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Commercial Passenger Vehicle Industry Amendment (Further Reforms) Bill 2017

Commercial Passenger Vehicle Industry
   Amendment (Further Reforms)
             Bill 2017

                         Introduction Print


               EXPLANATORY MEMORANDUM


                                  General
The Commercial Passenger Vehicle Industry Amendment (Further Reforms)
Bill 2017 provides for and supports the implementation of the second stage of
reforms to the commercial passenger vehicle industry announced by the
Government on 23 August 2016.
The main purpose of the Bill is to establish a new and modern regulatory
regime for commercial passenger vehicles that focuses on safety and the
provision of consumer protections.
The Bill effectively replaces the existing regulatory scheme for taxi-cabs and
hire cars that is specified in Part VI of the Transport (Compliance and
Miscellaneous) Act 1983.
The Bill achieves this by inserting new parts in the Commercial Passenger
Vehicle Industry Act 2017 (the Principal Act) which--
         •     establish a new safety duties scheme for the commercial
              passenger vehicle industry to clarify industry accountability for
              safety and help improve the safety of passengers and drivers;
         •     enable regulations to be made to provide protections to
              consumers of commercial passenger vehicle services following
              changes to enable service providers to set fares for those
              services;
         •     establish a registration scheme for all commercial passenger
              vehicles;




581373                                1     BILL LA INTRODUCTION 18/10/2017

 


 

• re-enact provisions in the current regulatory scheme essential for the future regulation of commercial passenger vehicle services, including-- • the accreditation of all drivers of commercial passenger vehicles; • the registration of booking service providers; • establishing authorised officers and providing for compliance and investigation powers for the regulator and authorised officers; • powers for the regulator to take administrative actions and provide affected parties with review rights; • the public register of permission holders; and • provisions relating to the general administration of the Principal Act including regulation making powers. The regulator is the Taxi Services Commission, which, under the Bill, is renamed the Commercial Passenger Vehicle Commission (the regulator). The Bill makes a range of amendments to other Acts that are consequential to the commercial passenger vehicle reforms provided for in the Bill. Commercial Passenger Vehicle Safety Principles and Duties The Bill imposes a new regime of best practice safety regulation for the commercial passenger vehicle industry. The Bill imposes a safety duties scheme on the commercial passenger vehicle industry, including the owners of commercial passengers vehicles, booking service providers, persons who have control over the provision of commercial passenger vehicles, and suppliers of services and equipment to owners of commercial passenger vehicles. Duty holders will be required to ensure the safety of commercial passenger vehicle services, so far as is reasonably practicable. A duty is also imposed on the driver of a commercial passenger vehicle to take reasonable care for their own safety. The Bill outlines the principles of commercial passenger vehicle safety, including principles relating to shared responsibility, accountability for managing safety risks, enforcement, timeliness and transparency, participation, consultation and involvement of all affected persons. 2

 


 

The Bill specifies that the concept of ensuring safety, so far as is reasonably practicable, relates to the elimination or reduction of risks to safety. In addition, the Bill provides guidance as to what is reasonably practicable in relation to ensuring safety. The Bill provides for the making of codes of practice to provide practical guidance to the commercial passenger vehicle industry on how to comply with the safety duties. Compliance with a code of practice is not mandatory, but, a duty holder will be taken to have complied with their duty if a code of practice is complied with. Fare Flexibility and Consumer Protections The Bill will change the system of fare regulation for commercial passenger vehicle services. The Bill will repeal the maximum fare regulation scheme that applies to taxi-cabs in the Metropolitan Melbourne Zone and the Urban and Large Regional Zone. Under existing arrangements, the Essential Services Commission sets maximum fares for taxi services. The Bill will repeal price notification system that applies to Regional Zone and Country Zone taxi-cabs. The Bill does not make changes to the regulation of fares for hire car services, as such fares are currently not regulated. The changes made by the Bill will enable the commercial passenger vehicle industry to set their own fares. The Bill provides for a range of consumer protections to support the transition to a system of flexible fares for commercial passenger vehicle services. The Bill enables the regulator to monitor fares for all commercial passenger vehicle services. The regulator will be required to publish an annual report on its fare monitoring activity and an analysis of the impact of fares on consumer outcomes. The regulator will also monitor the impact of the $1 per trip levy on fares, established by Part 2 of the Principal Act (to be renumbered as Part 11 by clause 16 of the Bill). The Bill contains heads of power to make regulations to provide consumer protections for users of commercial passenger vehicle services. Examples of regulations that could be made include-- 3

 


 

• regulations which require booking service providers, providers of commercial passenger vehicle services, or the driver--as the case may be--to provide an estimate of a fare to the hirer before the trip commences; • requirements for service providers to use a meter or a fare calculation device (e.g. a smartphone app) when complex fare rates or schedules are used (i.e. when the total amount of the fare is not fixed or agreed to before the trip commences); • regulations which require fares or hiring rates to be prominently displayed--either inside or outside of the vehicle used to provide the service--or otherwise made available to the hirer of the vehicle (e.g. on the website of the provider); and • regulations which prescribe the standard to which fare information provided to hirers must adhere to, or prescribe the information that must be provided. Registration of Commercial Passenger Vehicles The Bill establishes a new scheme for the registration of commercial passenger vehicles. The scheme imposes a requirement to register a vehicle used to provide a commercial passenger vehicle service. The Bill makes it an offence for a provider of a commercial passenger vehicle service to provide a service if that vehicle is not registered. In addition, the Bill makes it an offence for a booking service provider to provide a booking service involving an unregistered vehicle. This offence makes a booking service provider accountable for the service provided. Re-enacting components of the existing regulatory framework The Bill will re-enact several provisions from the Transport (Compliance and Miscellaneous) Act 1983. All drivers of commercial passenger vehicles (persons who provide a commercial passenger vehicle service as the driver of the vehicle) will be required to hold a driver accreditation and undergo initial and weekly criminal background checks and medical checks as required by the regulator. The Bill enables a driver accreditation to remain in effect until it is cancelled by the regulator or surrendered, which is longer than the current three year maximum. 4

 


 

All providers of booking services will need to register as a booking service provider with the regulator. The Bill simplifies the process to register by providing the regulator with discretion to register if the responsible person of the booking service provider is a "fit and proper person". Surcharges for credit cards and other non-cash payment methods in commercial passenger vehicles will continue to be regulated alongside the Reserve Bank of Australia's surcharge scheme (the RBA scheme). Legislative provisions ensure that the Victorian scheme does not overlap with the RBA scheme. The Essential Services Commission will continue to have power to determine the maximum surcharge (currently set at five per cent). The regulator will continue to have powers to determine conditions implied in all driver agreements (also known as bailment agreements) between owners of vehicles and drivers of commercial passenger vehicles. The regulator will monitor industry developments to determine whether it is necessary to set implied conditions in such agreements as the reforms are implemented. The Bill provides a range of compliance monitoring and investigation powers for the regulator and authorised officers. The Bill provides the regulator and authorised officers appointed under the Principal Act with the powers necessary to monitor compliance with and enforce the new requirements under the amended Act, particularly the new commercial passenger vehicle safety duties scheme. The Bill also provides for powers for the regulator to take administrative actions and provide affected parties with review rights. The Bill re-enacts the provisions for the public register of commercial passenger vehicle industry participants, which will be referred to as the register of permission holders. The regulator will continue to maintain a public register to enable the community to access information on the industry, such as the status of a driver's accreditation or whether certain vehicles or booking service providers are registered. The Bill also provides for provisions and powers necessary for the administration of the new regulatory scheme, including regulation making powers, regulatory fees, inquiry powers, and information collection, gathering and sharing powers. 5

 


 

Repeal of the existing regulatory regime The Bill will repeal the existing regulatory scheme for commercial passenger vehicles in Part VI of the Transport (Compliance and Miscellaneous) Act 1983. All taxi and hire car licences will be abolished. The Bill will deem all holders of taxi and hire car licences to have registered the motor vehicle, to which the licence relates, under the Principal Act. Taxi zones established under the Transport (Compliance and Miscellaneous) Act 1983 will abolished. Providers of commercial passenger vehicle services will be permitted to provide those services anywhere in the State. Not all of Part VI of the Transport (Compliance and Miscellaneous) Act 1983 will be repealed. The accreditation scheme for drivers of buses used to provide commercial bus services, commercial minibus services, and local bus services will remain in the Transport (Compliance and Miscellaneous) Act 1983. This means that bus drivers will continue to be regulated under that Act. Amendments to other Acts The Bill amends several other Victorian Acts to reflect the changes made by the Bill to the commercial passenger vehicle regulatory framework. The Bill amends the Road Safety Act 1986 to provide that all drivers using a motor vehicle to provide commercial passenger vehicle services must have a 0*00 blood alcohol concentration when providing those services. The Bill amends the Transport Integration Act 2010 to-- • change the name of the Taxi Services Commission to the Commercial Passenger Vehicle Commission; and • make changes to Commission's functions and powers to enable effective and efficient regulation of the commercial passenger vehicle industry. Overview of the Bill The following sections provide an overview of the content of the Bill. The Commercial Passenger Vehicle Industry Amendment (Further Reforms) Bill 2017 is divided into 4 Parts and contains one Schedule. Part 1 of the Bill deals with preliminary matters. 6

 


 

Part 2 of the Bill amends the Principal Act-- • to provide for new definitions necessary in the new regulatory framework; and • to insert new Parts and Schedules necessary for the future regulation of commercial passenger vehicle services; and • to renumber existing provisions in that Act. Part 3 of the Bill makes consequential amendments to other Acts of Parliament, including-- • the Bus Safety Act 2009; • the Duties Act 2000; • the Environment Protection Act 1970; • the Essential Services Commission Act 2001; • the Liquor Control Reform Act 1998; • the Ombudsman Act 1973; • the Public Administration Act 2004; • the Road Safety Act 1986; • the Taxation Administration Act 1997; • the Transport (Compliance and Miscellaneous) Act 1983; • the Transport Integration Act 2010; and • the Workplace Injury Rehabilitation and Compensation Act 2013. Part 4 of the Bill provides for the repeal of the Amending Act. Schedule 1 of the Bill makes consequential amendments provided for by Part 3 of the Bill. 7

 


 

Clause Notes Part 1--Preliminary Clause 1 sets out the main purpose of the Bill, which is to amend the Commercial Passenger Vehicle Industry Act 2017-- • to provide for a new regulatory framework for the regulation of the commercial passenger vehicle industry in Victoria, including-- • new safety duties for commercial passenger vehicle industry participants; and • registration schemes for commercial passenger vehicles and booking service providers; and • an accreditation scheme for drivers of commercial passenger vehicles; and • certain protections to-- • consumers of commercial passenger vehicle services; and • drivers of commercial passenger vehicles; and • to re-enact, with modifications, certain provisions of the Transport (Compliance and Miscellaneous) Act 1983 for the purpose of the new regulatory framework referred to above; and • to make consequential amendments to the Transport (Compliance and Miscellaneous) Act 1983 and other Acts, including amendments to the Transport (Compliance and Miscellaneous) Act 1983 that will have the effect of enabling providers of commercial passenger vehicles services and booking services to set fares in relation to the provision of commercial passenger vehicle services under the new regulatory framework referred to above. Clause 2 provides for the commencement of the Bill. Subclause (1) provides that, subject to subsection (2), the Bill comes into operation on a day or days to be proclaimed. 8

 


 

Subclause (2) provides that if a provision of the Bill does not come into operation before 7 July 2018, it comes into operation on that day. Clause 3 provides that, in the Bill, the Commercial Passenger Vehicle Industry Act 2017 is called the Principal Act. Part 2--Amendment of Commercial Passenger Vehicle Industry Act 2017 Part 2 of the Bill makes changes to the Principal Act to provide for the new framework for the regulation of commercial passenger vehicles. The Bill achieves this by repealing existing spent provisions in the Principal Act, inserting new provisions in that Act, and renumbering those provisions. Clause 4 repeals Parts 3 and 4 of the Principal Act. Parts 3 and 4 of that Act as originally enacted provided for amendments to the Transport (Compliance and Miscellaneous) Act 1983 and other Acts. Clause 5 substitutes the purposes section of the Principal Act. The new purpose of the Principal Act is different to the purpose of the Bill as it reflects the new framework for the regulation of commercial passenger vehicles contained in the amended Principal Act. Clause 5 provides that the main purposes of the Act are-- • to provide for a new regulatory framework for the regulation of the commercial passenger vehicle industry in Victoria, including-- • new safety duties for commercial passenger vehicle industry participants; and • registration schemes for commercial passenger vehicles and booking service providers; and • an accreditation scheme for drivers of commercial passenger vehicles; and • certain protections for-- • consumers of commercial passenger vehicle services; and • drivers of commercial passenger vehicles; and 9

 


 

• to impose a levy on the carrying out of commercial passenger vehicle service transactions-- • to recover the cost of transitional assistance provided to certain participants in the commercial passenger vehicle industry; and • to partly fund the regulation of the commercial passenger vehicle industry. Clause 6 amends section 2 of the Commercial Passenger Vehicle Industry Act 2017. Clause 6(1) amends the default commencement date for the Commercial Passenger Vehicle Industry Act 2017. The new default commencement date is 1 July 2018. This change is necessary to enable the commercial passenger vehicle service levy (Part 2 of that Act) to commence on the first day of a quarter, in the event of the default commencement of Part 2 of that Act. Clause 6(2) inserts a foot note at the foot of section 2 of the Commercial Passenger Vehicle Industry Act 2017, which contains commencement provisions, to explain that, as a result of the Bill, Parts 3 and 4 of the Commercial Passenger Vehicle Industry Act 2017 were repealed after they came into force and section 20 of that Act, which deals with regulations, was repealed and re-enacted as part of section 289. Clause 7 provides for new definitions to be inserted into the Commercial Passenger Vehicle Industry Act 2017, including the following key definitions-- authorised officer means a person appointed under section 125; booking service provider means a person who provides a booking service; category 1 offence means an offence listed in new Part 1 of new Schedule 1, inserted by clause 20 of the Bill; category 2 offence means an offence listed in new Part 2 of new Schedule 1, inserted by clause 20 of the Bill; category 3 offence means an offence listed in new Part 3 of new Schedule 1, inserted by clause 20 of the Bill; 10

 


 

commercial passenger vehicle safety means safety associated with the provision of commercial passenger vehicle services; compliance and investigative purposes means purposes related to ascertaining whether an industry law has been or is being complied with; costs incurred in making the journey includes-- • fuel costs; and • maintenance costs; and • parking costs; and • insurance costs; and • vehicle depreciation; disqualifying offence means a category 1 offence, a category 2 offence or a category 3 offence; drive, in relation to a motor vehicle, includes being in control of the vehicle; driver accreditation means an accreditation under new Part 5 of the Principal Act; driver agreement means an agreement made between the owner of a commercial passenger vehicle and another person (the driver) under which the driver is permitted to have possession of the commercial passenger vehicle for the purpose of driving it but does not include an agreement for the purchase of the vehicle or a contract of employment or of service; industry law means-- • the Principal Act; or • regulations made under the Principal Act; or • section 81, 82, 83 or 83A of the Crimes Act 1958 but only in respect of conduct that constitutes or could constitute a contravention of any of those sections that arises out of-- • arranging, procuring or providing a commercial passenger vehicle service; or • processing or failing to process a payment for a commercial passenger vehicle service; or 11

 


 

• making or failing to make a payment under a driver agreement; or • imposing a non-cash payment surcharge; or • section 324 of the Crimes Act 1958 (which provides that persons involved in commission of an offence are taken to have committed the offence) to the extent that it relates to-- • an offence against the Principal Act or the regulations; or • an offence against a provision referred to in section 81, 82, 83 or 83A of the Crimes Act 1958 constituted by conduct referred to in relation to those offences set out above; • the rules made under section 95D of the Road Safety Act 1986 as applying in relation to commercial passenger vehicle services (e.g. the Road Safety Road Rules 2017); or • regulations made under the Road Safety Act 1986 for the purposes of item 34 of Schedule 2 to that Act as those regulations apply in relation to commercial passenger vehicle services; industry premises has the meaning given in new section 3B of the Principal Act (to be renumbered as section 5, see clause 14 of the Bill); monitoring, compliance and enforcement policy means the policy referred to in new section 275 of the Principal Act; non-cash payment processing device means a device-- • used, or intended to be used, to process a non-cash payment transaction; or • that enables a non-cash payment transaction to be processed; (Examples of non-cash payment processing devices (an EFTPOS machine, a smartphone or a computer tablet) are given.) non-cash payment processing service means a service that facilitates the processing of a non-cash payment transaction but does not include a service relating to a fee or charge imposed in 12

 


 

respect of the use of a credit card, charge card or debit card levied-- • by a participant in a designated payment system within the meaning of the Payment Systems (Regulation) Act 1998 of the Commonwealth and is of a kind covered by a standard in force under section 18 of that Act; or • by a person who acts consistently with a voluntary undertaking given by the person to, and accepted by, the Reserve Bank of Australia; non-cash payment surcharge--this definition refers to the meaning given in new section 112 of the Principal Act; non-cash payment transaction means the payment, other than by cash, of any amount due in respect of the hiring of a commercial passenger vehicle; owner of a commercial passenger vehicle includes-- • a joint owner of the vehicle; and • any person who has use of the vehicle under a hiring or hire-purchase agreement; and • any person in whose name the vehicle is registered under the Road Safety Act 1986 or a corresponding law of another State or a Territory-- but does not include an unpaid vendor of the vehicle under a hire-purchase agreement; permission means-- • a commercial passenger vehicle registration under new Part 3 of the Principal Act; or • a booking service provider registration under new Part 4 of the Principal Act; or • a driver accreditation; permission holder means-- • a person in whose name a commercial passenger vehicle is registered under new Part 3 of the Principal Act; or 13

 


 

• a registered booking service provider; or • an accredited driver; provider of an unbooked commercial passenger vehicle service means-- • the owner of the commercial passenger vehicle used in the provision of the service (relevant vehicle) if the driver of the relevant vehicle is an employee of the owner; or • in any other case, the driver of the relevant vehicle; prescribed amount of a non-cash payment surcharge is-- • the maximum amount of the surcharge as determined by the ESC under new Division 3 of Part 6 of the Principal Act; or • until the first such determination, 5% of the amount that would be payable in respect of the hiring to which the surcharge relates if that amount were paid in cash; public care objective--this definition refers to the meaning given in new section 69 of the Principal Act; registered booking service provider means a person registered under new Part 4 of the Principal Act; regulator means the Commercial Passenger Vehicle Commission established by section 115B of the Transport Integration Act 2010; relevant person, in relation to an applicant for registration under new Part 4 or a registered booking service provider, means-- • if the applicant or provider is an individual, each manager of the applicant or provider; or • if the applicant or provider is a partnership, each partner and each manager of the applicant or provider; or • if the applicant or provider is an unincorporated body or association other than a partnership, each member of the committee of management, and each manager, of the body or association; or 14

 


 

• if the applicant or provider is a company, a co-operative or an incorporated association, each officer and each manager of the company, co-operative or incorporated association; or • if the applicant or provider is a body corporate other than a company, co-operative or incorporated association, each officer and each manager of the body corporate; responsible person, in relation to an applicant for registration or a registered booking service provider, means-- • if the applicant or registered person is an individual, the applicant or registered booking service provider; or • in any other case, a relevant person nominated by the applicant or registered booking service provider as the responsible person; retention period, in relation to a thing seized under new Part 7 of the Principal Act, means a period of 90 days after the seizure of the thing; Subclause (2) substitutes new definitions for commercial passenger vehicle and commercial passenger vehicle service. Subclause (2) provides that in section 3(1) of the Principal Act, commercial passenger vehicle means a motor vehicle registered under new Part 3 of that Act, and commercial passenger vehicle service has the meaning given in new section 3A of that Act (new section 3A is to be renumbered as section 4, see clause 14 of the Bill). Subclause (2) also clarifies that the definition of motor vehicle in the Principal Act does not include a bus used to provide a bus service, and repeals the definition of TSC in that Act. Subclause (3) repeals section 3(2) of the Principal Act. That subclause is being re-enacted as the new definition of provider (of an unbooked commercial passenger vehicle service). Clause 8 inserts new sections 3A and 3B in the Principal Act (to be renumbered as sections 4 and 5, see clause 14 of the Bill) to provide for the meaning of commercial passenger vehicle service and industry premises in that Act. 15

 


 

New section 3A (to be renumbered as section 4, see clause 14 of the Bill) provides that commercial passenger vehicle service is the carriage, for a fare or other consideration, of one or more passengers in a motor vehicle on a journey that begins in Victoria and ends at one or more destinations, whether in or outside Victoria. Commercial passenger vehicle service also includes driving or being in charge or a motor vehicle while being available to provide that service, and driving a motor vehicle to collect a passenger to provide that service. However, charitable passenger services and vehicle pooling services, and driving while available to provide those services or to collect a passenger for those services, are not commercial passenger vehicle services. The driving of a vehicle in connection with an ambulance service or for the purpose of a non-emergency patient transport service is also not a commercial passenger vehicle service. New section 3B (to be renumbered as section 5, see clause 14 of the Bill) provides that industry premises are a building or facility used in connection with the provision of-- • a commercial passenger vehicle service; or • a booking service; or • a non-cash payment processing service. New section 3B(2) provides that residential premises are not industry premises. Clause 9 inserts new sections 5A to 5C in the Principal Act to explain the meaning of persons charged with an offence and charges not finally disposed of, and to provide for the objectives of that Act following the commencement of amendments made by the Bill. (Sections 5A, 5B and 5C will be renumbered as sections 8, 9 and 10, see clause 14 of the Bill). New section 5A (to be renumbered as section 8, see clause 14 of the Bill) explains the meaning of persons charged with an offence when used in the Act. A reference to a person who has been charged with an offence is a reference to a person-- • against whom an indictment has been filed for the offence; or 16

