent
                                      has filed a certificate under that section
                                      certifying that the agent has reasonable grounds
                                      for believing, on the basis of provable facts, that
                                      the applicant's claim or employer's response to
                                      the claim had reasonable prospects of success
                                      when the agent did not have reasonable grounds
                                      for believing, on the basis of provable facts, that
                                      it had reasonable prospects of success, or



                                                                                  Page 5
                   Industrial Relations Amendment (Industrial Agents) Bill 2002

Schedule 1         Amendments




 [4]     Section 181A

         Insert after section 181:

         181A   Obligation to disclose costs to clients and Commission
                (1) An industrial agent who represents a client in proceedings
                    before the Commission must disclose to the client and the
                    Commission in accordance with this section the basis of the
                    costs of any industrial agent services provided by him or her in
                    the proceedings.
                (2) The following matters are to be disclosed to the client and the
                    Commission:
                    (a)    the amount of the costs, if known,
                    (b)    if the amount of the costs is not known, the basis of
                           calculating the costs,
                    (c)    the billing arrangements,
                    (d)    any other matter required to be disclosed by the
                           regulations.
                (3) A disclosure under the section is to be made at or before the
                    commencement of the proceedings in which the industrial
                    agent is representing the client.
                (4) A disclosure under this section must be made in writing and be
                    expressed in clear plain language.
                (5) The disclosure may be made separately or in a costs agreement
                    or in any other contract relating to the representation of the
                    client in the proceedings.
                (6) A disclosure is not required to be made under this section when
                    it would not be reasonable to require it.
                (7) The regulations may make provision for or with respect to:
                    (a)   the information to be disclosed under this section, and
                    (b)   when it would not be reasonable to require a disclosure
                          to be made under this section.
                (8) If an industrial agent fails to make a disclosure to a client in
                    accordance with this section of the matters required to be
                    disclosed by this section in relation to costs, the client need not
                    pay the costs of the representation.

Page 6
Industrial Relations Amendment (Industrial Agents) Bill 2002

Amendments                                                               Schedule 1




                 (9) An industrial agent who fails to make a disclosure in
                     accordance with this section of the matters required to be
                     disclosed by this section in relation to costs may not maintain
                     proceedings for the recovery of the costs.
               (10) In this section:
                    costs agreement means an agreement between a party to
                    proceedings before the Commission (the client) and an
                    industrial agent as to the costs of representing the party in the
                    proceedings.

 [5]    Section 406A

        Insert after section 406:

       406A     Costs agreements
                 (1) In this section:
                     costs agreement means an agreement between a party to
                     proceedings under this Act (the client) and an industrial agent
                     or other person (not being a legal practitioner) as to the costs of
                     representing the party in the proceedings.
                 (2) A costs agreement may not provide that costs are to be
                     determined as a proportion of, or are to vary according to, the
                     amount recovered in any proceedings to which the agreement
                     relates.
                 (3) If an industrial agent or other person (not being a legal
                     practitioner) enters a costs agreement that contains a provision
                     referred to in subsection (2) with a client:
                     (a)     the client need not pay the costs of the representation,
                             and
                     (b)     the industrial agent or person may not maintain
                             proceedings for the recovery of the costs.

 [6]    Schedule 4 Savings, transitional and other provisions

        Insert at the end of clause 2 (1):
                      Industrial Relations Amendment (Industrial Agents) Act 2002




                                                                                 Page 7
                   Industrial Relations Amendment (Industrial Agents) Bill 2002

Schedule 1         Amendments




 [7]     Schedule 4

         Insert after clause 17A:

         17B    Industrial agents
                      Section 90A (as inserted by the Industrial Relations
                      Amendment (Industrial Agents) Act 2002) does not apply to or
                      in respect of proceedings that were commenced before the
                      commencement of that section.

 [8]     Schedule 4

         Insert before clause 22:

         21A    Representation of parties
                      Section 166 (2) (as amended by the Industrial Relations
                      Amendment (Industrial Agents) Act 2002) does not apply to or
                      in respect of conciliation proceedings that were commenced
                      before the commencement of the amendment.

 [9]     Schedule 4

         Insert after clause 31:

         31A    Costs agreements
                      Sections 181A and 406A (as inserted by the Industrial
                      Relations Amendment (Industrial Agents) Act 2002) do not
                      apply to or in respect of proceedings that were commenced
                      before the commencement of those sections.




Page 8
Industrial Relations Amendment (Industrial Agents) Bill 2002

Amendments                                                            Schedule 1




[10]    Dictionary

        Insert in alphabetical order:
                     industrial agent means a person (other than a legal practitioner
                     or an employee or officer of an industrial organisation) who
                     represents a party in proceedings before the Commission for
                     fee or other reward.
                     industrial agent service means any service performed by a
                     person in the person's capacity as an industrial agent.




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