 


 

• against whom a charge-sheet charging the offence has been filed, whether or not either of the following has been issued or served-- • a summons to answer to the charge; or • a warrant to arrest the person. New section 5B (to be renumbered as section 9, see clause 14 of the Bill) explains the meaning of charges not finally disposed of when used in the Act. A reference to a charge that has not been finally disposed of is a reference to a charge that has not been finally dealt with by-- • being withdrawn or by the discontinuance of the prosecution; or • being dismissed by a court; or • the person charged being discharged by a court following a committal proceeding; or • the person charged being acquitted or found guilty of the offence that was the subject of the charge by a court; or • any other prescribed means. New section 5C (to be renumbered as section 10, see clause 14 of the Bill) sets out the objectives of the Principal Act, which are to promote-- • competition in the market for commercial passenger vehicle services; • commercial passenger vehicle safety (see clause 7 of the Bill which is inserting the definition for this term into section 3 of the Principal Act); • the effective management of safety risks arising out of the provision of commercial passenger vehicle services; • continuous improvement in the management of commercial passenger vehicle safety; • public confidence in the safety of commercial passenger vehicle services; 17

 


 

• the involvement of relevant stakeholders in commercial passenger vehicle safety; • a safety culture among persons who participate in the provision of commercial passenger vehicle services; • protections for users of commercial passenger vehicle services; and • transparency in transactions for the provision of commercial passenger vehicle services. Clause 10 inserts new section 6A and 6B in the Principal Act. (Sections 6A and 6B will be renumbered as sections 12 and 13, see clause 14 of the Bill). New section 6A (to be renumbered as section 12, see clause 14 of the Bill) provides that the Principal Act is transport legislation within the meaning of the Transport Integration Act 2010. The effect of this provision is that the regulator (the Commercial Passenger Vehicle Commission), as a transport body, must have regard to the transport system objectives and the decision making principles in that Act and, if it is a specified transport body in respect of a statement of policy principles made under that Act, must have regard to the specified policy principles which apply to it under that statement. New section 6B (to be renumbered as section 13, see clause 14 of the Bill) makes clear the interaction of the Principal Act with the Occupational Health and Safety Act 2004. This provision is required because the safety duties imposed on the commercial passenger vehicle industry under proposed new Part 2 (see clause 18 of the Bill) are similar to the general duties contained in the Occupational Health and Safety Act 2004. New subsection (1) provides that if a provision of the Occupational Health and Safety Act 2004 or the regulations applies to an activity in respect of which a duty is imposed under proposed new Division 3 of Part 2, the provision under the Occupational Health and Safety Act 2004 continues to apply, and must be observed in addition to new Division 3 of Part 2 and any regulations made for the purposes of that Division. 18

 


 

New subsection (2) provides that the Occupational Health and Safety Act 2004 or the regulations made under it prevail to the extent of the inconsistency with a provision of the Principal Act or the regulations. New subsection (3) provides that compliance with the Principal Act or the regulations made under the Act is not in itself a defence in any proceedings for an offence against the Occupational Health and Safety Act 2004 or the regulations made under that Act. New subsection (4) provides that evidence of a relevant contravention of the Principal Act or any regulations made under the Act is admissible in a proceeding for an offence against the Occupational Health and Safety Act 2004 or regulations made under that Act. Clause 11 substitutes the penalty at the foot of section 14(1) and section 14(5) of the Principal Act. Section 14 is currently contained in Part 2 of the Act. Section 14 of the Act is to be renumbered as new section 240 and Part 2 of the Act is to be renumbered as Part 11 (see clauses 15 and 16 of the Bill). Clause 11(1) substitutes the penalty at the foot of section 14(1) so that the form of the penalty is consistent with the new penalties being inserted into the Act by the Bill. Clause 11(2) substitutes section 14(5) and the note at the foot of that subsection. New section 14(5) provides that, to avoid doubt, for the purposes of new section 215 of the Act, section 14(1) of the Act imposes a requirement on a permission holder who is liable to pay a levy to be registered. New section 215 of the Act provides for when the regulator may take disciplinary action. Clause 15 of the Bill will renumber section 14 of the Principal Act as section 240. The note under substituted section 14(5) of the Act explains that the regulator may suspend or revoke the permission of a permission holder who contravenes a requirement applying to the permission holder under new Part 11 of the Act (as renumbered). Clause 12 inserts new section 15A after section 15 of the Principal Act. New section 15A confers a power on the Commissioner of State Revenue to collect additional information. The purpose of this information is to assist the administration of any rebates that may apply for eligible commercial passenger vehicle trips. 19

 


 

New section 15A(1) provides that a person who is liable to pay a levy must provide the Commissioner of State Revenue information on the number of times commercial passenger vehicle services were provided during a return period in a geographic area or areas determined by the Commissioner of State Revenue. New section 15A(2) provides that the information is to be provided in a manner and form determined by the Commissioner and be provided at the same time as the person lodges a return. New section 15A will be renumbered as section 242 by clause 15 of the Bill. Clause 13 repeals section 20 of the Principal Act. The power to make regulations under the Act is being re-enacted in new section 289 of the Act. Clause 14 renumbers certain sections in Part 1 of the Principal Act. Clause 15 renumbers certain sections of the original Part 2 of the Principal Act, which is renumbered as new Part 11. Clause 16 renumbers the heading to the original Part 2 of the Principal Act. Part 11 is substituted for Part 2 in the heading to that Part. Clause 17 renumbers cross references in the definitions in section 3 and in sections 4 and 18 of the Principal Act. Clause 18 inserts new Parts 2 to 10 in the Principal Act. New Part 2 provides for safety principles and duties that apply in respect of the provision of commercial passenger vehicle services. This new Part imposes requirements and duties on persons involved in or related to the provision of commercial passenger vehicle services and booking services to ensure the safety of those services, so far as is reasonably practicable. The purpose of the new Part is to ensure the safety of passengers of motor vehicles used to provide commercial passenger vehicle services, drivers of motor vehicles used to provide commercial passenger vehicle services, and members of the public. 20

 


 

Part 2--Safety duties and principles New Part 2 consists of 4 Divisions. Division 1--Principles of commercial passenger vehicle safety Division 1 outlines the principles of commercial passenger vehicle safety. New section 16 outlines the principle of shared responsibility. New subsection (1) states that commercial passenger vehicle safety is the shared responsibility of-- • owners of motor vehicles used to provide commercial passenger vehicle services; and • drivers of motor vehicles used to provide commercial passenger vehicle services; and • booking service providers; and • persons who have control over the provision of commercial passenger vehicle services; and • suppliers of services and equipment to the commercial passenger vehicle industry; and • the regulator; and • members of the public. New subsection (2) states that the level and nature of responsibility that a person or a person within a class of person, referred to in new subsection (1) has for commercial passenger vehicle safety is dependent on-- • the nature of the risk to commercial passenger vehicle safety that the person creates from the carrying out of an activity or the making of a decision; and • the capacity that that person has to control, eliminate or mitigate that risk or any other risk to commercial passenger vehicle safety. New section 17 outlines the principle of accountability for managing safety risks. This section outlines that managing risks associated with the provision of commercial passenger vehicle services is the responsibility of the person best able to control the risk. 21

 


 

New section 18 outlines the principle of enforcement of this Act and the regulations. It states that enforcement of this Act and the regulations should be undertaken for the purpose of-- • protecting public safety; and • promoting improvement in commercial passenger vehicle safety; and • removing any incentive for unfair commercial advantage that might be derived from contravening the safety requirements under this Act or the regulations; and • influencing the attitude and behaviour of persons whose actions may have adverse impacts on commercial passenger vehicle safety. New section 19 outlines the principle of timeliness and transparency. It states that regulatory decision-making processes for the commercial passenger vehicle industry should be timely and transparent. New section 20 outlines the principle of participation, consultation and involvement of all affected persons. It states that the persons and classes of persons referred to in section 16(1) should-- • participate in or be able to participate in; and • be consulted on; and • be involved in-- the formulation and implementation of measures to manage risks to commercial passenger vehicle safety. New section 21 provides that the Parliament does not intend by Division 1 of Part 2 to create any legal right in any person nor give rise to any civil cause of action. Division 2--The concept of ensuring safety Division 2 relates to the concept of ensuring safety. New section 22 of Division 2 outlines the concept of ensuring safety. 22

 


 

New subsection (1) states that, to avoid doubt, a duty imposed on a person under this Act or the regulations to ensure safety, so far as is reasonably practicable, requires the person to-- • eliminate risks to safety so far as is reasonably practicable; and • if it is not reasonably practicable to eliminate risks to safety, to reduce those risks so far as is reasonably practicable. New subsection (2) states that, to avoid doubt, for the purposes of this Part, or regulations made for the purposes of this Part, regard must be had to the following matters in determining what is (or was at a particular time) reasonably practicable in relation to ensuring safety-- • the likelihood of the hazard or risk concerned eventuating; • the degree of harm that would result if the hazard or risk eventuated; • what the person concerned knows, or ought reasonably to know, about the hazard or risk and any ways of eliminating or reducing the hazard or risk; • the availability and suitability of ways to eliminate or reduce the hazard or risk; and • the cost of eliminating or reducing the hazard or risk. Division 3--Safety duties Division 3 relates to safety duties. This Division imposes general duties on a range of industry participants, being persons who have capacity to ensure the safety of commercial passenger vehicle services. The duty of ensuring the safety of commercial passenger vehicle services is subject to the qualification of so far as is reasonably practicable. New section 23 outlines the duties of owners of motor vehicles used to provide commercial passenger vehicle services. New subsection (1) states that an owner of a motor vehicle who knows, or ought reasonably to know, that the vehicle is being used, or is to be used, to provide commercial passenger vehicle services must, so far as is reasonably practicable, ensure those 23

 


 

services are provided safely. The maximum penalty for a contravention of this offence is 1800 penalty units for an individual and 9000 penalty units for a body corporate. New subsection (2) states that, without limiting new subsection (1), an owner contravenes that subsection if the owner fails to do any of the following-- • maintain the vehicle in a fit, serviceable and safe condition; • provide or maintain any equipment or systems used in the vehicle in accordance with the regulations; • provide sufficient information or instruction to the driver of the vehicle who is using it to provide commercial passenger vehicle services to enable that driver to provide the services safely. New subsection (3) provides that an offence against new subsection (1) is an indictable offence. New section 24 outlines the duties of booking service providers. New subsection (1) states that a booking service provider must, so far as is reasonably practicable, ensure commercial passenger vehicle services provided by an associated driver are provided safely. The maximum penalty for a contravention of this offence is 1800 penalty units for an individual and 9000 penalty units for a body corporate. New subsection (2) states that without limiting new subsection (1), a booking service provider contravenes that subsection if the booking service provider fails to do any of the following-- • identify and manage risks to safety associated with commercial passenger vehicle services provided by an associated driver; • acquire and maintain a database of the hazards or risks relating to the provision of commercial passenger vehicle services by associated drivers and the measures taken to eliminate or reduce the hazards or risks; • provide information, instruction, training or supervision to associated drivers to enable those drivers to provide commercial passenger vehicle services safely, including implementing systems or processes for-- 24

 


 

• the management of driver fatigue; and • drug and alcohol testing of drivers; and • the maintenance of commercial passenger vehicles; and • emergency management; and • driver behaviour, competency and medical fitness. New subsection (3) provides that an offence against new subsection (1) is an indictable offence. New subsection (4) defines associated driver for the purposes of this section. It states that an associated driver, in relation to a booking service provider, means a driver of a motor vehicle who provides commercial passenger vehicle services through booking services provided by the provider. New section 25 outlines the duties of persons who have control over the provision of commercial passenger vehicle services. New subsection (1) states that a person who has control over the provision of commercial passenger vehicle services, must, so far as is reasonably practicable, ensure those services are provided safely. The maximum penalty for a contravention of this offence is 1800 penalty units for an individual and 9000 penalty units for a body corporate. New subsection (2) provides that an offence against new subsection (1) is an indictable offence. New subsection (3) states that, for the purposes of section 25, a person who has control over the provision of commercial passenger vehicle services includes a person who would have control if not for any agreement purporting to limit or remove that control, and does not include a passenger. New section 26 outlines the duties of suppliers of services or equipment used in relation to the provision of commercial passenger vehicle services. New subsection (1) states that a person who supplies, installs, maintains, repairs or modifies any thing and knows, or ought reasonably to know, that the thing is used, or is to be used, in the provision of commercial passenger vehicle services must-- 25

 


 

• ensure, so far as is reasonably practicable, that the thing is safe when used for a purpose for which it was supplied, installed, maintained, repaired or modified; and • carry out, or arrange the carrying out, of such testing and examination as may be necessary for compliance with this section; and • in the case of a thing to which a person must ensure, so far as is reasonably practicable, that the thing is safe if it is used for a purpose for which it was supplied, installed, maintained, repaired or modified, that person must take such action as is necessary to ensure that there will be available in connection with the use of the thing adequate information about-- • the use for which the thing was supplied, installed, maintained, repaired or modified; and • the results of any testing or examination; and • any conditions necessary to ensure the thing is safe when used for a purpose for which it was supplied, installed, maintained, repaired or modified. The maximum penalty for a contravention of this offence is 1800 penalty units for an individual and 9000 penalty units for a body corporate. New subsection (2) provides that an offence against new subsection (1) is an indictable offence. New subsection (3) states that, for the purposes of new subsection (1), if the person who supplies the thing-- • carries on the business of financing the acquisition of the thing by customers; and • has, in the course of that business, acquired an interest in the thing solely for the purpose of financing its acquisition by a customer from a third person or its provision to a customer by a third person; and 26

 


 

• has not taken possession of the thing or has taken possession of it solely for the purpose of passing possession to that customer-- the reference in new subsection (1) to the person who supplies that thing is instead taken to be a reference to the third person. New subsection (4) states that this section does not apply to a person who designs, commissions, constructs or manufactures a motor vehicle. New subsection (5) clarifies that in this section the definition of supplies includes designs, commissions, constructs or manufactures. New section 27 outlines the duties of drivers providing commercial passenger vehicle services. New subsection (1) states that a driver of a motor vehicle who provides or will be providing commercial passenger vehicle services by means of the vehicle must-- • take reasonable care for the driver's own health and safety; and • take reasonable care for the health and safety of persons who may be affected by the driver's acts or omissions; and • co-operate with a booking service provider with respect to any action taken by the booking service provider to comply with a requirement imposed by or under the Principal Act or regulations made under it. The maximum penalty for a contravention of this offence is 1800 penalty units. New subsection (2) provides that an offence against new subsection (1) is an indictable offence. Division 4--Codes of practice Division 4 provides for the development and use of codes of practice. New section 28 relates to codes of practice. 27

 


 

New subsection (1) states that for the purposes of providing practical guidance to persons who may be placed under a duty by or under Division 3 of new Part 2, the Minister may, subject to section 32, approve one or more codes of practice. New subsection (2) states that a code of practice-- • may consist of any code, standard, rule, specification or provision relating to any aspect of commercial passenger vehicle service safety; and • may apply, incorporate or adopt any document formulated or published by any body or authority as in force at the time the code of practice is approved, or as amended, formulated or published from time to time. New subsection (3) allows for the approval of a code of practice to take effect on the day on which notice of the approval is published in the Government Gazette, or any later day specified in the notice. This section notes that a code of practice approved under this section is disallowable by either House of Parliament under section 35. New section 29 outlines how revisions can be made to approved codes of practice. Subject to new section 32, the Minister may approve any revision of the whole, or any part, of an approved code of practice or revoke the approval of a code of practice. The approval of a revision to an approved code of practice takes effect on the day on which notice of the approval of the revision is published in the Government Gazette, or on any later day specified in the notice. New section 30 relates to the revocation of approvals of codes of practice. This section states that approval of a code of practice ceases to have effect at the end of the day on which notice of the revocation of the approval is published in the Government Gazette, or on any later day specified in the notice. New section 31 relates to how approved codes of practice will be made available. The Minister is required to give the regulator a current copy of every approved code of practice; and a copy of every document applied, incorporated or adopted by an approved code of practice (in the form in which that document has effect in the approved code of practice). 28

 


 

The regulator is required by new section 31(2) to be make these documents available for inspection by members of the public without charge at the regulator's office during normal office hours and to publish them on the regulator's internet site. New section 32 requires the Minister to consult before approving a code of practice or a revision to a code of practice. Before the Minister approves a code of practice or any revision of the whole, or any part, of an approved code of practice under new section 28 or 29, the Minister must consult with persons or bodies that may be affected by the code of practice, or revision of an approved code of practice, to be approved. New section 33 outlines the effect of an approved code of practice. A person is not liable to any civil or criminal proceedings by reason only that the person has failed to observe any provision of an approved code of practice. The section notes that a person who complies with a compliance code may however, be taken to have complied with the Principal Act, under new section 34. New section 34 outlines the effect of compliance with regulations or approved codes of practice. If-- • the regulations or an approved code of practice make provision for or with respect to a duty or obligation imposed by the Principal Act or regulations made under it; and • a person complies with the regulations or the approved code of practice to the extent that it makes that provision-- the person is, for the purposes of the Principal Act or the regulations made under it, taken to have complied with the Principal Act or the regulations made under it in relation to that duty or obligation. New section 35 outlines the process for tabling and disallowance of a code of practice. The Minister is required to ensure that a copy of an approved code is laid before each House of the Parliament on or before the 6th sitting day after an approved code of practice is published in the Government Gazette. A failure to comply with this requirement does not affect the operation or effect of the code of practice but the Scrutiny of Acts and 29

 


 

Regulations Committee of the Parliament may report the failure to each House of the Parliament. New subsection (3) provides that a code of practice may be disallowed in whole or in part by either House of Parliament. New subsection (4) states that Part 5 of the Subordinate Legislation Act 1994 applies to a code of practice as if-- • a reference in that Part to statutory rule were a reference to a code of practice; and • a reference in section 23(1)(c) of that Act to section 15(1) were a reference to new subsection (1). New subsection (5) states that a reference to a code of practice in this section includes a reference to any amendment to, or revision of the whole or any part of, a code of practice. Part 3--Registration of commercial passenger vehicles New Part 3 provides for the registration of commercial passenger vehicles. Division 1--Preliminary New Division 1 of Part 3 sets out preliminary matters. New section 36 sets out the purpose of registration of motor vehicles as commercial passenger vehicles, which is to provide a method of establishing the identity of those vehicles and of who is using them to provide commercial passenger vehicle services. Division 2--Commercial passenger vehicle registration offences New Division 2 of Part 3 provides for offences relating to commercial passenger vehicle registration. New section 37 provides that it is an offence to drive a motor vehicle for the purpose of providing a commercial passenger vehicle service if the vehicle is not registered under new Part 2. However, this does not apply if the person driving the motor vehicle is an employee of the owner of that vehicle (the note at the foot of new section 37 explains that new section 38 provides that in those circumstances it is the owner who commits the offence). This offence carries a maximum penalty of 60 penalty units. 30

 


 

New section 38 provides that the owner of a motor vehicle commits an offence if-- • a person drives the motor vehicle for the purpose of providing a commercial passenger vehicle service; and • that person is an employee of the owner; and • the vehicle is not registered under new Part 3. This offence carries a maximum penalty of 60 penalty units in the case of an individual and 300 penalty units in the case of a body corporate. New section 39 provides that a person who provides a booking service commits an offence if a commercial passenger vehicle service is provided as a result of the provision of the booking service, and the motor vehicle used to provide the commercial passenger vehicle service is not registered under new Part 3. This offence carries a maximum penalty of 60 penalty units in the case of an individual and 300 penalty units in the case of a body corporate. Division 3--Commercial passenger vehicle registration New Division 3 of Part 3 provides for the application for registration, and the registration, of commercial passenger vehicles and related matters. New section 40 provides that the owner of a motor vehicle or a person who has the owner's permission may apply to the regulator to register the vehicle as a commercial passenger vehicle under new Part 3. New subsection (2) provides that an application for registration must be made in the manner and form approved by the regulator and must be accompanied by any information or thing required by the regulator and the application fee (if any). New subsection (3) provides that if the applicant is not the owner of the motor vehicle in respect of which registration is sought, the application must include the name of the owner. New section 41 enables the regulator to require an applicant who seeks to register a vehicle under new Part 3 to give further information or do a thing that the regulator reasonably requires in order to assess the application and to require the applicant to verify any statement or information. 31

 


 

New section 42 provides that the regulator must register a motor vehicle under new Part 3 if the regulator is satisfied that all the requirements in relation to the application and applicant under new Part 3 have been complied with. New section 43 enables the regulator to impose any conditions on a registration under new Part 3 that the regulator considers appropriate. If the regulator imposes a condition on the registration, the regulator is required to notify the person that they have a right to a review of the imposition of the conditions under new Part 12. Subsection (4) provides that a registration is also subject to prescribed conditions. New section 44 provides that a registration of a vehicle as a commercial passenger vehicle remains in effect until cancelled or surrendered. New section 45 provides for annual registration fees in relation to vehicle registration. A person in whose name the vehicle is registered is required to pay the appropriate annual registration fee determined by the regulator under new section 282 by the date specified by the regulator. The regulator is required to give written notice of the fee to be paid. The regulator is required to specify a date that is the due date for the fee that is not less than 10 business days after the giving of the notice. The regulator may cancel or suspend a registration if the person fails to pay the registration by this date. The decision to cancel or suspend a registration is not a reviewable decision under new Part 12. New section 46 provides that the regulator may vary or revoke a condition of, or impose new conditions on, a registration. New subsection (2) provides that before varying or revoking conditions of, or imposing new conditions on, a registration, the regulator must give the person in whose name a motor vehicle is registered under new Part 2 written notice of the proposed variation, revocation or imposition and the reasons for it, and allow the person to make written representations about the proposed action within 10 business days after being notified of it. The regulator and the person may agree to a different period in which the person may respond. New subsection (3) provides that new subsection (2) does not apply if the regulator considers it necessary to take immediate action in the interests of public safety. 32

 


 

New subsection (4) provides that the regulator must give the person written notice of the action taken to vary or revoke a condition imposed on a registration or to impose a new condition as soon as practicable after taking the action. New subsection (5) provides that the notice must include a statement of reasons for taking that action and notify the person that the person has a right to seek review of the regulator's decision under new Part 12. New section 47 provides that the person in whose name a vehicle is registered commits an offence if they do not comply with any conditions imposed on the registration of that vehicle including prescribed conditions. This offence carries a maximum penalty of 120 penalty units in the case of an individual and 600 penalty units in the case of a body corporate. New section 48 provides that the regulator may cancel the registration of a motor vehicle by giving written notice to the person in whose name the vehicle is registered. The registration may be cancelled if the regulator believes, on reasonable grounds, that the vehicle is no longer being used to provide a commercial passenger vehicle service or for any prescribed reason. The notice must include a statement of reasons for the cancellation and inform the person of the right to a review under new Part 12 of the decision to cancel the registration. A cancellation of registration has effect from the date specified in the notice of cancellation. New section 49 provides that a person in whose name a commercial passenger vehicle is registered may apply in writing to surrender the registration. New subsection (2) requires the regulator to consent to the surrender. New subsection (3) provides that the regulator may impose any condition on the grant of its consent that the regulator considers necessary to protect the interests of a third party. New subsection (4) provides that is an offence if the person does not comply with such a condition. The maximum penalty for a contravention of this offence is 20 penalty units. 33

 


 

Division 4--Miscellaneous New Division 4 of Part 3 contains offences relating to false representations in relation to registration, and failing to indicate that a vehicle is being used to provide a commercial passenger vehicle service. New section 50 provides that it is an offence to falsely represent that a motor vehicle is registered under new Part 3. This offence carries a maximum penalty of 30 penalty units in the case of an individual and 150 penalty units in the case of a body corporate. New section 51 provides that it is an offence to drive a commercial passenger vehicle for the purpose of providing a commercial passenger vehicle service if any thing that the regulations require to be displayed is not prominently displayed on the vehicle and clearly visible to any person approaching the vehicle. It is also an offence if a person drives a commercial passenger vehicle for the purpose of providing a commercial passenger vehicle service and a thing that the regulations require is not installed or operating in the vehicle in the manner that the regulations require. This offence carries a maximum penalty of 60 penalty units. Part 4--Registration of booking service providers New Part 4 provides for the registration of booking service providers. New Part 4 is a re-enactment of Division 4 of Part VI of the Transport (Compliance and Miscellaneous) Act 1983 with amendments. Division 4 of Part VI imposes a requirement on persons who provide a booking service to be accredited. New Part 4 requires persons who provide a booking service to be registered to provide that service. New Part 4 consists of 4 Divisions. Division 1--Preliminary New Division 1 of Part 4 provides for preliminary matters relating to the registration of booking service providers. 34

 


 

New section 52 provides for the purpose of registration. The purpose of registration is to-- • provide a method of establishing the identity of-- • the providers of booking services; and • the persons responsible for managing activities relating to the provision by those providers of those services; and • enable booking service providers to be regulated for reasons of public safety; and • ensure that booking service providers meet prescribed safety standards. Division 2--Booking service offences New Division 2 provides for offences. New section 53 makes it an offence if a person provides a booking service and is neither registered to provide that service nor exempted under the regulations from the requirement to be registered. This offence carries a maximum penalty of 240 penalty units in the case of an individual and 1200 penalty units in the case of a body corporate. New section 54 makes it an offence for a person to advertise or in any way hold themselves out as able or willing to provide a booking services unless registered to provide that service or exempted under the regulations from the requirement to be registered. This offence carries a maximum penalty of 240 penalty units in the case of an individual and 1200 penalty units in the case of a body corporate. New section 55 makes it an offence for a person to accept a request from an unregistered booking service provider. In this instance, a person commits an offence if-- • the person accepts a request from a booking service provider for a person to be provided with a commercial passenger vehicle service; and • the person knows, or ought reasonably to know, that the booking service provider is not registered under new Part 4 or exempted under the regulations from the requirement to be registered. 35

 


 

New subsection (2) makes various persons liable for an offence under new section 55(1) and sets out the penalties in certain circumstances. In the case of a booking service provider who is an individual, a penalty not exceeding 240 penalty units applies. In the case of a booking service provider who is a body corporate, a penalty not exceeding 1200 penalty units applies. In the case of a person who is an accredited driver, a penalty not exceeding 60 penalty units applies. In any other case, a penalty not exceeding 50 penalty units applies. New section 56 makes it an offence to falsely represent that a person is registered under new Part 4 or exempted under the regulations from the requirement to be registered. The penalty in the case of an individual is 30 penalty units. The penalty in the case of a body corporate is 150 penalty units. Division 3--Booking service provider registration New Division 3 of Part 4 provides for registration as a booking service provider and related matters. New section 57 provides that a person may apply to the regulator for registration under new Part 4 as a provider of a booking service. Applications for registration must be made in the manner and form determined by the regulator and be accompanied by-- • the fee (if any) for the application determined by the regulator under new section 282; and • evidence, as required by the regulations, that each relevant person in relation to the applicant, satisfies the requirements for registration; and • any other thing that is required by the regulations. For applications by a person that is not an individual, the applicant is required to nominate a relevant person as the responsible person in relation to the applicant. New subsection (3) states that the regulator may require any one or more of the following in relation to an application-- • the applicant to do a thing specified by the regulator that the regulator reasonably requires to assess the application; or 36

 


 

• verification, by a statutory declaration, of any statement made or information given for the purposes of the application; • the applicant to give further information for the purpose of the application. New subsection (4) states that any further information supplied by the applicant under new subsection (3)(c) must be-- • if the regulations so provide, signed in accordance with the regulations; and • declared by each signatory to be true and correct. New subsection (5) provides that in the case of an application by a person that is not an individual, the regulator is entitled to communicate with the relevant person nominated by the applicant. New section 58 outlines how an application for registration as a booking service provider is determined. The regulator must approve an application for registration if satisfied that the applicant-- • is a fit and proper person to be registered; and • has complied with the application requirements under new Part 4. In the event that the regulator is not satisfied about the matters listed in new section 58(1), they regulator must refuse the application. New section 59 outlines what the regulator must do when an application is refused. If the regulator decides to refuse the application, the regulator must give the applicant a written notice of the decision. The notice must include a statement of reasons for the decision and that the applicant has a right to seek review of the decision under new Part 12. New section 60 provides that, in registering an applicant, the regulator may impose any conditions on the registration that it considers appropriate. The regulator is required to notify the person they have a right to seek review of the decision under new Part 12. A registration is also subject to any prescribed condition. 37

 


 

New section 61 provides that registration remains in effect until it is cancelled or surrendered. New section 62 provides for annual registration fees. A registered booking service provider is required to pay to the regulator the appropriate annual fee determined by the regulator under new section 282 by the date specified by the regulator. The regulator is required to provide a written notice to the person. The due date for the fee specified in the notice must not be less than 10 business days after the notice is given. The regulator may suspend or cancel a registration of a booking service provider if the person fails to pay the annual fee. New section 63 provides that the regulator may vary or revoke a condition, or impose a new condition, on a registration. New subsection (1) provides that the regulator may at any time (on the regulator's own initiative or on the written application of the registered person)-- • vary or revoke a condition imposed by the regulator on a registration; or • impose a new condition on a registration. New subsection (2) requires the regulator before taking action under new section 63(1)-- • to give the registered booking service provider written notice of the action that the regulator proposes to take and of the reasons for taking it; and • to allow the registered booking service provider to make written representations about the proposed action within 10 business days after being notified of it (or any other period that the regulator and the registered provider agree). New subsection (3) outlines that new subsection (2) does not apply if the regulator considers it necessary to take immediate action in the interests of public safety. New subsection (4) requires the regulator to give the registered provider written notice of the action as soon as practicable. New subsection (5) requires that the notice include a statement of reasons for that action, and notify the person of their right to seek review of the regulator's decision under new Part 12. 38

 


 

New section 64 makes it an offence to fail to comply with a condition of registration. A registered booking service provider commits an offence if they do not comply with any condition imposed on the registration or any prescribed condition to which that registration is subject. This offence carries a maximum penalty not exceeding 120 penalty units for an individual or 600 penalty units for a body corporate. New section 65 imposes an obligation on a registered booking service provider to notify the regulator if there is a change to the registration that is prescribed. It is an offence if the provider does not notify the regulator of that change within 10 business days after becoming aware of it. A person who commits an offence against this new section is liable to a penalty not exceeding 5 penalty units. New section 66 relates to the surrender of registration. A registered booking service provider may apply in writing to the regulator for consent to the surrender of the registration. The regulator must consent to the surrender but the regulator may impose any condition on the grant of the consent that the regulator considers necessary to protect the interests of a third party. It is also an offence for a person to not comply with such a condition. The maximum penalty for a contravention of this offence is 20 penalty units. Division 4--Miscellaneous Division 4 relates to miscellaneous matters. New section 67 makes it an offence for a booking service provider to provide a booking service that results in a commercial passenger vehicle service being provided by drivers who do not hold a driver accreditation. A contravention of this offence carries a maximum penalty of 60 penalty units for an individual and 300 penalty units for a body corporate. New Part 5 provides for the accreditation of commercial passenger vehicle drivers. New Part 4 is a re-enactment of Division 6 of Part VI of the Transport (Compliance and Miscellaneous) Act 1983 with amendments. It will continue to be a requirement for all drivers of commercial passenger vehicles to hold an accreditation. 39

 


 

Part 5--Commercial passenger vehicle driver accreditation New Part 5 consists of 5 Divisions. Division 1--Preliminary New Division 1 relates to interpretation. New section 68 outlines the meaning of the phrase "persons found guilty of an offence" used throughout new Part 5. This section clarifies that a reference to a person who has been found guilty of an offence is a reference to a person-- • against whom a court has made a formal finding that the person is guilty of the offence that has not been subsequently quashed or set aside by a court; or • from whom a court has accepted a plea that the person is guilty of the offence that has not been subsequently quashed or set aside by a court; or • from whom a court has accepted an admission under section 100 of the Sentencing Act 1991 (that is, an admission to the commission of other additional offences) that the person has committed the offence, or from whom a similar admission has been accepted under a provision of a law of a jurisdiction other than Victoria that substantially corresponds to that section that has not been subsequently quashed or set aside by a court; or • in relation to whom any of the following infringement notices has taken effect as a conviction for the offence specified in the notice-- • a safety work infringement notice to which section 95(1) of the Transport (Safety Schemes Compliance and Enforcement) Act 2014 applies; • an infringement notice to which section 61A(2) of the Marine (Drug, Alcohol and Pollution Control) Act 1988 applies (that is, an infringement for operating a vessel under the influence of alcohol); 40

 


 

• a traffic infringement notice to which section 89A(2) of the Road Safety Act 1986 applies (that is, an infringement for drink-driving, drug-driving, or excessive speed); or • against whom a finding has been made under-- • section 17(1)(b) or 38X(1)(b) of the Crimes (Mental Impairment and Unfitness to be Tried) Act 1997 that the person was not guilty of the offence because of mental impairment; or • section 17(1)(c) or 38X(1)(c) of the Crimes (Mental Impairment and Unfitness to be Tried) Act 1997 that the person committed the offence or an offence available as an alternative; or • the Crimes (Mental Impairment and Unfitness to be Tried) Act 1997 of not guilty because of mental impairment; or • against whom a finding similar to a finding referred to above under the Crimes (Mental Impairment and Unfitness to be Tried) Act 1997 has been made under a provision of a law of a jurisdiction other than Victoria that substantially corresponds to that Act or a section of that Act referred to in that paragraph. New section 69 defines the public care objective. The public care objective is the objective that the services provided by drivers of commercial passenger vehicles-- • be provided to persons using those services and to other persons, particularly children and other vulnerable persons-- • with safety; and • with comfort, amenity and convenience; and • be provided in a manner that is not fraudulent or dishonest. Examples of vulnerable person include the elderly and disabled persons. 41

 


 

Division 2--Non-accredited offence New Division 2 relates to non-accreditation offences. New section 70 makes it an offence for a driver to provide commercial passenger vehicle services without accreditation. This section states that a person must not, as the driver of a commercial passenger vehicle, provide a commercial passenger vehicle service if the person is not accredited under this Part. The maximum penalty for this offence is 60 penalty units. Division 3--Driver accreditations New Division 3 relates to driver accreditations. New section 71 provides that a person may apply for the issue of a driver accreditation. An application must be made in the manner and form approved by the regulator, accompanied by any information or thing required by the regulator, and accompanied by the fee (if any) for the application determined by the regulator under new section 282. The regulator may also require the applicant to do additional things or provide additional information and things in relation to the application. In addition, the regulator may require an applicant for driver accreditation to-- • be photographed at a place and in a manner specified by the regulator; and • give the regulator a specimen signature at a place and in a manner specified by the regulator. New section 72 outlines the tests, qualifications and other requirements related to driver accreditations. New subsection (1) states that the regulator may require an applicant for driver accreditation to do all or any of the following-- • undertake a specified prescribed course of training; • obtain a specified prescribed qualification; • pass specified prescribed tests including tests relating to-- • the applicant's fitness to drive a vehicle; and • the applicant's medical condition. 42

 


 

Under new subsection (2), the regulator may specify courses of training by reference to either or both of the following-- • the name of the course; • the provider of the course. New subsection (3) states that, in specifying a course of training, the regulator must-- • be satisfied about-- • its content and nature; and • the materials, resources and equipment required to provide it; and • have regard to the public care objective. New subsection (4) requires the regulator to publish the name and provider of any course of training specified under this section on the regulator's internet site. New section 73 outlines the matters to which the regulator may have regard in considering applications. New subsection (1) provides that in considering an application for the issue of a driver accreditation, the regulator may have regard to any of the following-- • whether the applicant has at any time (before, on or after the commencement of this section) been subject to a finding referred to in section 14(1)(a) of the Working with Children Act 2005; • any infringement notice served on the applicant for a transport offence-- • that has not been withdrawn or cancelled; and • in relation to which information lodged under section 40(1)(a) of the Infringements Act 2006 is not deemed to be a charge-sheet charging the offence by operation of section 40(1)(b) of that Act; • any infringement notice served on the applicant for a transport offence in relation to which information lodged under section 71(1)(a) of the Infringements 43

 


 

Act 2006 is not deemed to be a charge-sheet charging the offence by operation of section 71(1)(b) of that Act. New subsection (2) provides that, in relation to an infringement notice referred to in subsection (1), the regulator may have regard to the following-- • the nature and gravity of the transport offence and its relevance to the purpose for which the applicant seeks to be accredited; • when the transport offence is alleged to have been committed; • whether the transport offence still exists; • the age of the applicant at the time of the alleged commission of the transport offence; • the applicant's behaviour since the alleged commission of the transport offence; • the likelihood of the applicant committing another transport offence of the same kind; and • whether the transport offence has been expiated; • whether the decision to serve the infringement notice has been subject to internal review under Division 3 of Part 2 of the Infringements Act 2006; • if the infringement notice was served for a traffic infringement for which demerit points were incurred under Part 4 of the Road Safety Act 1986, the effect on the applicant of the operation of that Part including the incurring of the demerit points; • if the infringement notice was served for a traffic infringement, whether the applicant made any of the following statements under Part 6AA of the Road Safety Act 1986 in relation to the traffic infringement-- • an illegal user statement; • a known user statement; • a sold vehicle statement; • an unknown user statement; 44

 


 

• if the infringement notice was served for a traffic infringement and the applicant made a known user statement or a sold vehicle statement in relation to the traffic infringement, whether a person made a nomination rejection statement under Part 6AA of the Road Safety Act 1986 in response to that statement; • any information that the applicant has given the regulator in relation to the infringement notice, including reasons why the infringement penalty stated in it was paid. New subsection (3) provides that, in this section a transport offence means-- • an offence under this Act or the regulations; or • an offence under Part VI of the Transport (Compliance and Miscellaneous) Act 1983 or regulations made for the purposes of that Part; or • a traffic infringement. New section 74 outlines the timeframes within which the regulator must deal with an application. New subsection (1) states that subject to Division 3 of new Part 5, the regulator must decide whether to approve or refuse an application for accreditation within 20 business days after receiving the application. New subsection (2) provides that the regulator may, before the expiry of the period specified in new subsection (1) or that period as extended under this subsection, decide to extend the period within which it may decide whether to approve or refuse an application. New subsection (3) provides that, if the regulator decides to extend the period, the regulator must give the applicant written notice of-- • that decision; and • the new period within which it intends to make the decision whether to approve or refuse an application. 45

 


 

New section 75 relates to the decision of the regulator to approve or refuse an application for accreditation. The regulator, having considered the matters referred to in new section 73, has discretion to issue a driver accreditation if satisfied-- • that it is appropriate to do so having regard to the public care objective; and • that the applicant-- • is technically competent and sufficiently fit and healthy to drive a motor vehicle for the purpose of providing commercial passenger vehicle services; and • is a fit and proper person to provide a commercial passenger vehicle service; and • that the applicant has complied with the requirements under this Part in relation to the application, including paying the application fee (if any) determined by the regulator under new section 282. However, the regulator is required to refuse to issue a driver accreditation if aware that the applicant-- • does not hold a driver licence, or probationary driver licence, under the Road Safety Act 1986; or • has been found guilty of a category 1 offence; or • is a person who is subject to-- • reporting obligations imposed under Part 3 of the Sex Offenders Registration Act 2004; or • an extended supervision order or interim extended supervision order made under the Serious Sex Offenders Monitoring Act 2005; or • a supervision order or interim supervision order within the meaning of the Serious Sex Offenders (Detention and Supervision) Act 2009. 46

 


 

The regulator, unless satisfied that the applicant has shown that the issue of a driver accreditation is appropriate in the circumstances, is also required to refuse to issue a driver accreditation if aware that the applicant-- • has been found guilty of a category 2 offence; or • is the subject of a charge for a category 1 offence that has not been finally disposed of at the time of considering the application. New subsection (4) provides that, without limiting the discretion of the regulator, the regulator may refuse to issue a driver accreditation if aware that the applicant-- • has been found guilty of a category 3 offence; or • is subject of a charge for a category 2 offence or category 3 offence that has not been finally disposed of at the time of considering the application. New subsection (5) states that the regulator must not refuse to issue a driver accreditation on a ground referred to in new subsection (2) if a decision to refuse to issue an accreditation or cancel an accreditation in respect of the person on that ground has previously been set aside (without being remitted) by the Victorian Civil and Administration Tribunal (VCAT). New subsection (6) states that, in making a decision under new section 75(3) or (4), the regulator may have regard to the following matters in relation to the category 2 offence or category 3 offence-- • the nature and gravity of the offence and its relevance to the commercial passenger vehicle service to be provided by the applicant; • the period of time since the applicant committed the offence; • whether a finding of guilt or conviction was recorded; • the sentence imposed for the offence; • the age of the applicant when the offence was committed; • in relation to any sexual offence, the age of any victim; 47

 


 

• whether or not the conduct that constituted the offence has been decriminalised since the offence was committed; • the applicant's behaviour since committing the offence; • the likelihood of the applicant committing another such offence in the future, in particular, any future threat to a child or other vulnerable person; • any information given by the applicant. New section 76 provides that the regulator must give written notice to an applicant of a decision to approve or refuse an application for the issue of a driver accreditation. The notice is required to include a statement of reasons for the decision and alert the applicant to the right to a review of the decision under new Part 12. New section 77 relates to the imposition of conditions on a driver accreditation. The regulator may impose conditions on a driver accreditation on issuing the accreditation, but the regulator must have regard to the public care objective when doing so. The regulator has discretion to impose on a driver accreditation a condition requiring the holder of the accreditation to undertake a course of training or to pass a test specified under new section 72. A driver accreditation is also subject to any prescribed conditions. The regulator is required to give the person to whom a driver accreditation is issued a written copy of any conditions to which the accreditation is subject. New section 78 relates to certificates of accreditation. The regulator is required to issue a certificate of accreditation that-- • is in the form approved by the regulator; and • sets out the name of the accredited driver. New section 79 states that a driver accreditation remains in effect until it is cancelled or surrendered. New section 80 provides for the payment of annual accreditation fees. An accredited driver is required to pay the annual accreditation fee determined by the regulator (under new section 282) and by the date specified by the regulator. 48

 


 

The regulator is required to give written notice of the amount of the fee and when it is due. The due date specified in the notice must not be less than 10 business days after the date the notice is given. The regulator has discretion to cancel or suspend a person's accreditation if the person does not pay the fee by the date specified. The decision to cancel or suspend is not reviewable under new Part 12. New section 81 outlines that the regulator may vary or revoke a condition, or impose new conditions, on a driver accreditation. New subsection (1) provides that the regulator may at any time (on the regulator's own initiative or on the written application of the accredited driver), vary or revoke a condition imposed by the regulator on a driver accreditation or impose a new condition. The regulator is required to, in considering whether or not to vary or revoke or impose a condition on a driver accreditation, have regard to the public care objective. New subsection (3) gives the regulator discretion to impose on a driver accreditation a condition requiring the holder to undertake a course of training or pass a test specified under new section 72. New subsection (4) provides that the regulator must give to the accredited person written notice of the action taken under new subsection (1). New subsection (5) provides that the notice must include a statement of reasons for the decision and notify of the right to a review of the decision under new Part 12. New section 82 makes it an offence to fail to comply with conditions. A person who is the holder of a driver accreditation must comply with any conditions imposed on the accreditation and any prescribed conditions. The maximum penalty for a contravention of this offence is 30 penalty units. New section 83 provides for the nature of a driver accreditation. A driver accreditation-- • is personal to the person who holds it; and • is not capable of being transferred or assigned to any other person or of being otherwise dealt with by the person who holds it; and • does not vest by operation of law in any other person. 49

 


 

In addition, a purported transfer, assignment or lease of a driver accreditation and any other purported dealing with a driver accreditation by the person who holds it is of no effect. A person commits an offence if the person purports to transfer or assign the accreditation to any other person or otherwise purports to deal with it (a maximum penalty not exceeding 60 penalty units applies to this offence). New section 83 does not apply to the surrender of a driver accreditation in accordance with new Part 5. New section 84 provides for the surrender of accreditation. New subsection (1) states that the holder of a driver accreditation may apply in writing to the regulator for consent to surrender it. New subsection (2) states that an application under new subsection (1) must be accompanied by the certificate of accreditation unless-- • the certificate has already been returned to the regulator; or • the certificate has been lost, stolen or destroyed. Under new subsection (3), if the certificate has been lost, stolen or destroyed, the application must be accompanied by a statement, verified by a statutory declaration signed by or on behalf of the holder of the accreditation, that the certificate has been lost, stolen or destroyed. The regulator is required to consent to the surrender but the regulator may impose any condition on the consent to surrender that the regulator considers necessary to protect the interests of a third party. A person commits an offence if-- • the regulator imposes a condition on a consent to surrender a driver accreditation; and • the condition applies to the person; and • the person does not comply with the condition. New subsection (7) states that the penalty for committing an offence against new subsection (6) is a penalty not exceeding 20 penalty units. 50

 


 

Division 4--Disqualification from holding driver accreditation New Division 4 provides for the disqualification of a person from holding a driver accreditation. New section 85 relates to disqualification from applying for a driver accreditation. New subsection (1) provides that, if refused an accreditation, the regulator has discretion to determine that the applicant is disqualified from applying for a driver accreditation for a period determined by the regulator. Under new subsection (2), a period determined by the regulator under new subsection (1) must not exceed 5 years. New subsection (3) states that, in making a determination under new subsection (1), the regulator must have regard to-- • the public care objective; and • if the person has been found guilty of a category 2 offence or category 3 offence, the matters set out in new section 75(6). The regulator is required to give the applicant written notice of disqualification as soon as practicable. The written notice is required to include the period of disqualification, a statement of reasons for disqualifying the person for that period, and a statement as to the right for a review of the decision under new Part 12. New section 86 provides that a disqualification ceases if there has been a relevant change of circumstances. A person who has been disqualified under section 85 is not entitled to make a further application for the issue of a driver accreditation until the period determined by the regulator has elapsed or the regulator declares that the disqualification ceases to have effect. A person may apply in writing to the regulator for a declaration that the disqualification ceases to have effect. The regulator is required to declare that the disqualification ceases to have effect if satisfied that there has been a relevant change in circumstances in relation to the applicant. 51

 


 

A relevant change in circumstances, in relation to a person, includes where-- • a charge that the person was subject to, that was pending at the date of the disqualification, is finally dealt with, without the person being found guilty of the offence; or • a finding of guilt of the person is quashed or set aside by a court after the date of the disqualification; or • a finding on which the decision to disqualify the person under section 85 was based is quashed or set aside after the date of the disqualification Division 5--Driver accreditation offences New Division 5 provides for driver accreditation offences. New section 87 makes it an offence (punishable with a maximum fine of 5 penalty units) for a holder of a driver accreditation not to sign a certificate of accreditation on receipt. An accredited driver does not commit an offence if the certificate is not issued in paper form. New section 88 makes it an offence (punishable with a maximum fine of 5 penalty units) for a holder of a driver accreditation not to notify the regulator of a change of address. New section 89 makes it an offence (punishable with a maximum fine of 5 penalty units) for an accredited driver not to notify the owner of a commercial passenger vehicle or a booking service provider of the suspension or cancellation of their driver accreditation. New section 90 makes it an offence for an accredited driver not to notify the regulator of being charged with, or found guilty of, a disqualifying offence or of becoming subject to reporting obligations or an order of a kind referred to in new section 75(2)(c). The maximum penalty for such an offence is 5 penalty units. New section 91 makes it an offence (punishable with a maximum fine of 5 penalty units) for an accredited driver to retain an illegible, altered or defaced certificate of accreditation. 52

 


 

New section 92 makes it an offence (punishable with a maximum fine of 5 penalty units) for an accredited driver to retain a certificate of accreditation if the accreditation is suspended or cancelled. New section 93 makes it an offence (punishable with a maximum fine of 5 penalty units) for an accredited driver not to carry a certificate of accreditation while driving to provide a commercial passenger vehicle service. New section 94 makes it an offence (punishable with a maximum fine of 5 penalty units) for an accredited driver not to produce a certificate of accreditation when asked. Part 6--Consumer and driver protections New Part 6 relates to consumer and driver protections. New Part 6 consists of 3 Divisions. Division 1--Driver agreements New Division 1 relates to driver agreements. The provisions in this new Division substantially re-enact those in Division 5C of Part VI of the Transport (Compliance and Miscellaneous) Act 1983. Subdivision 1--Preliminary Subdivision 1 relates to preliminary matters. New section 95 provides for the definition of Small Business Commission for the purposes of this Division. Small Business Commission means the Small Business Commission established under section 4 of the Small Business Commission Act 2017. New section 96 provides that Division 1 of new Part 6 applies to a driver agreement whether made before or after the commencement of section 18 of the Commercial Passenger Vehicle Industry Amendment (Further Reforms) Act 2017. Subdivision 2--Implied conditions Subdivision 2 provides for the imposition of implied conditions on driver agreements. New section 97 provides that the regulator, by notice published in the Government Gazette, may specify conditions to be implied in every driver agreement. 53

 


 

New subsection (2) provides that, without limiting new subsection (1), it is an implied condition of every driver agreement that at least the specified percentage of the gross fares that accrue when a commercial passenger vehicle is in the possession of a driver under the agreement are to be retained by, or paid to, the driver. New subsection (3) states that an implied condition specified under section 162L(1) of the Transport (Compliance and Miscellaneous) Act 1983 and in force immediately before the commencement of this section is to be taken to have been specified by the regulator under new subsection (1). New subsection (4) states that, in new subsection (2), specified percentage means-- • the percentage specified for the purpose of new subsection (2) in a notice published under new subsection (1); or • 55 per cent, if a percentage is not so specified. New section 98 creates an offence if an implied condition is breached. A party to a driver agreement must not breach a condition of the agreement implied under section 97. The maximum penalty for a contravention of this offence in the case of an individual is 120 penalty units. In the case of a body corporate, the maximum penalty is 600 penalty units. Subdivision 3--Preliminary assistance in dispute resolution Subdivision 3 provides for preliminary assistance in dispute resolution. New section 99 provides for the referral of disputes to the regulator. New subsection (1) states that, either party, or both parties, to a driver agreement, or a person proposing to enter into a driver agreement, may refer to the regulator a dispute concerning a condition of the agreement or proposed agreement. New subsection (2) states that, as soon as practicable after a dispute is referred under new subsection (1), the regulator must make an assessment of the nature of the dispute. 54

 


 

New subsection (3) states that after having made an assessment, the regulator must decide whether-- • to provide preliminary assistance in resolving the dispute; or • for a dispute concerning a condition of an agreement, to take action to enforce compliance with the agreement; or • if there are different aspects to the dispute, to both provide preliminary assistance in resolving the dispute and to take action to enforce compliance with the agreement. New subsection (4) states that the regulator must notify the Minister in writing about the dispute if the regulator-- • considers that the dispute may raise an issue of important public policy; and • has decided to not take action to enforce compliance with the agreement under new subsection (3). New subsection (5) states that preliminary assistance that may be provided by the regulator includes the giving of advice to ensure that-- • the parties are fully aware of their rights and obligations; and • there is full and open communication between the parties concerning the matter. New subsection (6) provides that, a statement or admission made in the course of the provision by the regulator of preliminary assistance is not admissible in proceedings before VCAT under Subdivision 5 or in any other legal proceedings. New section 100 allows the Minister to refer disputes directly to VCAT. New subsection (1) states that new subsection (2) applies if the Minister considers that the subject matter of a dispute notified under new section 99(4) raises an issue of important public policy. New subsection (2) states that the Minister may refer the dispute directly to VCAT for hearing under Subdivision 5, even if the regulator is in the process of providing preliminary assistance. 55

 


 

New section 101 provides for unresolved disputes to be referred to the Small Business Commission or VCAT. New subsection (1) states that the regulator may certify in writing that-- • preliminary assistance under this Subdivision has failed to resolve the dispute; or • preliminary assistance under this Subdivision has failed to resolve the dispute and, in the regulator's opinion, the dispute is unlikely to be resolved with the assistance of the Small Business Commission. New subsection (2) states that a certificate issued under new subsection (1) must state that a party or both parties may refer the dispute-- • to the Small Business Commission if the certificate certifies preliminary assistance under this Subdivision has failed to resolve the dispute; or • to VCAT if the certificate certifies that preliminary assistance under Subdivision 3 has failed to resolve the dispute and, in the regulator's opinion, the dispute is unlikely to be resolved with the assistance of the Small Business Commission. New subsection (3) states that as soon as practicable after issuing a certificate under subsection (1), the regulator must provide a copy of it to the parties to the dispute. New subsection (4) provides that within 30 days after receiving a copy of a certificate under new subsection (1), a party or both parties to the dispute may refer the dispute to the Small Business Commission or VCAT, as the case requires. New subsection (5) outlines that this section does not apply, or ceases to apply, if the Minister refers the dispute directly to VCAT under new section 100(2). Subdivision 4--Alternative dispute resolution Subdivision 4 relates to alternative dispute resolution. New section 102 outlines the function of the Small Business Commission in relation to dispute resolution. New subsection (1) states that this section applies if a dispute is referred to the Small Business Commission under Subdivision 3. 56

 


 

New subsection (2) states that the Commission must make arrangements to facilitate the resolution of the dispute by-- • mediation by a mediator; or • another appropriate form of alternative dispute resolution by a suitably qualified person. New subsection (3) states that the Commission may join any person that it considers appropriate to join as a party to the dispute. New subsection (4) states that the Commission is not subject to the Minister's control or direction in exercising functions under this Subdivision. New section 103 provides for mediation or other alternative dispute resolution. New subsection (1) states that a party to a mediation or other form of alternative dispute resolution may be represented by a legal practitioner. New subsection (2) states that the mediator or person conducting the other form of alternative dispute resolution (the ADR official) may meet with a party (alone or together with any other party) without the party's legal representative being present. New subsection (3) provides that the mediator or ADR official may act under new subsection (2) only if they consider it appropriate to do so. New subsection (4) states that the mediator or ADR official must determine the costs of, and associated with, the mediation or other form of alternative dispute resolution (including their own fees and expenses). New subsection (5) outlines that the parties must pay the costs determined under new subsection (4) in the proportions that they agree or, if they cannot agree, in equal shares. New subsection (6) states that the Small Business Commissioner under section 18 of the Small Business Commission Act 2017 may personally act as a mediator or ADR official and is entitled to be paid their fees and expenses for doing so. New subsection (7) states that the Small Business Commissioner's fees and expenses referred to in new subsection (6) must not exceed the maximum amount (if any) that is prescribed. 57

 


 

New subsection (8) provides that a mediator or ADR official (including the Small Business Commissioner) is not civilly or criminally liable in respect of the performance, in good faith, of their functions under this section. New section 104 provides that the Small Business Commission may issue certificates. New subsection (1) states that Small Business Commission may certify in writing that alternative dispute resolution under this Subdivision has failed, or is unlikely, to resolve a dispute referred under Subdivision 3. New subsection (2) states that a certificate under new subsection (1) must include details of the parties to the dispute. New subsection (3) states that the Commission may certify that a party to the dispute has unreasonably refused to participate in alternative dispute resolution under this Subdivision. New subsection (4) states that a certificate issued under new subsection (1) may be admitted in evidence in proceedings before VCAT or a court. New subsection (5) states that the Commission is not required to give a party to the dispute an opportunity to be heard by, or make submissions to, the Commission before issuing a certificate under new subsection (1). New section 105 provides that the parties may apply to VCAT. This section states that if the Small Business Commission issues a certificate under new section 104(1), a party or both parties to the dispute may apply to VCAT for one or more orders under new section 108. Subdivision 5--VCAT proceedings Subdivision 5 relates to VCAT proceedings. New section 106 relates to the jurisdiction of VCAT. New subsection (1) states that VCAT has jurisdiction to hear and determine-- • the matter of a dispute referred to it-- • by the Minister under new section 100(2); or • by a party or both parties to the dispute in accordance with this Division; or • an application by a party, or both parties, to a dispute under new section 105. 58

 


 

New subsection (2) states that neither the Minister or the regulator is a party to a proceeding in respect of a dispute referred by the Minister under new section 100(2), unless joined by VCAT under section 60 of the Victorian Civil and Administrative Tribunal Act 1998. New section 107 outlines the time limits for certain complaints. New subsection (1) states that VCAT must commence hearing a dispute referred by the Minister under new section 100(2) within 30 days after its referral. New subsection (2) states that VCAT, constituted by a presidential member within the meaning of the Victorian Civil and Administrative Tribunal Act 1998, may extend the period of 30 days under new subsection (1) by one further period of not more than 30 days. New section 108 relates to orders that VCAT can make. New subsection (1) states that VCAT, in a proceeding under this Subdivision, may by order do one or more of the following-- • determine the terms of any condition of a driver agreement; • require a party to pay money, by way of restitution or compensation or otherwise, to a specified person; • vary any condition of a driver agreement, other than one implied under new section 97; • declare that a condition of a driver agreement (other than one implied under new section 97) is of effect or is of no effect; • require the refund of any money paid under a driver agreement or under a driver agreement condition that is of no effect; • require anything else to be done that it is empowered to require to be done under this Subdivision or the Victorian Civil and Administrative Tribunal Act 1998. New subsection (2) provides that in addition to new subsection (1), VCAT may-- • make an order in the nature of an order for specific performance of a driver agreement; or 59

 


 

• order rescission of a driver agreement; or • order rectification of a driver agreement. New subsection (3) states that, in ordering the payment of a sum of money by a party, VCAT may order the payment of interest on that sum by the party-- • at the rate fixed from time to time under section 2 of the Penalty Interest Rates Act 1983; or • at any lesser rate it thinks appropriate. New section 109 provides that each party is to pay their own costs. New subsection (1) states that this section applies despite anything to the contrary in Division 8 of Part 4 of the Victorian Civil and Administrative Tribunal Act 1998. New subsection (2) states that each party to a proceeding before VCAT under this Subdivision is to pay their own costs in the proceeding. New subsection (3) outlines that at any time VCAT may make an order that a party pay all or a specified part of the costs of another party to the proceeding but only if VCAT is satisfied that it is fair to do so-- • because the party refused to take part in, or withdrew from, mediation or other form of alternative dispute resolution under Subdivision 3; or • having regard to the matters referred to in paragraphs (a) to (e) of section 109(3) of the Victorian Civil and Administrative Tribunal Act 1998. New subsection (4) states that in this section costs includes fees, charges and disbursements. Subdivision 6--Miscellaneous Subdivision 6 relates to miscellaneous matters. New section 110 provides that a statement or admission made in the course of a mediation or other form of alternative dispute resolution under Subdivision 4 is not admissible in proceedings before VCAT under Subdivision 5 or in any other legal proceedings. 60

 


 

Division 2--Fare monitoring Division 2 relates to fare monitoring by the regulator. New section 111 states that the regulator is to monitor fares for commercial passenger vehicle services. New subsection (1) outlines that this section applies during the 5 year period beginning on the commencement of item 10.6 of Schedule 1 to the Commercial Passenger Vehicle Industry Amendment (Further Reforms) Act 2017. New subsection (2) provides that the regulator must monitor fares for commercial passenger vehicle services with a view to-- • keeping Victorian consumers and the Government informed about the economic performance of the commercial passenger vehicle industry; and • supporting the efficient operation of the industry by-- • monitoring, describing and analysing trends in fares for commercial passenger vehicle services; and • identifying and highlighting potential areas of misuse of market power that warrant further investigation. A Note to this subsection states that the regulator has power under new section 264 to require the provision of any information, or the production of any documents, that may assist it in performing its functions. The regulator is required to prepare an annual report on the conduct of its activities under this section and may at any time, on its own initiative, prepare a special report on the conduct of those activities. New subsection (5) states that, in preparing a report, the regulator must have regard to the need to ensure that information obtained by it, that is of a commercially-sensitive nature, is not disclosed in the report. New subsection (6) states that the regulator must submit a copy of any report prepared by the regulator under new section 111 to the Minister administering this Division. 61

 


 

New subsection (7) states that the regulator must ensure that a copy of any report submitted under new subsection (6) is published on the regulator's internet site. Division 3--Non-cash payment surcharge Division 3 relates to non-cash payment surcharges. This new Division substantially re-enacts sections 144B to 144K of the Transport (Compliance and Miscellaneous) Act 1983. New section 112 outlines the meaning of non-cash payment surcharges. New subsection (1) states that, subject to new subsection (2), a non-cash payment surcharge is a fee or charge-- • added to the amount otherwise payable by the hirer in respect of the hiring of a commercial passenger vehicle because the payment of the amount otherwise payable is made wholly or partly by means of a non-cash payment transaction; or • payable by the owner or driver of a commercial passenger vehicle or by all or any of them because the payment of an amount payable in respect of the hiring of the vehicle is made wholly or partly by means of a non-cash payment transaction. New subsection (2) states that a non-cash payment surcharge does not include a fee or charge that is imposed in respect of the use of a credit card, charge card or debit card-- • by a participant in a designated payment system within the meaning of the Payment Systems (Regulation) Act 1998 of the Commonwealth and is of a kind covered by a standard in force under section 18 of that Act; or • by a person consistently with a voluntary undertaking given by the person to, and accepted by, the Reserve Bank of Australia. The Reserve Bank of Australia, under section 18 of the Payment Systems (Regulation) Act 1998 of the Commonwealth, has determined that fees or charges imposed for the payment of a taxi fare are excluded for the purpose of Standard No. 3 of 2016. This means that fees or charges relating to the use of a credit card, charge card or debit card in non-taxi commercial passenger 62

 


 

vehicles are covered by the Reserve Bank scheme and not under the Victorian scheme. New subsection (3) states that a fee or charge may be a non-cash payment surcharge irrespective of whether it is-- • payable for accepting or processing, or both accepting and processing, payment made by means of a non-cash payment transaction or for any other reason; or • set as a percentage of the amount otherwise payable in respect of the hiring of the commercial passenger vehicle or as a fixed amount or as an amount fixed on a sliding scale of any kind or on any other basis. New section 113 outlines the cap on non-cash payment surcharges. New subsection (1) states that this section applies to a non-cash payment surcharge that-- • exceeds the prescribed amount; or • results in the prescribed amount being exceeded in the circumstances set out in new subsection (2). New subsection (2) states that the circumstances are that the surcharge is added to any other such surcharge charged or collected, or to be charged or collected, by the same or any other person in respect of the same hiring of a commercial passenger vehicle, irrespective of whether the surcharges are payable by the same person or by 2 or more persons. New subsection (3) states that a person must not-- • impose, whether directly or indirectly, a non-cash payment surcharge to which this section applies; or • directly initiate the collection in the commercial passenger vehicle of a non-cash payment surcharge to which this section applies or of an amount that includes such a surcharge. The maximum penalty for a contravention of this offence, in the case of an individual, is 240 penalty units. In the case of a body corporate, the maximum penalty is 1200 penalty units. A Note at the foot of the provision states that new section 285 (criminal liability of officers of bodies corporate--failure to exercise due diligence (evidential burden of proof)) applies to an offence against this subsection. 63

 


 

New subsection (4) states that a person does not commit an offence against new subsection (3) because of a non-cash payment surcharge charged or collected, or to be charged or collected, by another person in respect of the hiring of a commercial passenger vehicle if-- • the person presents or points to evidence that suggests a reasonable possibility that the person did not know, and could not reasonably be expected to have known, that the other person had charged or collected, or was to charge or collect, a non-cash payment surcharge in respect of that hiring; and • the contrary is not proved (beyond reasonable doubt) by the prosecution. New subsection (5) states that, the reference in new subsection (3) to a person includes-- • any person who provided or maintains any equipment (whether or not installed in the commercial passenger vehicle) or any application or software that enabled the non-cash payment transaction to be made; and • any person who manages or administers the whole or any part of a system under which non-cash payment transactions may be made; and • the owner and driver of the commercial passenger vehicle. New section 114 makes it an offence to enter into certain contracts in relation to non-cash payment surcharges. New subsection (1) provides that a person who is the owner or driver of a commercial passenger vehicle or a provider of a booking service must not-- • enter into a contract, arrangement or understanding with any person that has the purpose or effect specified in new subsection (2); or • agree to give effect to a contract, arrangement or understanding entered into by any other persons that has that purpose or effect. The maximum penalty for a contravention of this offence, in the case of an individual, is 60 penalty units. In the case of a body corporate, the maximum penalty is 300 penalty units. 64

 


 

A Note at the foot of the subsection states that section new 285 (criminal liability of officers of bodies corporate--failure to exercise due diligence (evidential burden of proof)) applies to an offence against this section. New subsection (2) states that the purpose or effect is directly or indirectly causing a non-cash payment surcharge to which new section 113 applies to be paid in respect of a hiring of a commercial passenger vehicle. New section 115 relates to civil penalties. New subsection (1) states that the Supreme Court may order a person to pay, as a debt due to the State, a civil penalty of an amount not exceeding $1 000 000 for a natural person or $5 000 000 for a body corporate. New subsection (2) states that the Supreme Court may make an order under new subsection (1) if satisfied, on an application made by the regulator, that the person has-- • contravened new section 113(3); or • attempted to contravene new section 113(3); or • aided, abetted, counselled or procured a person to contravene new section 113(3); or • induced, or attempted to induce, whether by threats, promises or otherwise, a person to contravene new section 113(3); or • been in any way, directly or indirectly, knowingly concerned in, or party to, the contravention by a person of new section 113(3); or • conspired with others to contravene new section 113(3). New subsection (3) states that the regulator may make an application under this section at any time within 6 years after the contravention or other conduct covered by new subsection (2). New subsection (4) states that the Supreme Court may relieve a person, other than a body corporate, from liability to a civil penalty in a proceeding under this section if it appears to it that-- • the person has, or may have, engaged in conduct in contravention of section 113(3) or conduct referred to in new subsection (2) that relates to a contravention of new section 113(3); but 65

 


 

• the person acted honestly and reasonably and, having regard to all the circumstances of the case, ought fairly to be excused. New section 116 states that the Supreme Court must give preference to making an order for compensation if it considers that-- • it is appropriate to order a person (the defendant) to pay a civil penalty under new section 115(1) in relation to-- • a contravention of new section 113(3); or • conduct referred to in new section 115(2) that relates to a contravention of new section 113(3); and • it is appropriate to order the defendant to pay compensation under new section 120 to a person who has suffered loss or damage because of that contravention or conduct; and • the defendant does not have sufficient financial resources to pay both the civil penalty and the compensation. New section 117 outlines the interplay between civil penalties and criminal proceedings. New subsection (1) states that an application cannot be made to the Supreme Court under new section 115 in relation to a contravention of new section 113(3) if the person has been convicted or acquitted of an offence constituted by conduct that is substantially the same as the conduct to which the application relates. New subsection (2) states that the Supreme Court must stay a proceeding under new section 115 against a person if a criminal proceeding is or has been commenced against the person for an offence constituted by conduct that is substantially the same as the conduct to which the application under that section relates. New subsection (3) states that a proceeding stayed in accordance with new subsection (2) must be dismissed by the Supreme Court if the person is convicted or acquitted of the offence but otherwise may be resumed by it. New subsection (4) states that a criminal proceeding may be commenced against a person for conduct that is substantially the same as conduct to which an application under new section 115 66

 


 

relates or in respect of which an order has been made under that section. New subsection (5) states that evidence of information given, or evidence of the production of documents, by a person is not admissible in a proceeding against the person for an offence if-- • the person previously gave the evidence or produced the documents in a proceeding against the person under new section 115; and • the conduct alleged to constitute the offence is substantially the same as the conduct to which the proceeding under that section related. New subsection (6) states that new subsection (5) does not apply to a criminal proceeding in respect of the falsity of evidence given in a proceeding under new section 115. New section 118 provides for the recovery of the surcharge as a debt. New section 119 relates to proceeding for damages. New subsection (1) states that this section applies if a person suffers loss or damage because of-- • conduct engaged in by another person in contravention of new section 113(3); or • conduct referred to in new section 115(2) engaged in by another person that relates to a contravention of new section 113(3). New subsection (2) states that the person may recover the amount of the loss or damage in a proceeding commenced against that other person in any court of competent jurisdiction. New subsection (3) states that a proceeding under new subsection (2) may be commenced at any time within 6 years after the day on which the cause of action that relates to the conduct accrued. New section 120 relates to compensation orders. New subsection (1) states that this section applies if a person (the injured person) suffers, or is likely to suffer, loss or damage because of-- • conduct engaged in by another person in contravention of new section 113(3); or 67

 


 

• conduct referred to in new section 115(2) engaged in by another person that relates to a contravention of new section 113(3). New subsection (2) states that the Supreme Court may make any other order or orders that it thinks appropriate against the person who engaged in the conduct on an application made by-- • the injured person; or • the regulator on behalf of one or more injured persons. New subsection (3) states that an order must be an order that the Supreme Court considers will-- • compensate the injured person, or any injured person, in whole or in part for the loss or damage; or • prevent or reduce the loss or damage suffered, or likely to be suffered, by the injured person or any injured person. New subsection (4) states that an application may be made under new subsection (2) at any time within 6 years after the day on which the cause of action that relates to the conduct accrued. New subsection (5) states that an application may be made under new subsection (2) even if no other proceeding (whether criminal or civil) has been commenced under this Division in relation to the relevant conduct. New subsection (6) states that the regulator must not make an application on behalf of an injured person who has not consented in writing to the making of the application on their behalf. New section 121 relates to the application of the Essential Services Commission Act 2001. New subsection (1) states that for the purposes of the Essential Services Commission Act 2001-- • this Division is relevant legislation; and • the non-cash payment transaction industry is a regulated industry. New subsection (2) states that, if there is any inconsistency between a provision of this Division and a provision of the Essential Services Commission Act 2001, the provision of this Division prevails. 68

 


 

New section 122 outlines the objective of the Essential Services Commission (ESC). New subsection (1) states that the objective of the ESC in relation to the non-cash payment transaction industry is to promote efficiency by regulating the amount that may be imposed by way of a non-cash payment surcharge. New subsection (2) states that, in seeking to achieve the objective specified in new subsection (1), the ESC must ensure that persons facilitating the making of non-cash payment transactions are able to recover the reasonable cost of accepting and processing such transactions. New subsection (3) states that, in this section reasonable cost includes any fees payable for the acquisition of transactions involving the use of debit, credit or charge cards. New section 123 outlines the powers in relation to non-cash payment service regulation. For the purposes of Part 3 of the Essential Services Commission Act 2001-- • non-cash payment transactions are prescribed services; and • the maximum amounts of non-cash payment surcharges are prescribed prices. New section 124 relates to the exercise of regulatory functions by the ESC. New subsection (1) states that the ESC may regulate prescribed prices by determining different prices according to circumstances specified in the determination if it considers it necessary to do so in order for it to comply with new section 122(2). New subsection (2) states that new subsection (1) does not limit section 33(5) of the Essential Services Commission Act 2001. New subsection (3) states that the ESC must make a price determination no later than 12 months after the day on which section 18 of the Commercial Passenger Vehicle Industry Amendment (Further Reforms) Act 2017 comes into operation. New subsection (4) states that the ESC must complete a review of a price determination no later than 2 years after it is made. 69

 


 

Part 7--Investigation powers New Part 7 re-enacts various provisions (including Division 4ABA) of Part VII of the Transport (Compliance and Miscellaneous) Act 1983 with amendments. New Part 7 consists of 9 Divisions. Division 1--Authorised officers New Division 1 contains provisions relating to how authorised officers may be appointed, identity cards of authorised officers, directions made by the regulator to an authorised officer, and impersonation of an authorised officer. New section 125 relates to the appointment of authorised officers. New subsection (1) states that the regulator may appoint as an authorised officer any person who the regulator considers is suitably qualified or trained to exercise the powers of an authorised officer under the Principal Act and the regulations made under it. Those powers include-- • a power to enter, search and inspect industry premises or a commercial passenger vehicle for compliance and investigative purposes with a search warrant, or with consent; • a limited power to enter, search and inspect industry premises or a commercial passenger vehicle for compliance and investigative purposes without a search warrant or consent under specified circumstances and for a specified purpose; • a power to remove or seize prescribed material from a vehicle or premises; • a power to direct a specified person to produce information or a document or a device required under industry law, or relating to the provision of commercial vehicle operations or booking services; • a power to issue directions to the driver of a commercial passenger vehicle to produce identification or to stop or move a vehicle for inspection; • a power to issue a defect notice for a vehicle; 70

 


 

• a power to serve an improvement notice on a person, or amend or cancel or extend the compliance period for that improvement notice, or to serve a clearance certificate on a person if all of the requirements of the improvement notice have been complied with; • a power to serve a prohibition notice on a person, or amend a prohibition notice, or to serve a certificate on the person to the effect that all of the matters that gave rise to the prohibition notice have been remedied; and • a power to serve an infringement notice on a person. New subsection (2) states that the appointment of an authorised officer by the regulator is for a term, and subject to the conditions specified in the instrument of appointment. New subsection (3) states that, without limiting the conditions to which the appointment may be subject, a condition may specify-- • the functions and powers under the Principal Act or the regulations made under it that the authorised officer may not perform and exercise; or • the only functions and powers under that Act or those regulations that the authorised officer may perform or exercise; or • the circumstances or manner in which the authorised officer must perform or exercise a function or power under that Act or those regulations. New section 126 relates to identity cards for authorised officers. New subsection (1) states that the regulator must issue an identity card to an authorised officer. New subsection (2) clarifies that an identity card must • state the name of the person to whom the card is issued; and • indicate that the person is an authorised officer; and • include • a photograph of the person; and • include the prescribed matters. 71

 


 

New section 127 relates to how and when an authorised officer must produce their identity card for inspection. New subsection (1) states that an authorised officer must produce their identity card for inspection-- • before exercising a power under-- • an industry law; or • section 13 or 84ZY of the Road Safety Act 1986; or • if asked to do so by any person at any time during the exercise of a power under-- • an industry law; or • section 13 or 84ZY of the Road Safety Act 1986. New subsection (2) clarifies that an authorised officer is not required to produce their identity card when asked to do so if-- • the officer reasonably believes that this would-- • affect the safety or welfare of any person, or • frustrate the effective exercise of a power referred to in new subsection (1); or • the request to produce the card is made by a person to whom the officer has already produced the card on the same day before exercising a power referred to in new subsection (1). New subsection (3) states that a failure to produce an identity card does not invalidate anything done by an authorised officer. New section 128 relates to the directing of an authorised officer by the regulator. New subsection (1) states that the regulator may give a direction to an authorised officer in relation to that officer's performance or exercise of a function or power under an industry law or sections 13, 14(1), 84ZY, 77 or 88 of the Road Safety Act 1986. New subsection (2) clarifies that a direction issued by the regulator may be of a general nature or may relate to a specified matter or class of matter. 72

 


 

New section 129 relates to the return of identity cards. This section states that a person who ceases to be an authorised officer must return their identity card to the regulator as soon as practicable. The penalty for a failure to do so is 10 penalty units. New section 130 relates to the impersonation of an authorised officer. This section states that a person who is not an authorised officer must not, in any way, hold themselves out to be an authorised officer. The penalty for this offence is 60 penalty units. Division 2--Power of entry without consent or a search warrant New Division 2 contains provisions relating to the purposes for which, and the circumstances in which, an authorised officer may enter premises or a vehicle without consent or a search warrant. New section 131 relates to the power for authorised officer to enter premises or vehicle without consent or search warrant. This section provides that an authorised officers may enter industry premises or a commercial passenger vehicle without consent-- • only for a purpose specified in new section 132; and • only in the circumstances specified in new section 133. New section 132 relates to the purposes for which authorised officers may exercise their power to enter premises or vehicle without consent or search warrant. New subsection (1) states that an authorised officer may enter premises or a vehicle under new section 131 for a purpose relating to ascertaining whether an industry law has been or is being complied with in relation to-- • commercial passenger vehicle services; or • a commercial passenger vehicle; or • equipment on or in a commercial passenger vehicle (e.g. a security camera, an emergency warning device, a driver protection screen and a taximeter); or • subject to new subsection (2), payments made or due under a driver agreement; or 73

 


 

• subject to new subsection (3), payments made in respect of the hiring of a commercial passenger vehicle. New subsection (2) clarifies that entry by an authorised officer to a vehicle or premises in relation to payments made or due under a driver agreement is only permitted if the authorised officer believes on reasonable grounds that the entry is necessary to prevent the concealment, loss or destruction of evidence of a breach of the conditions of a driver agreement. New subsection (3) specifies that entry is only permitted in relation to payments made or due in respect of the hiring of a commercial passenger vehicle if the authorised officer believes on reasonable grounds that the entry is necessary to prevent the concealment, loss or destruction of evidence of non-compliance with an industry law. New section 133 relates to the circumstances in which authorised officers may exercise their power to enter premises or vehicle without consent or search warrant under new section 131. New subsection (1) states that the circumstances in which an authorised officer may, under new section 131, enter industry premises, or a commercial passenger vehicle at industry premises without consent or a search warrant, are that the entry is at a time when the premises are being used, or are usually being used, in the provision of-- • a commercial passenger vehicle service; or • a booking service; or • a non-cash payment processing service. New subsection (2) states that the circumstances in which an authorised officer may, under new section 131, enter a commercial passenger vehicle at a place that is not industry premises without consent or a search warrant are that-- • the vehicle is not being used for private purposes and • the vehicle is not located on residential premises; and • either of the following persons is present-- • the driver of the vehicle; or • the person in whose name the vehicle is registered under new Part 3. 74

 


 

New subsection (3) clarifies that for the purposes of new subsection (2), a vehicle is not being used for private purposes if it is being driven for the purposes of providing a commercial passenger vehicle service. New section 134 provides that the power to enter includes the power to search and inspect. New subsection (1) states that an authorised officer who enters or proposes to enter industry premises or a commercial passenger vehicle under new section 131 may search and inspect the premises or vehicle for compliance and investigative purposes. New subsection (2) clarifies that the authorised officer may be assisted by any person in that search or inspection. This new section includes a Note that new Division 5 confers further powers on the authorised officer. New section 135 relates to the providing of notice of entry for a commercial passenger vehicle not on industry premises if no prior notice has been given. New subsection (1) provides that this section applies if an authorised officer, under new section 131-- • enters a commercial passenger vehicle at a place that is not industry premises; and • does so without giving prior notice to either-- • the driver of the vehicle; or • the person in whose name the vehicle is registered under new Part 3. New subsection (2) states that as soon as practicable after entering the vehicle, the authorised officer must take all reasonable steps to notify the driver of the vehicle, and if the vehicle is not registered under new Part 3 in the driver's name, the person in whose name the vehicle is registered under that Part. New section 136 relates to the provision of a notice of entry in the absence of certain persons being present. 75

 


 

New subsection (1) clarifies that this section applies if-- • an authorised officer enters industry premises or a commercial passenger vehicle at industry premises under new section 131 (i.e. without consent or a search warrant); and • neither the person with control or management of the premises nor the occupier of the premises is present. New subsection (2) states that on leaving the premises or vehicle, the authorised officer must leave a notice setting out-- • the time of the entry; and • the purpose of the entry; and • a description of things done while on the premises or in the vehicle; and • the time of departure; and • the procedure for contacting the regulator for further details of the entry. New section 137 relates to the provision of a notice of entry into industry premises if prior notice of the entry was not given. New subsection (1) clarifies that this section applies if an authorised officer, under new section 131-- • enters industry premises, or a commercial passenger vehicle at industry premises; and • does so without giving prior notice to either-- • the person with control or management of the premises; or • the occupier of the premises. New subsection (2) states that as soon as practicable after entering the premises, the authorised officer must take all reasonable steps to notify the manager or the occupier of the premises. 76

 


 

Division 3--Power of entry without warrant but with consent New section 138 relates to entry by authorised officers into premises or a vehicle for compliance and investigative purposes with consent. This new section states that an authorised officer may do either of the following things for compliance and investigative purposes-- • enter any industry premises at any time if the person with control or management of the premises, or the occupier of the premises, consents to the entry; • enter any commercial passenger vehicle at any time if the driver of the vehicle, or the person in whose name the vehicle is registered under new Part 3, consents to the entry. New section 139 relates to the procedure for entry by authorised officers into premises or a vehicle for compliance and investigative purposes with consent. New subsection (1) states that before an authorised officer asks a person for consent to enter into premises or a vehicle under new section 138, the officer must inform the person-- • of the purpose of the entry, and • that the person is not required to consent. New subsection (2) clarifies that if the consent is given, the authorised officer may ask the person to sign an acknowledgment of the consent. New subsection (3) specifies that the acknowledgment must state-- • that the person has been informed-- • of the purpose of the entry; and • that the person is not required to consent; • the purpose of the entry; • that the person gives the authorised officer consent to enter the premises or vehicle and exercise powers under this new Part; and • the time and date the consent was given. 77

 


 

New subsection (4) requires that if the person signs the acknowledgment, the authorised officer must immediately give a copy to the person. New subsection (5) states that if, in any proceeding, an acknowledgment of consent is not produced to the court, it must be presumed, unless the contrary is proved, that no person consented to the entry. New section 140 provides that the power to enter includes the power to search and inspect. New subsection (1) states that an authorised officer who enters or proposes to enter industry premises or a commercial passenger vehicle with consent under new section 138 may search and inspect the premises or vehicle for compliance and investigative purposes. New subsection (2) states that in searching and inspecting the premises or vehicle, the authorised officer may be assisted by any person. This new section includes a Note that new Division 5 confers further powers on the authorised officer. Division 4--Search warrants New section 141 relates to the issue of a search warrant. New subsection (1) states that an authorised officer may apply to a magistrate for the issue of a search warrant for a place, a motor vehicle or a non-cash payment processing device if the officer believes on reasonable grounds that there is, or may be within the next 72 hours, in the place or in or on the vehicle or device, evidence of the commission of an offence against an industry law. New subsection (2) states that if a magistrate is satisfied that there are reasonable grounds for the belief referred to in new subsection (1), the magistrate may issue a search warrant authorising an authorised officer named in the warrant, and any assistants the officer considers necessary-- • to enter the place named or described in the warrant (if any); or 78

 


 

• to enter a motor vehicle-- • named or described in the warrant, or • at the place named or described in the warrant (if any); or • to inspect a motor vehicle or non-cash payment processing device-- • named or described in the warrant; or • at the place named or described in the warrant (if any); or • to search a place or vehicle referred to in this subsection for any thing named or described in the warrant and to seize any such thing. This new subsection contains a Note that new Division 5 confers further powers on the authorised officer and that a thing includes a document (see section 38 of the Interpretation of Legislation Act 1984). New subsection (3) clarifies that in addition to any other requirement, a search warrant issued under this new section must-- • state the offence suspected; and • state the name of, or describe-- • the place or motor vehicle to be searched; or • the motor vehicle or non-cash payment processing device to be inspected; and • include a description of the thing or information for which the search is to be made; and • state the conditions to which the warrant is subject (if any); and • state whether entry is authorised to be made at any time or during stated hours; and • state a day, not later than 7 days after the issue of the warrant, on which the warrant ceases to have effect. 79

 


 

New subsection (4) states that a search warrant must be issued in accordance with the Magistrates' Court Act 1989 and in the form set out in the regulations under that Act. New subsection (5) states that despite section 78 of the Magistrates' Court Act 1989, a search warrant must not authorise an authorised officer to arrest a person. New subsection (6) clarifies that subject to any provision to the contrary in this new Part, the rules to be observed with respect to search warrants mentioned in the Magistrates' Court Act 1989 extend and apply to warrants under this new section. New section 142 relates to the seizure of things not mentioned in search warrant. This section provides that a search warrant also authorises the authorised officer executing the warrant, in addition to the seizure of any thing of the kind described in the warrant, to seize any thing which is not of the kind described in the warrant if the authorised officer believes on reasonable grounds that-- • the thing will afford evidence about the commission of an offence against an industry law; and • it is necessary to seize that thing to prevent-- • its concealment, loss or destruction; or • its use in the commission of an offence against an industry law. New section 143 relates to announcement before entry under a search warrant. New subsection (1) states that before executing a search warrant, the authorised officer named in the warrant or a person assisting the officer must-- • announce that the officer or other person is authorised by the warrant to enter the place or motor vehicle named or described in the warrant; and • give any person at the place or in control of the vehicle an opportunity to allow entry to the place or into the vehicle. 80

 


 

New subsection (2) clarifies that the authorised officer or person assisting the officer is not required to comply with new subsection (1) if the officer or other person believes on reasonable grounds that immediate entry to the place or into the vehicle is required to ensure-- • the safety of any person; or • that the effective execution of the search warrant is not frustrated. New section 144 relates to the giving of a copy of search warrant by the authorised officer. New subsection (1) states that this new section applies if any of the following persons is present at the execution of a search warrant-- • if the warrant is for the search of a place-- • the occupier of that place; or • a person who apparently represents the occupier; or • if the warrant is for the search of a motor vehicle-- • the driver of the vehicle; or • if the vehicle is a commercial passenger vehicle, the person in whose name it is registered under new Part 3. New subsection (2) states that under this new section, the authorised officer must-- • identify themselves to that person by producing their identity card for inspection by that person; and • give that person a copy of the execution copy of the warrant. New section 145 relates to the use of evidence obtained under a search warrant in civil penalty proceedings This new section provides that a thing obtained under a search warrant is not inadmissible as evidence in a proceeding for a civil penalty under new section 115 by reason only of the fact that the search warrant was issued in respect of the commission of an offence. 81

 


 

Division 5--Additional powers relating to search and entry New section 146 provides definitions. New subsection (1) provides definitions for terms used in this new Division. It clarifies that in this Division-- • assistant means a person assisting an authorised officer, as described in new section 134(2), 140(2), 141(2), 148(3) or 149(3) (i.e. any person who assists the authorised officer in the search and inspection of a premises or vehicle), in relation to the entry of the location being investigated; • location being investigated means the industry premises, motor vehicle, or other place that the authorised officer enters; • purpose of the investigation means-- • in the case of entry effected under a search warrant, the purpose of obtaining evidence about the commission of an offence against an industry law; and • in the case of entry effected under new section 131 (entry without consent or a search warrant) or 138 (entry with consent but without a search warrant), compliance and investigative purposes. New subsection (2) clarifies that in this new Division, a reference to something at a location being investigated means, if that location is a motor vehicle, something on or in the vehicle. New section 147 relates to the application of this new Division. This section states that this Division applies in relation to an authorised officer who-- • enters industry premises under new section 131 or 138 or under a search warrant; or • enters a commercial passenger vehicle under new section 131 or 138; or • enters a motor vehicle under a search warrant; or • enters any other place under a search warrant. 82

 


 

New section 148 is concerned with general investigation powers relating to entry of industry premises or other places. New subsection (1) states that this section applies if the location being investigated is industry premises or any other place. New subsection (2) provides that the authorised officer may, do any of the following things for the purpose of the investigation-- • inspect a non-cash payment processing device at the premises or place; • make a sketch of the premises or place or of a thing found there; • perform tests; • record images or sound (this subsection includes a Note to see new section 153 in relation to the admissibility of these recordings); • search for, inspect or copy relevant documents that are at the premises or place; • direct a person at the premises or place to give the officer reasonable help to-- • search or inspect the premises or place; or • exercise the officer's powers under this subsection; • exercise any other power conferred on the officer by or under the Principal Act. New subsection (3) states that in doing anything referred to in new subsection (2), the authorised officer may be assisted by any person. New subsection (4) clarifies that in this section, reasonable help includes helping the authorised officer to find and gain access to a thing at the premises or place (including electronically stored material and information). New section 149 relates to general investigation powers relating to entry of a motor vehicle. New subsection (1) clarifies that this new section applies if the location being investigated is a motor vehicle. 83

 


 

New subsection (2) provides that the authorised officer may search and inspect the motor vehicle and do any of the following things for the purpose of the investigation-- • inspect a non-cash payment processing device in or on the vehicle; • make a sketch of the vehicle or anything in or on it; • perform tests; • record images or sound (this subsection includes a Note to see new section 153 in relation to the admissibility of these recordings); • search for, inspect or copy relevant documents that are in or on the vehicle; • extract or copy any information that is held in any engine management system or related system of the vehicle; • direct any of the following persons to give the officer reasonable help to search or inspect the vehicle or exercise the officer's powers under this new subsection-- • the driver of the vehicle; • if the vehicle is a commercial passenger vehicle, the person in whose name the vehicle is registered under new Part 3; • if the vehicle is at industry premises, a person at those premises; • exercise any other power conferred on the officer by or under the Principal Act. New subsection (3) provides that in doing anything referred to in new subsection (2), the authorised officer may be assisted by any person. New subsection (4) clarifies that in this section, reasonable help includes-- • helping the authorised officer to find and gain access to a thing in or on the motor vehicle (including electronically stored material and information); and 84

 


 

• running the engine of a motor vehicle; and • operating equipment on or in a motor vehicle; and • operating a non-cash payment processing device. New section 150 relates to the use or seizure of electronic equipment. New subsection (1) clarifies that this new section applies if-- • the authorised officer or an assistant finds at the location being investigated a device-- • that is a non-cash payment processing device; or • that is or includes a disk, tape or other device for the storage, receipt, generation, transmission or retrieval of information; and • the authorised officer believes on reasonable grounds that the device sent, transmitted or generated information that is relevant to-- • the purpose of the investigation; or • if the entry is effected under new section 131 (i.e. without consent or a search warrant) or 138 (i.e. with consent but without a search warrant), a condition of a driver accreditation has been or is being breached; and • the authorised officer believes on reasonable grounds that the information is accessible from the device. New subsection (2) provides that the authorised officer or assistant may-- • access the information; by-- • operating the device; or • using equipment that is at the location being investigated; or • direct a person who is referred to in new subsection (5), and who is present at the location being investigated (i.e. the driver of the vehicle, the person in whose name the vehicle is registered, the occupier of the location 85

 


 

being searched, or an employee of that occupier) to access the information; by-- • operating the device; or • using equipment that is at the location being investigated. New subsection (3) provides that if the authorised officer or assistant accesses information of a kind referred to in new subsection (1) (i.e. information relevant to the investigation, or to a breach of a condition or restriction on a driver accreditation), the officer or assistant may-- • put the information in documentary form and seize those documents; or • copy the information to a disk, tape or storage device and remove that disk, tape or storage device from the location being investigated; or • subject to new subsection (4), seize either or both of the following-- • the device; • the equipment (if any) that enables that access; or • direct a person who is referred to in subsection (5), and who is present at the location being investigated, to-- • put the information in documentary form and seize those documents; or • copy the information to a disk, tape or storage device and remove that disk, tape or storage device from the location being investigated; New subsection (4) relates to the seizure of mobile phones or devices or equipment. This section states that an authorised officer or assistant must not seize a device, or equipment that enables access to information on the device under new subsection (3)(c), unless-- • it is not practicable to retrieve the information from the device as described in new subsection (3)(a) or (b); and 86

 


 

• if the device is a mobile phone-- • the phone is found during the execution of a search warrant; and • the phone is named or described in the warrant as a thing that may be seized. New subsection (5) provides that the authorised officer or assistant may give a direction under new subsection (2)(b) or new subsection (3)(d) (i.e. to operate equipment to access information, put information in documentary form, or copy information) to the following persons-- • if the location being searched is a motor vehicle-- • the driver of the vehicle; or • the person in whose name the vehicle is registered under new Part 3; and • otherwise-- • the occupier of that place; or • a person who appears to represent the occupier. New subsection (6) provides that an authorised officer or assistant must not operate or seize equipment for a purpose referred to in this section unless the officer or assistant believes on reasonable grounds that the operation or seizure can be carried out without damage to the equipment. New section 151 relates to equipment for examining or processing. This new section states that the authorised officer or an assistant may bring to the location being investigated any equipment that is reasonably necessary for the examination or processing of a thing found at the location to determine whether the thing may be seized. New section 152 relates to the use of equipment already at premises, place or vehicle. New subsection (1) states that subject to new subsection (2), the authorised officer or an assistant may operate any equipment that is already at the location being investigated for the purpose of carrying out an examination or processing of a thing found at the location to determine whether the thing may be seized. 87

 


 

New subsection (2) clarifies that the authorised officer or assistant must not operate the equipment unless the officer or assistant believes on reasonable grounds that-- • the equipment is suitable for the examination or the processing; and • the examination or processing can be carried out without damage to the equipment. New section 153 relates to the admissibility of a recording that includes the image or voice of a passenger. New subsection (1) states that this section applies if-- • under new section 148(2)(d) or 149(2)(d) (i.e. the recording of images or sound during a search), the authorised officer or assistant records-- • images of any part of a motor vehicle; or • sound audible from or in a motor vehicle; and • the recording includes the image or voice of a passenger of the motor vehicle. New subsection (2) states that the recording is not inadmissible as evidence by reason only of the fact that it includes the image or voice of the passenger if capturing that image or voice does not appear to have been the main reason for making the recording. Division 6--Additional power to remove material from motor vehicle New section 154 relates to the removal of material from a motor vehicle that an officer believes is being used as an unregistered commercial passenger vehicle. New subsection (1) states that if an authorised officer believes on reasonable grounds that a motor vehicle is being used for the purpose of providing a commercial passenger vehicle service but is not registered under new Part 3, the officer may remove from the vehicle and seize any of the following material in or on the vehicle-- • a thing referred to in new section 51(1)(b) or (c); 88

 


 

• any other thing that indicates that the vehicle is being used to provide a commercial passenger vehicle service; • prescribed material. New subsection (2) clarifies that new subsection (1) applies whether the authorised officer-- • has entered the motor vehicle under new section 131 (i.e. without consent or a search warrant), or new section 138 (i.e. with consent, but without a search warrant), or a under a search warrant; or • is inspecting the motor vehicle in accordance with new Division 8. Division 7--Seized things New Division 7 contains provisions relating to how things may be seized and retained, how they may be returned, and under what circumstances they may be forfeited. New section 155 relates to receipts for seized things. New subsection (1) states that an authorised officer who seizes a thing under a search warrant, or seizes electronic equipment and accesses or copies data from it under new section 150, or removes material from a vehicle that the officer suspects is operating unregistered as a commercial passenger vehicle under new section 154, must give a receipt for the thing to-- • if the thing was seized at industry premises or any other place, either of the following persons who is present at the premises or place-- • the occupier of the premises or place; • a person who appears to represent that occupier; or • if the thing was seized from a motor vehicle, either-- • the driver of the vehicle; or • if the vehicle is a commercial passenger vehicle, the person in whose name the vehicle is registered under new Part 3. 89

 


 

New subsection (2) states the receipt must-- • identify the thing seized; and • state the name of the authorised officer who seized the thing; and • state the reason why the thing was seized. New subsection (3) states that if for any reason it is not practicable for an authorised officer to provide a receipt, in compliance with new subsection (1), the officer may-- • send the receipt, by post, to a person referred to in new subsection (1) (as the case requires); or • if the thing was seized at industry premises or any other place, leave the receipt at the premises or place in a conspicuous position and in a reasonably secure way; or • if the thing was seized from a motor vehicle, affix the receipt to the vehicle in a conspicuous position and in a reasonably secure way. New section 156 relates to the provision of copies of certain seized things to the owner by authorised officers. New subsection (1) clarifies that this section applies if an authorised officer seizes under this new Part-- • a document; or • a thing that can be readily copied; or • a storage device containing information that can be readily copied. New subsection (2) states that the authorised officer must give a copy of the document, thing or information to the owner or custodian of the document, thing or device as soon as practicable after the seizure. New subsection (3) clarifies that the requirement to provide a copy of the seized thing to the owner under new subsection (2) does not apply if the authorised officer is unable to identify the owner or custodian of the document, thing or device. 90

 


 

New section 157 relates to the return of seized things. New subsection (1) states that if an authorised officer seizes a thing under this new Part, the officer must take reasonable steps to return the thing to the person from whom it was seized if the reason for its seizure no long exists. New subsection (2) states that if the thing has not been returned before the end of the retention period, the authorised officer must take reasonable steps to return it unless-- • proceedings have commenced within the retention period and those proceedings (including any appeal) have not been completed; or • the Magistrates' Court makes an order under new section 158 extending the retention period; or • the thing has been forfeited to the State under new section 159. New section 158 relates to an extension of the retention period by the Magistrates' Court. New subsection (1) states that an authorised officer may apply to the Magistrates' Court for an extension of the retention period in respect of a thing seized under this new Part. New subsection (2) clarifies that the application must be made within-- • the retention period; or • if the Magistrates' Court extends the period within which the application must be made, that extended period. New subsection (3) clarifies that on an application for extension of the retention period under new subsection (1), the Magistrates' Court may order the extension applied for if satisfied that extension is necessary-- • for the purposes of an investigation into whether an offence has been committed against an industry law; or • to enable evidence of an offence against an industry law to be obtained for the purposes of a prosecution; 91

 


 

• to enable evidence of a contravention of new section 113(3) (i.e. the imposition of a non-cash payment surcharge that exceeds the prescribed cap amount) to be obtained for the purposes of an application for an order under new section 115(2). New subsection (4) provides that the Magistrates' Court may adjourn an application for extension of the retention period under new subsection (1) to enable notice of the application to be given to any person. New section 159 relates to the forfeiture of a seized thing. New subsection (1) states that the regulator may declare by instrument that a thing that has been seized and retained under this new Part is forfeited to the State. The regulator may do this if the regulator-- • cannot find the thing's owner despite making reasonable enquiries; or • cannot return the thing to the owner despite making reasonable efforts; or • considers it necessary to retain the thing to prevent the commission of an offence against an industry law. New subsection (2) states that if a thing is forfeited to the State under new subsection (1)(c) to prevent the commission of an offence against an industry law, the regulator must give the previous owner written notice of the forfeiture as soon as practicable after making the declaration unless the regulator cannot find the previous owner despite making reasonable enquiries. New subsection (3) clarifies that a notice of forfeiture under new subsection (2) must-- • include a statement of reasons for the action taken; and • inform the previous owner that they have a right to seek review of the regulator's decision to make the declaration under new Part 12. New Part 12 sets out each of the decisions made under the Principal Act, or the regulations made under it, that are reviewable; and who is eligible to apply for review of a reviewable decision. 92

 


 

New subsection (4) states that material seized under new section 154 may, on the owner or driver of the vehicle being found guilty of an offence against new section 37(1) (offence for a vehicle owner to drive an unregistered vehicle for commercial passenger vehicle service) or 38(1) (offence for a vehicle owner to allow an employee to drive an unregistered vehicle for commercial passenger vehicle service), be forfeited by order of the court. Division 8--Directions, defect notices, removal of material New Division 8 contains provisions in relation to directions that the regulator or an authorised officer may give to industry participants, powers in relation to issuing defect notices for commercial passenger vehicles, and provisions relating to the removal and seizure of materials. New section 160 relates to a direction to require production of information, documents and related items. New subsection (1) provides that the regulator or an authorised officer may, for compliance and investigative purposes, direct a person specified in new subsection (2) to provide-- • information or a document that is required to be kept under an industry law; or • information or a document or device or other thing in the person's possession or control relating to-- • commercial passenger vehicle operations; or • the provision of booking services; or • the provision of a non-cash payment processing service; or • a non-cash payment surcharge. New subsection (2) clarifies that the direction may be given to-- • a booking service provider; or • an accredited driver; or • the owner of a commercial passenger vehicle; or • the person in whose name a motor vehicle is registered under new Part 3; or 93

 


 

• a person who the regulator or authorised officer believes on reasonable grounds may be able to provide information, a document, device (including a non-cash payment processing device) or other thing to the regulator or officer. New subsection (3) states that a person who is given a direction under new subsection (1) must comply with the direction unless the person has a reasonable excuse. The failure to do so is an offence which carries a penalty of 60 penalty units for an individual, or 300 penalty units for a body corporate. New subsection (4) states that the regulator or authorised officer may-- • inspect any document, device or other thing that is produced; or • copy or print any document that is produced; or • copy any device or other thing that is produced; or • seize and remove any document, device or other thing that is produced that the regulator or officer believes on reasonable grounds provides, or may on further inspection provide, evidence of a contravention of an industry law. New section 161 relates to the manner of giving direction under new section 160. New subsection (1) states that the regulator must give a direction under new section 160 in writing. New subsection (2) states that an authorised officer may give a direction to a person to provide information or a document or device or other thing under new section 160 either orally or in writing. New subsection (3) clarifies that whether given orally or in writing, the direction must state where, to whom and how the information, document, device or other thing is to be produced. New subsection (4) states that if giving the direction orally, the authorised officer must-- • state whether the direction is to be complied with immediately or within a specified period; and 94

 


 

• warn the person to whom the direction is given that it is an offence under new section 160(3) to not comply with the direction. New subsection (5) states that if giving the direction in writing, the regulator or authorised officer must ensure that the direction-- • states the period within which it is to be complied with; and • states that it is an offence under new section 160(3) to not comply with the direction. New subsection (6) provides that the direction may-- • require that a document produced is a copy of the original; or • require that a document that is produced in electronic form is accompanied by sufficient information to enable the regulator or authorised officer to access the document. New subsection (7) provides that the direction may specify-- • the particular information, or a particular document, device or other thing, that is to be produced; or • the particular class of information, document, device or other thing that is to be produced. New section 162 relates to directions given to the driver of commercial passenger vehicle by an authorised officer. New subsection (1) states that an authorised officer may, for compliance and investigative purposes, direct the driver of a motor vehicle-- • to produce for inspection any licence, permit or document which is required to be carried in, or by the driver of, a commercial passenger vehicle; or • to state their name and address; or • to stop the vehicle; or • to keep the vehicle stationary for a sufficient period of time for the vehicle to be inspected; or 95

 


 

• to move the vehicle to the nearest convenient and safe place for the vehicle to be inspected; or • to present a commercial passenger vehicle at a reasonable time and place for inspection by-- • an authorised officer; or • a police officer; or • a prescribed person. New subsection (2) states that subject to new subsection (5), a driver who is given a direction by an authorised officer under new subsection (1) must comply with the direction unless the person has a reasonable excuse. The failure to do so is an offence which carries a penalty of 10 penalty units. New subsection (3) clarifies that a direction under new subsection (1)(c) (i.e. to stop the vehicle) or (d) (i.e. to keep the vehicle stationery) may be given by the officer calling or signalling to the driver. New subsection (4) states that it is a defence to a charge for an offence against new subsection (2) relating to a direction under new subsection (1)(c) (i.e. to stop the vehicle) or (d) (i.e. to keep the vehicle stationary) that the accused was obeying a provision of the rules made under section 95D of the Road Safety Act 1986. Currently, these are the Road Safety Rules 2017. New subsection (5) states that if a direction under new subsection (1)(f) (i.e. a direction to present the vehicle for inspection and examination at a particular time and place) is given to a driver who is not the person in whose name the vehicle is registered under new Part 3, the driver must, as soon as practicable, notify the person in whose name the vehicle is registered of-- • the direction; and • if the driver has not been, or is not, reasonably able to comply with the direction, that fact. The failure to comply with new subsection (5) is an offence which carries a penalty of 5 penalty units. 96

 


 

New subsection (6) states that a person who, under new subsection (5), is notified of a direction must comply with the direction unless the person has a reasonable excuse. Failure to do so is an offence which carries a penalty of 20 penalty units. New subsection (7) clarifies that in this section, driver means a person who is in charge of the vehicle within the meaning of section 3AA of the Road Safety Act 1986. That is-- • a person who is attempting to start or drive the motor vehicle; • a person with respect to whom there are reasonable grounds for the belief that they intend to start or drive the motor vehicle; • a commercial driving instructor who is teaching a person to drive while that person is driving or in charge of the vehicle; • an accompanying licensed driver while the person who they are sitting beside is driving or in charge of the vehicle. New section 163 relates to directions made by the regulator that a vehicle be inspected. New subsection (1) states that the regulator may, for compliance and investigative purposes, direct the person in whose name a motor vehicle is registered under new Part 3 to present the vehicle at a reasonable time and place for inspection by-- • an authorised officer; or • a police officer; or • a prescribed person. New subsection (2) states that a person who is given a direction under new subsection (1) must comply with the direction unless the person has a reasonable excuse. Failure to do so is an offence which carries a penalty of 20 penalty units. New section 164 relates to the issuing of a defect notice by an authorised officer or police officer. New subsection (1) clarifies that this new section applies in relation to an inspection undertaken in accordance with any provision of the Principal Act. 97

 


 

New subsection (2) provides that an authorised officer or police officer who inspects a commercial passenger vehicle may issue a defect notice for the vehicle if the authorised officer or police officer is satisfied that the vehicle-- • is unsafe, unsuitable or unfit for use; or • does not comply with-- • the Principal Act or the regulations made under it; or • a condition of the registration for that vehicle under new Part 3. New subsection (3) clarifies that a defect notice is issued by serving the notice on the person in whose name the vehicle is registered under new Part 3. New subsection (4) states that a defect notice-- • must identify the vehicle and the defect in respect of which the notice is issued; and • must state that the person to whom the notice is issued must fix that defect; and • must state a time and date after which the vehicle must not be driven unless the defect is fixed; and • may direct the person to whom the notice is issued to present the vehicle for further inspection at a specified location and at a specified time and date. New subsection (5) states that the person in whose name the vehicle is registered under new Part 3 must not drive the vehicle, or permit the vehicle to be driven, after the time and date referred to in new subsection (4)(c) unless the defect has been fixed. A failure to comply with new subsection (5) is an offence which carries a penalty of 20 penalty units. New subsection (6) states that if a defect notice includes a direction to present the vehicle for further inspection at a specified location and at a specified time and date, the person to whom the notice is issued must comply with that direction unless the person has a reasonable excuse. A failure to comply with new subsection (6) is an offence which carries a penalty of 20 penalty units. 98

 


 

New section 165 relates to a direction to provide evidence of an inspection. New subsection (1) states that this new section applies if a direction under this new Part requiring that a commercial passenger vehicle be inspected is given to the person in whose name the vehicle is registered under new Part 3. New subsection (2) states that the person who gave the direction may direct the person in whose name the vehicle is registered under new Part 3 to provide evidence of the inspection. New subsection (3) states that a direction under new subsection (2) may specify the kind of evidence that is to be provided. New subsection (4) states that a person who is given a direction under new subsection (2) (requiring that a commercial passenger vehicle be inspected) must comply with the direction unless the person has a reasonable excuse. Failure to do so is an offence which carries a penalty of 10 penalty units. Division 9--Miscellaneous New section 166 relates to the use of force. New subsection (1) states that this new section applies in relation to a power-- • that is conferred on an authorised officer under this new Part; and • under which the officer may-- • enter a place or a motor vehicle; or • do anything at any place or in any motor vehicle. New subsection (2) provides that in exercising a power to which this new section applies, the authorised officer may use only so much force as is reasonably necessary to effect the entry or to do the thing. New section 167 relates to authorised officers or assistants causing as little inconvenience as possible. This new section states that in exercising a power conferred on an authorised officer or an assistant under this new Part, the officer or assistant must-- • cause as little inconvenience as possible; and 99

 


 

• not remain at any place or in any motor vehicle longer than is reasonably necessary. New section 168 relates to compensation for damage caused during exercise of powers under this new Part. New subsection (1) states that the regulator must pay compensation for any damage caused by an authorised officer, or a person assisting an authorised officer, in exercising (or purporting to exercise) any power conferred under this new Part. However, new subsection (2) clarifies that the regulator is not liable to pay compensation to a person for any damage caused during any inspection or search conducted in accordance with a search warrant under new Division 4 or in accordance with new Division 5 or 6 if-- • the thing that was the object of the inspection or search is found; and • that thing provides evidence of a contravention of an industry law; and • the damage caused was no more than reasonably necessary in inspecting, or searching for, the thing. New subsection (3) states that in determining the amount of compensation payable in relation to any damage caused to electronic equipment, regard must be had to-- • whether any of the following persons were available at the time to provide a warning or guidance as to the operation of the equipment-- • the occupier of the place at which the inspection or search occurred (or an employee or agent of the operator); • the driver of the motor vehicle that was searched or inspected; • the person in whose name that vehicle is registered under new Part 3; and • whether any warning or guidance was given by a person referred to in paragraph (a) of the new subsection (i.e. the occupier of the place at which 100

 


 

the inspection or search occurred or an employee or agent of the operator); and • whether the warning or guidance was appropriate in the circumstances. New section 169 relates to the abrogation of privilege against self-incrimination. New subsection (1) states that a person is not excused from complying with a direction given under this Part on the ground that complying with the direction may result in information being provided that-- • might incriminate the person; or • may make the person liable to a penalty. New subsection (2) states that the material specified in new subsection (3)-- • is not admissible in evidence against the person referred to in that subsection in a criminal proceeding, or a proceeding for the imposition of a civil penalty, other than a proceeding in respect of the provision of false information; and • must not be used in any action, proceeding or process that may make the person liable to a penalty, other than a proceeding in respect of the provision of false information. New subsection (3) clarifies that the specified material is-- • information obtained from an individual under a direction given under this new Part (other than information contained in any document or item that the person is required to keep under an industry law); and • information, or a document or thing, obtained as a direct result or indirect consequence of information referred to in the above paragraph (a). New section 170 relates to the non-abrogation of client legal privilege. This new section provides that nothing in this new Part requires a person to produce a document that would disclose or otherwise provide information that is the subject of client legal privilege. 101

 


 

Part 8--Enforcement measures New Part 8 provides for enforcement measures. New Part 8 consists of 7 Divisions. Division 1--Improvement notices New Division 1 relates to improvement notices. New section 171 relates to service of improvement notices New subsection (1) states that this section applies if the regulator or an authorised officer reasonably believes that a person-- • is contravening a provision of the Principal Act or regulations made under it; or • has contravened a provision of the Principal Act or regulations made under it in circumstances that make it likely that the contravention will continue or be repeated; or • is providing commercial passenger vehicle services that threaten safety. New subsection (2) states that, subject to this section, the regulator or the authorised officer may serve an improvement notice requiring the person-- • to remedy the contravention; or • to prevent a likely contravention from occurring; or • to remedy the things or operations causing the contravention or likely contravention; or • to provide commercial passenger vehicle services in a manner that is not likely to threaten safety. New subsection (3) provides that before serving an improvement notice under this section, an authorised officer must inform the regulator of the authorised officer's intention to do so. New section 172 relates to the contents of improvement notices. New subsection (1) states that an improvement notice must-- • if the notice relates to a contravention or likely contravention of the Principal Act or regulations made under it-- 102

 


 

• state that the regulator or the authorised officer believes the person-- • is contravening a provision of the Principal Act or regulations made under it; or • has contravened a provision of the Principal Act or regulations made under it in circumstances that make it likely that the contravention will continue or be repeated; and • state the provision the regulator or the officer believes is being, or has been, contravened; and • briefly state how the provision is being, or has been, contravened; and • state the day before which the person is required to remedy the contravention or likely contravention; and • in any other case-- • state that the regulator or the officer believes the person is providing, or has provided, commercial passenger vehicle services that threaten safety; and • briefly state how the commercial passenger vehicle services are threatening, or have threatened, safety; and • state the day before which the person is required to provide commercial passenger vehicle services, so that safety is not threatened or likely to be threatened; and • set out the penalty for non-compliance with the notice; and • inform the person that they have a right to seek review of the regulator's decision to serve the notice under new Part 12; and • state that the notice is served under new section 171. 103

 


 

New subsection (2) states that an improvement notice served on a person who the regulator reasonably believes is contravening a provision of the Principal Act or regulations made under it, or has contravened a provision of Principal Act or regulations made under it in circumstances that will make it likely that the contravention will continue or be repealed, may include directions concerning the action to be taken to remedy the contravention or prevent the likely contravention, to which the notice relates. New subsection (3) provides that an improvement notice served on a person on the ground that the regulator or an authorised officer reasonably believes that a person is providing commercial passenger vehicle services that threaten safety may include directions concerning the action to be taken so that commercial passenger vehicle safety is not threatened or likely to be threatened. New subsection (4) provides that an improvement notice may include recommendations. New subsection (5) provides that the day stated for compliance with the improvement notice must be reasonable in all the circumstances. New section 173 outlines directions in improvement notices. This section states that a direction included in an improvement notice may-- • refer to an approved code of practice; and • offer the person on whom it is served a choice of ways in which to remedy the contravention or likely contravention. New section 174 relates to compliance with improvement notices. New subsection (1) provides that a person on whom an improvement notice is served must comply with the notice within the period specified in the notice unless the person has a reasonable excuse. The maximum penalty in the case of an individual is $50 000 and the penalty in the case of a body corporate is $500 000. New subsection (2) clarifies that it is not an offence to fail to comply with recommendations in an improvement notice. 104

 


 

New section 175 provides for amendments to improvement notices. New subsection (1) provides that an improvement notice that has been served may be amended by the regulator or any authorised officer. New subsection (2) provides that an amendment of an improvement notice is effected by serving on the person affected a notice stating the terms of the amendment. New subsection (3) provides that an amendment of an improvement notice is ineffective if it purports to deal with a contravention of a different provision of the Principal Act or regulations made under it from that dealt with in the improvement notice as first served. New subsection (4) provides that a notice of an amendment of an improvement notice must-- • state the reasons for the amendment; and • inform the person affected that they have a right to seek review of the regulator's decision to amend the notice under Part 12; and • state that it is served under this section. New section 176 provides for cancellation of improvement notices. New subsection (1) states that an improvement notice served on a person may only be cancelled by the regulator. New subsection (2) provides that notice of cancellation of an improvement notice is required to be served on the person affected. New section 177 provides for clearance certificates for improvement notices. New subsection (1) provides that this section applies if the regulator or an authorised officer is satisfied that a person on whom an improvement notice has been served has complied with all the requirements of, or a specific requirement of, that notice. New subsection (2) provides that the regulator or an authorised officer must serve a clearance certificate on the person to the effect that (as the case requires)-- 105

 


 

• all of the requirements of the improvement notice have been complied with; or • the specific requirement of the improvement notice has been complied with. New subsection (3) provides that the clearance certificate must be served as soon as practicable after the regulator or an authorised officer is so satisfied. New subsection (4) provides that a requirement of the improvement notice to which the clearance certificate relates ceases to operate when the person receives the certificate. New section 178 provides that proceedings for offences are not affected by improvement notices or clearance certificates. New subsection (1) provides that the service, amendment or cancellation of an improvement notice does not affect any proceeding for an offence against the Principal Act or regulations made under it in connection with any matter in respect of which the improvement notice was served. New subsection (2) provides that the service of a clearance certificate under new section 177 in respect of an improvement notice does not affect any proceeding for an offence against the Principal Act or regulations made under it in connection with any matter in respect of which the improvement notice was served. New section 179 provides for the extension of time for compliance with improvement notices. New subsection (1) provides that this section applies if a person has been served with an improvement notice. New subsection (2) provides that the regulator or an authorised officer may, by written notice given to the person, extend the compliance period for the improvement notice. New subsection (3) provides that the regulator or the authorised officer may only extend the compliance period if the period has not ended. New subsection (4) provides that in this section compliance period means the period stated in the improvement notice served under section 171, and includes that period as extended under this section. 106

 


 

Division 2--Prohibition notice New Division 2 provides for prohibition notices. New section 180 provides for the service of prohibition notices. New subsection (1) provides that this section applies if the regulator or an authorised officer reasonably believes that-- • an activity is occurring in relation to commercial passenger vehicle services that involves or will involve an immediate risk to safety; or • an activity may occur in relation to commercial passenger vehicle services that, if it occurs, will involve an immediate risk to safety. New subsection (2) provides that the regulator or an authorised officer may serve a prohibition notice on a person who has, or appears to have, control over the activity prohibiting the carrying on of the activity, or the carrying on of the activity in a specified way. New subsection (3) provides that, despite new section 192, a prohibition notice may be given orally, but must be confirmed by written notice served on the person as soon as practicable after it is given. New section 181 relates to the contents of prohibition notices. New subsection (1) provides that a prohibition notice must-- • state that the regulator or the authorised officer believes that grounds for the service of the prohibition notice exist and the basis for that belief; and • briefly state the activity that the regulator or the officer believes involves or will involve the risk and the matters that give or will give rise to the risk; and • state the provision (if any) of the Principal Act or regulations made under it that the regulator or the officer believes is being, or is likely to be, contravened by that activity; and • set out the penalty for contravening the notice; and • inform the person that they have a right to seek review of the regulator's decision to serve the notice under new Part 12; and 107

 


 

• state that the notice is served under new section 180. New subsection (2) provides that a prohibition notice may include directions. New subsection (3) provides that a prohibition notice may include recommendations. New section 182 provides for directions in prohibition notices. A direction included in a prohibition notice may do any one or more of the following-- • refer to an approved code of practice; • specify measures to be taken to remedy the risk, activities or matters to which the notice relates, or the contravention or likely contravention referred to in new section 181(1)(c); • offer the person on whom it is served a choice of ways in which to remedy-- • the risk, activities or matters to which the notice relates, or the contravention or likely contravention referred to in new section 181(1)(c); • the matter or matters that involve, or will involve, an immediate risk to safety. New section 183 provides for compliance with prohibition notices. New subsection (1) provides that a person on whom a prohibition notice is served must comply with the notice unless the person has a reasonable excuse. The maximum penalty in the case of an individual is $150 000 and the maximum penalty in the case of a body corporate is $1 500 000. New subsection (2) provides that it is not an offence to fail to comply with recommendations in a prohibition notice. New section 184 provides for amendments of prohibition notices. New subsection (1) states that a prohibition notice that has been served may be amended by the regulator or any authorised officer. 108

 


 

New subsection (2) provides that an amendment of a prohibition notice is effected by serving on the person affected a notice stating the terms of the amendment. New subsection (3) provides that an amendment of a prohibition notice is ineffective if it purports to prohibit the carrying out of an activity that is different from the activity prohibited by the prohibition notice as first served. New subsection (4) provides that a notice of an amendment of a prohibition notice must-- • state the reasons for the amendment; and • inform the person affected that they have a right to seek review of the regulator's decision to amend the notice under new Part 12; and • state that it is served under this section. New section 185 provides for the withdrawal of prohibition notices. New subsection (1) provides that a prohibition notice served on a person may only be withdrawn by the regulator. New subsection (2) provides that notice of the withdrawal of a prohibition notice is required to be served on the person affected. New section 186 provides for certificates that matters that give rise to immediate risks to safety have been remedied. New subsection (1) provides that this section applies if the regulator or an authorised officer is satisfied that a person served with a prohibition notice has remedied all of the matters or the matter that-- • gave, or will give, rise to an immediate risk to safety; and • is specified in the prohibition notice. New subsection (2) provides that the regulator or an authorised officer must serve a certificate on the person to the effect that (as the case requires)-- • all of the matters or the matter that gave rise to an immediate risk to safety because of the activity specified in the prohibition notice have been remedied; or 109

 


 

• all of the matters or the matter that could have given rise to an immediate risk to safety because of the activity specified in the prohibition notice have been remedied. New subsection (3) provides that the certificate must be served as soon as practicable after the regulator or authorised officer is so satisfied. New subsection (4) provides that a matter stated in the prohibition notice that has been remedied to the satisfaction of the regulator or authorised officer, and to which the certificate relates, ceases to operate when the person receives the certificate. New section 187 provides that proceedings for offences are not affected by prohibition notices or certificates. New subsection (1) provides that the service, amendment, or withdrawal of a prohibition notice does not affect any proceeding for an offence against the Principal Act or regulations made under it in connection with any matter in respect of which the prohibition notice was served. New subsection (2) provides that the service of a certificate under new section 186 in respect of a prohibition notice does not affect any proceeding for an offence against the Principal Act or regulations made under it in connection with any matter in respect of which the prohibition notice was served. New section 188 outlines when the regulator may carry out an action. New subsection (1) provides that this section applies if a person on whom a prohibition notice is served fails to take reasonable steps to comply with the notice. New subsection (2) provides that the regulator may take any remedial action the regulator believes reasonable to make the situation safe after giving written notice to the person on whom the prohibition notice was served of-- • the regulator's intention to take that action; and • the person's liability for the costs of that action. New section 189 provides for the power of the regulator to take other remedial action. 110

 


 

New subsection (1) provides that this section applies if-- • the regulator reasonably believes that circumstances in which a prohibition notice can be served exist; and • after taking reasonable steps, the regulator cannot find the person with control or management of the premises or vehicle in relation to which the notice would be served. New subsection (2) provides that the regulator may take any remedial action necessary to make the situation safe. New section 190 provides for the costs of remedial or other action. This section states that the regulator may recover, as a debt due to the regulator in a court of competent jurisdiction, the reasonable costs of any remedial action taken under-- • section 188, from the person on whom the prohibition notice is served; or • section 189, from any person on whom the prohibition notice could have been served in respect of the matter. Division 3--General requirements applying to notices New Division 3 provides for general requirements applying to notices. New section 191 provides a definition for notice. It provides that, in this Division, notice means an improvement notice or a prohibition notice. New section 192 provides that a notice must be in writing. New section 193 provides for minor variations of notices. The regulator or an authorised officer may make minor changes to a notice-- • for clarification; or • to correct errors or references; or • to reflect changes of address or other circumstances. New section 194 relates to formal irregularities or defects in a notice. This section states that a notice is not invalid merely because of-- • a formal defect or irregularity in the notice unless the defect or irregularity causes or is likely to cause substantial injustice; or 111

 


 

• a failure to use the correct name of the person on whom the notice is served if the notice sufficiently identifies the person and is served or given to the person in accordance with section 195. New section 195 provides for serving notices. New subsection (1) provides that a notice may be served on a person-- • in accordance with section 288; or • if the notice relates to industry premises, by leaving it • at the premises to which the notice relates; or • with a person who is or appears to be the person with control or management of those premises; or • if the notice relates to a motor vehicle, by leaving it-- • on the vehicle to which the notice relates; or • with a person who is or appears to be in control of that vehicle. Division 4--Injunctions New Division 4 provides for injunctions New section 196 provides for injunctions for contravention of specified provisions. New subsection (1) states that this section applies to the following provisions (the specified provisions)-- • section 53 (new section 53 makes it an offence if provider of booking service is not registered); • section 54 (new section 54 makes it an offence to advertise booking services unless registered) • section 55 (new section 55 makes it an offence to accept a request from an unregistered booking service provider); • section 113(3) (new section 113(3) makes it an offence to impose or collect a non-cash payment surcharge). 112

 


 

New subsection (2) states that the Supreme Court may grant an injunction, in any terms that it considers appropriate, if satisfied that a person has engaged, or is proposing to engage, in conduct that constitutes or would constitute-- • a contravention of a specified provision; or • attempting to contravene a specified provision; or • aiding, abetting, counselling or procuring a person to contravene a specified provision; or • inducing, or attempting to induce, whether by threats, promises or otherwise, a person to contravene a specified provision; or • being in any way, directly or indirectly, knowingly concerned in, or party to, the contravention by a person of a specified provision; or • conspiring with others to contravene a specified provision. New subsection (3) provides that, without limiting subsection (2), the Supreme Court may grant an injunction under that subsection restraining a person from doing any thing specified in subsection (4)-- • for a specified period; or • except on specified terms and conditions. New subsection (4) provides that the things are-- • receiving or accepting requests for a person to be provided with a commercial passenger vehicle service (whether or not as part of, or incidental to, the carrying on of another business); or • facilitating the receiving or acceptance of requests for a person to be provided with a commercial passenger vehicle service; or • carrying on a business or supplying goods or services (whether or not as part of, or incidental to, the carrying on of another business). 113

 


 

New subsection (5) provides that the Supreme Court may only grant an injunction under new subsection (2) on an application made by the regulator. New subsection (6) provides that the power of the Supreme Court to grant an injunction under new subsection (2) restraining a person from engaging in conduct may be exercised-- • whether or not it appears to the Court that the person intends to engage again, or to continue to engage, in conduct of a kind referred to in that subsection; and • whether or not the person has previously engaged in conduct of that kind; and • whether or not there is an imminent danger of substantial damage to any other person if the person engages in conduct of that kind. New subsection (7) provides that the power of the Supreme Court to grant an injunction under new subsection (2) requiring a person to do an act or thing may be exercised-- • whether or not it appears to the Court that the person intends to refuse or fail again, or to continue to refuse or fail, to do that act or thing; and • whether or not the person has previously refused or failed to do that act or thing; and • whether or not there is an imminent danger of substantial damage to any other person if the person refuses or fails to do that act or thing. New subsection (8) provides that, on an application under new subsection (2), the Supreme Court may grant an injunction by consent of all the parties to the proceeding, whether or not the Court is satisfied as required by that subsection. New subsection (9) provides that, if in the opinion of the Supreme Court it is desirable to do so, the Supreme Court may grant an interim injunction pending the determination of an application under new subsection (2). New subsection (10) provides that, in granting an interim injunction, the Supreme Court must not require the applicant or any other person to give any undertakings as to damages as a condition of doing so. 114

 


 

New section 197 provides for injunctions for non-compliance with an improvement notice or prohibition notice. New subsection (1) provides that the regulator may apply to the Magistrates' Court for an injunction-- • compelling a person to comply with an improvement notice or a prohibition notice; or • restraining a person from contravening an improvement notice or a prohibition notice. New subsection (2) provides that the regulator may do so-- • whether or not a proceeding has been commenced for an offence against the Principal Act or regulations made under it in connection with any matter in respect of which the notice was served; and • whether or not any period for compliance with the notice has expired. New Division 5--Enforceable voluntary undertakings New Division 5 provides for enforceable voluntary undertakings. New section 198 provides for enforceable voluntary undertakings by registered booking service providers. New subsection (1) provides that the regulator may accept a written undertaking given by a registered booking service provider in connection with a matter relating to a contravention or alleged contravention by the provider of the Principal Act or regulations made under it. New subsection (2) provides that the regulator must not accept an undertaking under new subsection (1) if-- • the undertaking is in connection with a matter relating to a contravention or alleged contravention of an indictable offence under the Principal Act; and • the regulator considers that it would be appropriate for the regulator to prosecute that offence. New subsection (3) provides that the giving of an undertaking does not constitute an admission of guilt by the provider in respect of the contravention or alleged contravention to which the undertaking relates. 115

 


 

New section 199 provides for notice of decisions and reasons for decision. The regulator must give the registered booking service provider seeking to give an undertaking written notice of-- • the regulator's decision to accept or reject the undertaking; and • the reasons for the decision. New section 200 outlines when an undertaking is enforceable. It states that an undertaking takes effect and becomes enforceable-- • when the regulator's decision to accept the undertaking is given to the registered booking service provider who gave the undertaking; or • at any later date specified by the regulator. New section 201 provides for compliance with undertakings. A registered booking service provider who has given an undertaking that is in effect, must not contravene the undertaking. The maximum penalty in the case of an individual is 60 penalty units. In the case of a body corporate, the maximum penalty is 300 penalty units. New section 202 provides for what happens if there is a contravention of an undertaking. New subsection (1) provides that this section applies if the regulator considers that a registered booking service provider has contravened an undertaking accepted by the regulator from that provider. New subsection (2) provides that the regulator may apply to the Magistrates' Court for enforcement of the undertaking. New subsection (3) provides that, if the Magistrates' Court is satisfied that the provider has contravened the undertaking, the Magistrates' Court, in addition to imposing any penalty, may make any of the following orders-- • an order that the provider must comply with the undertaking or take specified action to comply with the undertaking; • an order discharging the undertaking; 116

 


 

• an order directing the provider to pay to the regulator-- • the costs of the proceeding; and • the reasonable costs of the regulator in monitoring compliance with the undertaking in the future; • any other order that it considers appropriate in the circumstances. New subsection (4) provides that a registered booking service provider must comply with an order under this section. The maximum penalty in the case of an individual is 60 penalty units. In the case of a body corporate, the maximum penalty is 300 penalty units. New subsection (5) provides that nothing in this section prevents a proceeding being commenced for the contravention or alleged contravention of the Principal Act or regulations made under it to which the undertaking relates. New section 203 provides for the withdrawal or variation of undertakings. New subsection (1) provides that a registered booking service provider who has given an undertaking may withdraw or vary the undertaking with the written agreement of the regulator. New subsection (2) provides that the provisions of the undertaking cannot be varied to provide for a different alleged contravention of the Principal Act or regulations made under it. New section 204 provides for proceedings for alleged contraventions. New subsection (1) provides that, subject to this section, no proceeding for a contravention or alleged contravention of the Principal Act or regulations made under it may be commenced against a registered booking service provider if an undertaking is in effect in relation to that contravention. New subsection (2) provides that no proceeding may be commenced for a contravention or alleged contravention of this Act or the regulations against a registered booking service provider who has-- • given an undertaking in respect of that contravention; and 117

 


 

• completely discharged the undertaking. New subsection (3) provides that the regulator may accept an undertaking in respect of a contravention or alleged contravention before a proceeding in respect of that contravention has been finalised. New subsection (4) provides that, if the regulator accepts an undertaking before a proceeding is finalised, the regulator must take all reasonable steps to have the proceeding discontinued as soon as possible. Division 6--Infringement notices New Division 6 provides for infringement offences. New section 205 provides for infringement notices. New subsection (1) provides that a police officer or an authorised officer who has reason to believe that a person has committed a prescribed infringement offence may serve an infringement notice on that person. New subsection (2) provides that an offence referred to in subsection (1) for which an infringement notice may be served is an infringement offence within the meaning of the Infringements Act 2006. New subsection (3) provides that the penalty for the purposes of this section in respect of any infringement is the amount prescribed in respect of that infringement. Division 7--Specific court orders New Division 7 provides for specific court orders. New section 206 provides for commercial benefits penalty orders. New subsection (1) provides that a court that finds a person guilty of an offence under the Principal Act or regulations made under it may make an order under this new section on application by-- • the prosecutor; or • the regulator. 118

 


 

New subsection (2) provides that the court may make a commercial benefits penalty order requiring the person to pay, as a fine, an amount not exceeding 3 times the amount estimated by the court to be the gross commercial benefit that-- • was obtained or obtainable, by the person or by an associate of the person, from the commission of the offence; and • in the case of a journey that was interrupted or not commenced because of action taken by an authorised officer in connection with the commission of the offence--would have been obtained or obtainable, by the person or by an associate of the person, from the commission of the offence had the journey been completed uninterrupted. New subsection (3) provides that, in estimating the gross commercial benefit that was or would have been obtained or obtainable from the commission of the offence, the court may take into account-- • benefits of any kind, whether monetary or otherwise; and • monetary savings or a reduction in any operating or capital expenditure of any kind achieved or achievable because of the commission of the offence; and • any other matter that it considers relevant. New subsection (4) provides that, in estimating the gross commercial benefit that was or would have been obtained or obtainable from the commission of the offence, the court is required to disregard any costs, expenses or liabilities incurred by the person or by an associate of the person. New subsection (5) provides that nothing in this section prevents the court from ordering payment of an amount that is-- • less than 3 times the estimated gross commercial benefit; or • less than the estimated gross commercial benefit. New subsection (6) defines associate for the purposes of new section 206. 119

 


 

New section 207 provides for supervisory intervention orders. New subsection (1) provides that a court that finds a person guilty of an offence under the Principal Act or regulations made under it may make an order under section 207 on application by-- • the prosecutor; or • the regulator. New subsection (2) provides that the court may make a supervisory intervention order requiring the person (at the person's own expense and for a specified period not exceeding one year) to do all or any of the following-- • to do specified things that the court considers will improve the person's compliance with the Principal Act or regulations made under it, including (for example) the following-- • appointing or removing staff to or from particular activities or positions; • training and supervising staff; • obtaining expert advice as to maintaining appropriate compliance; • installing monitoring, compliance, managerial or operational equipment; • implementing monitoring, compliance, managerial or operational practices, systems or procedures; • to implement specified monitoring, compliance, managerial or operational practices, systems or procedures subject to the direction of one or more of the following as specified in the order-- • the regulator; or • a person nominated by the regulator; • to furnish compliance reports to the regulator or the court, or both, as specified in the order; 120

 


 

• to appoint a person to have responsibilities-- • to assist the person in improving compliance with the Principal Act or regulations made under it, or specified provisions of the Principal Act or regulations made under it; and • to monitor the person's performance in complying with the Principal Act or regulations made under it, or specified provisions of the Principal Act or regulations made under it and in complying with the requirements of the order; and • to furnish compliance reports to the regulator or court, or both, as specified in the order. New subsection (3) provides that the court may specify matters that are to be dealt with in compliance reports and the form and manner in which and frequency with which compliance reports are to be prepared and furnished. New subsection (4) provides that the court may require that compliance reports or parts of compliance reports be made public, and may specify the form and manner in which and frequency with which they are to be made public. New subsection (5) provides that a court may only make an order under this section against a person if the court considers the person to be a systematic or persistent offender against the Principal Act or regulations made under it. New subsection (6) provides that the court may only make a supervisory order if it is satisfied that the order is capable of improving the person's ability or willingness to comply with the Principal Act or regulations made under it, having regard to-- • the offences against the Principal Act or regulations made under it of which the person has been previously found guilty; and • the offences against the Principal Act or regulations made under it for which the person has been proceeded against by way of unwithdrawn infringement notices; and 121

 


 

• any other offences or other matters that the court considers to be relevant to the conduct of the person in connection with-- • the provision of commercial passenger vehicle services; or • the provision of booking services. New subsection (7) provides that the order may direct that any other penalty or sanction imposed for the offence by the court is suspended until the court determines that there has been a substantial failure to comply with the order. New subsection (8) provides that a court may revoke or amend a supervisory intervention order on the application of-- • the regulator; or • the person in respect of whom the order was made, but only if the court is satisfied that there has been a change of circumstances warranting revocation or amendment. New subsection (9) defines compliance report for the purposes of section 207. New section 208 provides for an offence for the contravention of supervisory intervention orders. A person who is subject to a requirement of a supervisory intervention order must not engage in conduct that results in a contravention of the requirement. The maximum penalty for a contravention of this offence, in the case of an individual, is 120 penalty units. In the case of a body corporate, the maximum penalty is 600 penalty units. New section 209 provides for exclusion orders. New subsection (1) provides that a court that finds a person guilty of an offence against the Principal Act or regulations made under it may make an order under this section on application by-- • the prosecutor; or • the regulator. New subsection (2) provides that, for the purpose of restricting opportunities for the person to commit or be involved in the commission of further offences against the Principal Act or regulations made under it, the court may, if it considers it 122

 


 

appropriate to do so, make an exclusion order prohibiting the person, for a specified period, from-- • providing, or being otherwise involved in the providing of, commercial passenger vehicle services or booking services; or • being a director, secretary or officer concerned in the management of a body corporate involved in the carrying out of commercial passenger vehicle services or booking services. New subsection (3) provides that the court may only make an order under this section if it considers the person to be a systematic or persistent offender against the Principal Act or regulations made under it. New subsection (4) provides that the court may only make an order under this section if it is satisfied that the person should not continue the things the subject of the proposed order and that a supervisory intervention order is not appropriate, having regard to-- • the offences against the Principal Act or regulations made under it of which the person has previously been found guilty; and • any other offences or other matters that the court considers to be relevant to the conduct of the person in connection with the provision of commercial passenger vehicle services or booking services. New subsection (5) provides that a court may revoke or amend the exclusion order on the application of-- • the regulator; or • the person in respect of whom the order was made, but only if the court is satisfied that there has been a change of circumstances warranting the revocation or amendment. New section 210 provides for an offence for the contravention of exclusion orders. A person who is subject to an exclusion order commits and offence if the person engages in conduct that results in a contravention of the order. The maximum penalty for a contravention of this offence, in the case of an individual, is 120 penalty units. In the case of a body corporate, the maximum penalty is 600 penalty units. 123

 


 

New section 211 provides for release on the giving of a safety undertaking. New subsection (1) provides that, if a court convicts a person or finds a person guilty of an offence against the Principal Act or regulations made under it, the court may (with or without recording a conviction) adjourn the proceeding for a period of up to 2 years and make an order for the release of the offender on the offender giving an undertaking with specified conditions. New subsection (2) provides that an undertaking must specify the following conditions-- • that the offender appears before the court if called on to do so during the period of the adjournment and, if the court so specifies, at the time to which the further hearing is adjourned; • that the offender does not commit, during the period of the adjournment, any offence against the Principal Act or the regulations made under it; • that the offender observes any special conditions imposed by the court. New subsection (3) provides that, without limiting any special conditions imposed by the court, the court may impose on an offender special conditions that the offender-- • engage a consultant, who is approved in writing by the regulator, to advise on or assist with safety matters; or • develop and implement a systematic approach to managing risks to safety that arise or may arise in the conduct of the offender's undertaking; or • arrange for the carrying out of an audit of the offender's undertaking in relation to safety by an independent person who is approved in writing by the regulator. New subsection (4) provides that an offender who has given an undertaking under this section may be called on to appear before the court-- • by order of the court; or • by notice issued by the proper officer (within the meaning of section 72(4) of the Sentencing Act 1991) of the court. 124

 


 

New subsection (5) provides that an order or notice under new subsection (4) must be served on the offender not less than 4 days before the time specified in it for the appearance. New subsection (6) provides that, if the court is satisfied at the time to which a further hearing of a proceeding is adjourned that the offender has observed the conditions of the undertaking, it must discharge the offender without any further hearing of the proceeding. New subsection (7) provides that the court may make an order under this section in relation to an offender in addition to or instead of-- • imposing a penalty on the offender; or • making any other order that the court may make in relation to the offence. New section 212 provides for variations or contraventions of orders under section 211. Section 78 and Divisions 1 and 2 of Part 3C of the Sentencing Act 1991 (and any definitions in that Act of terms used in that section or Divisions 1 and 2 of that Part) apply to an order under section 211 for the release of an offender as though they were incorporated into the Principal Act and as though-- • a reference to Subdivision (2) or (3) were instead a reference to section 207; and • a reference to section 72 or 75 were a reference to section 211; and • a reference to a prescribed person, a member of a prescribed class of person, the informant or a police prosecutor were instead a reference to the regulator; and • the reference in section 83AC of the Sentencing Act 1991 to a level 10 fine were instead a reference to a fine not exceeding 10 penalty units for an individual or 50 penalty units for a body corporate; and • any other necessary modifications were made. New section 213 provides for adverse publicity orders. New subsection (1) provides that a court that finds a person guilty of an offence against the Principal Act or regulations made under it may make an order under this section on application by-- 125

 


 

• the prosecutor; or • the regulator. New subsection (2) provides that the court may make an adverse publicity order requiring the offender to do all or any of the following within the period specified in the order-- • publicise, in the way specified in the order and within the period specified in the order, the offence, its consequences, the penalty imposed and any other related matter; • notify a specified person or a person of a specified class, in the way specified in the order and within the period specified in the order, of the offence, its consequences, the penalty imposed and any other related matter; • give the regulator, within 5 business days after the end of the period specified in the order, evidence that the action or actions were taken by the offender in accordance with the order. New subsection (3) provides that the court may make an order under this section in addition to-- • imposing a penalty on the offender; or • making any other order that the court may make in relation to the offence. New subsection (4) provides that this section does not limit a court's powers under any other provision of the Principal Act. Part 9--Disciplinary action New Part 9 outlines disciplinary action under the amended Principal Act. This new Part combines and re-enacts several provisions in the Transport (Compliance and Miscellaneous) Act 1983 which provided for disciplinary action under that Act (for example, Subdivision 6 of Division 4, section 146, sections 169F to 169L of Part VI). New section 214 outlines when the regulator may take disciplinary action. The regulator has discretion to take disciplinary action under new Part 9 against a permission holder in respect of a permission held by that person if the regulator is satisfied-- 126

 


 

• that the permission holder has contravened or is contravening a condition imposed on the permission; • that the permission was obtained because of false or misleading information given as part of or in relation to, the application for the permission; • that the permission holder has contravened a requirement applying to the permission holder under-- • Part 11 or any regulations made for the purposes of that Part (Part 11 provides for the commercial passenger vehicle service levy); or • the Taxation Administration Act 1997 as it applies to Part 11 and any regulations for the purposes of that Part; • in the case of a registered booking service provider-- • the provider's registration or a relevant person is relation to the registration, has contravened or is contravening a provision of the amended Principal Act or regulations; or • the provider would no longer satisfy any one or more of the matters the regulator must consider when deciding to register the provider; • in the case of an accredited driver, that the person-- • has been found guilty (see Part 5 for the meaning of found guilty of an offence) of a category 2 offence or a category 3 offence or is subject to a charge for a disqualifying offence that has not been finally disposed of; or • would no longer satisfy any one or more of the matters that the regulator must consider when deciding whether to approve or refuse to approve the application for the driver accreditation. New section 215 provides that the regulator may take one or more of the following actions in relation to a permission holder-- • cancel the permission; 127

 


 

• if a permission is cancelled, disqualify the holder from applying for a permission of that kind for a specified period not exceeding 5 years; • suspend the permission for a specified period or until a specified event occurs; • if the permission is already suspended, do either of the following-- • cancel the permission and disqualify the holder from applying for a permission of that kind for a period not exceeding 5 years; • suspend the permission for an additional period; • warn the permission holder that more serious action may be taken in the future if the holder repeats the behaviour; • reprimand the permission holder; • if the permission holder is an accredited driver-- • require the accredited driver to undertake a course of training or to pass a test specified under section 72; • impose a new condition on, or vary a condition on, the accreditation. The provision clarifies that the regulator may take action in relation to any one or more of the permissions if a permission holder holds more than one kind of permission. New section 216 outlines the procedure for taking disciplinary action, if the regulator proposes to take disciplinary action against a permission holder under new Part 9. The regulator is required to serve on the permission holder a notice (referred in the provision as a disciplinary notice) that-- • specifies the proposed action (including any proposed period of suspension or disqualification); and • if the permission holder holds more than one permission, specified the permission or permissions to which the proposed action relates; and • specifies the grounds for the proposed action; and 128

 


 

• invites the permission holder to make a written submission within a specified period as to why the proposed action should not be taken. The period specified in the disciplinary notice, by which the permission holder must make the submission, may be-- • if an immediate suspension notice is also served under section 220, a period of at least 10 business days after the day on which the disciplinary notice is served on the permission holder; or • in any other case, a period of at least 20 business days after the day on which the disciplinary notice is served on the permission holder. New section 217 allows the regulator to extend the time for making submissions in relation to disciplinary notices. A permission holder who is served a notice may request the regulator to extend the time within which the holder must make a submission under a notice under that section. That application must be in writing and set out the reasons for the request. On receiving a request to extend the time, the regulator may extend the time within which the holder may make the submission, by written notice served on the permission holder. The notice must state the new date by which the permission holder may make the submission. New section 218 provides that, if the regulator is satisfied that grounds for taking disciplinary action against a permission holder have been established, the regulator may take any disciplinary action specified in the notice or disciplinary action that is less severe. The regulator is required to consider any submission made to the regulator in accordance with a notice served on the holder in deciding whether to take disciplinary action. The regulator must also, as soon as practicable, serve written notice on the permission holder of the decision with respect to taking, or not taking, disciplinary action. The written notice must set out-- • the disciplinary action being taken; and • the reasons for the decision; and • the date on which any cancellation, suspension, disqualification or new or varied condition, takes effect. 129

 


 

The date set out in the notice must not be earlier than 5 business days after the day on which the notice is served. New section 219 provides that the regulator must cancel a driver accreditation if the holder of the accreditation-- • is found guilty (as defined in new Part 5) of a category 1 offence; or • becomes subject to-- • reporting obligations imposed under Part 3 of the Sex Offenders Registration Act 2004; or • a supervision order or interim supervision order within the meaning of the Serious Sex Offenders (Detention and Supervision) Act 2009. However, the regulator must not cancel a driver accreditation of a person on a ground referred to in new section 219(1) if any of the following decisions in respect of the person has been previously set aside (but not remitted) by VCAT on that ground-- • a decision to refuse to issue a driver accreditation; or • a decision to cancel an accreditation. New section 220 provides for the immediate suspension of a permission at the discretion of the regulator. The regulator may serve an immediate suspension of a permission if-- • the regulator has decided to serve, or has served, a disciplinary notice on a permission holder; and • believes, on reasonable grounds, that it is in the public interest that the permission held by the person be suspended as soon as practicable before a decision is made to take action under section 218 in relation to that person (in forming this belief, the regulator must consider the circumstances leading to the decision to serve the disciplinary notice, and the grounds specified, or proposed to be specified, in the disciplinary notice). 130

 


 

An immediate suspension notice served in relation to a permission ends-- • if the permission is cancelled or suspended under section 218--when the cancellation or suspension takes effect; or • if a condition is imposed on the permission, or a condition on the permission is varied--when the condition or varied condition takes effect; or • in any other case--when the permission holder is notified under section 218(3) of the decision made on the disciplinary notice. New section 221 outlines the circumstances in which the regulator must immediately suspend a driver accreditation. The regulator must serve on the accredited driver a notice (an immediate suspension notice) suspending the driver's accreditation if the driver is subject to a charge for a category 1 offence that has not been finally disposed of. An immediate suspension notice served in relation to a driver accreditation ends-- • if the accreditation is cancelled under section 219(1)(a), on the day of that cancellation; • if the person is found not guilty of the offence, on the day of that finding; or • if the charge is dismissed by a court or is withdrawn, on the day of that dismissal or withdrawal; or • if the proceeding for the hearing of the charge is discontinued by the prosecution, on the day of that discontinuance; or • if the person charged is discharged by a court following a committal proceeding, on the day of that discharge. New section 222 provides that the regulator must suspend an accredited driver's driver accreditation if the driver has their driver licence or probationary licence under the Road Safety Act 1986 suspended or cancelled under that Act. A suspension under this section remains in effect until the regulator reinstates the person's driver accreditation in accordance with section 223. 131

 


 

New section 223 provides that a driver accreditation can be reinstated in certain circumstances where it has been suspended. The regulator must reinstate a driver accreditation that is suspended in accordance with section 222 if-- • the person who holds the suspended accreditation gives evidence, to the satisfaction of the regulator, that-- • the suspension of the person's driver licence or probationary licence under the Road Safety Act 1986 has ceased; or • the person has been granted a driver licence or probationary licence under the Road Safety Act 1986; and • there are no grounds for the regulator to consider taking disciplinary action under new Part 9. New section 224 imposes a requirement on an accredited driver to notify the regulator of a suspension or cancellation of a driver licence or probationary licence. The holder of the driver accreditation must notify the regulator within 5 business days and return the certificate of accreditation. The maximum penalty for a contravention of this offence is 5 penalty units. New section 225 outlines the effect of suspension of permission if a person's permission is suspended under new Part 9 of the amended Principal Act. During the period of the suspension, the permission is taken not to be in effect and the person is taken not to be either a person in whose name the vehicle is registered, or a registered booking service provider or an accredited driver. The person is also disqualified from applying for a permission of that kind. New section 226 relates to the re-instatement of driver accreditation. The regulator is required to reinstate a person's accreditation if-- • the regulator has suspended the driver accreditation of a person under section 218 pending the hearing of a charge for a disqualifying offence, and • the person is not found guilty of the offence. 132

 


 

Part 10--Register of permission holders New Part 10 re-enacts Division 6A of Part VI of the Transport (Compliance and Miscellaneous) Act 1983. Division 1--Establishment of register New section 227 requires the regulator to keep a register of permission holders. New subsection (2) provides that the regulator must include on the register an entry for each permission holder that includes the name of the permission holder and prescribed details. Under new subsection 2, the regulator has discretion to include the following details for each permission holder-- • business contact details (including a telephone number, fax number, postal address, email address and internet site); • if the permission holder is a person in whose name a motor vehicle is registered under new Part 3, details of the vehicle; • details of any booking service for which the person is registered as the provider under new Part 3; • if the permission holder is an accredited driver, details of the issue of the certificate of accreditation under new section 78. New section 228 provides that the regulator must keep a public version of register. The public version of the register must not include any information to which public access is restricted under Division 2 of new Part 10 or new section 252. The regulator is required to make a copy of the public version of the register available at their office during office hours for any person to inspect free of charge and may publish a copy of the public version of the register on the regulator's internet site. New section 229 provides that the regulator may correct any error or omission in the register of permission holders (including the public version of that register). The regulator may also make a correction by-- 133

 


 

• inserting information; or • amending information; or • omitting information. Division 2--Restriction of public access to information New section 230 outlines what happens when information is included on the register. The regulator must determine whether public access to any of the information is to be restricted for the purposes of new section 228(2) when including information in the register of permission holders. The regulator has discretion to determine that public access is to be restricted-- • indefinitely; or • for a specified period. The regulator must not determine that public access is to be restricted unless the regulator is satisfied that the restriction is justified in the circumstances. For example, the regulator may be satisfied that a person's privacy needs to be protected. New section 231 provides for the notification to affected person that information is to be made publicly available if the regulator determines under new section 230 that public access to any information on the register is not to be restricted. The regulator is required by new section 231(2) to give written notice to the person to whom that information relates. A notice under new subsection (2) must-- • be in writing; and • specify the information that is to be made publicly available. New subsection (4) provides that, for the purpose of new section 228(2), public access is restricted until the earlier of-- • 20 business days after the day on which the person is notified under new subsection (2); or • the day on which the person consents to the information being made publicly available. 134

 


 

New section 232 provides that a person may apply to the regulator to restrict public access to information on the register of permission holders that relates to the person. Applications must-- • be in writing; and • specify the information to which the person wants public access to be restricted. When a person makes an application, public access to the information is restricted until the application is determined. However, information is not restricted if the person has previously made an application under new subsection (1) or new section 251(1)(b) (which provides for VCAT review of the decision). New section 233 provides for the determination of applications to restrict information. The regulator is required to decide whether public access to any of the information to which the application relates is to be restricted for the purposes of new section 228(2) when it receives an application. The regulator must not decide that public access is to be restricted unless the regulator is satisfied that the restriction is justified in the circumstances. If the regulator does decide that public access is to be restricted, the regulator must restrict public access-- • indefinitely; or • for a specified period. New section 234 provides for the notification of decisions. The regulator must notify the person to whom the information relates within 10 business days of making a decision under new section 233. The written notification must-- • specify-- • the information to which public access is to be restricted; and • the information to which public access is not to be restricted. • include a statement of reasons for the determination; and 135

 


 

• inform the person that they have a right of review of the determination under new Part 12. In addition, public access to the information to which public access is not to be restricted is restricted until the earlier of-- • 20 business days after the day on which the person is notified under new subsection (1); or • the day on which the person consents to the information being made publicly available. Clause 19 inserts new Parts 12 to 14 in the Principal Act. Part 12--Internal review and VCAT decisions New Part 12 provides for internal review of, and VCAT decisions in relation to, decisions under the Principal Act. Division 1--Interpretation New Division 1 provides for interpretative provisions relating to the review of decisions. New section 247 sets out the reviewable decisions for the purposes of internal review. New subsection (1) identifies certain decisions made under the amended Principal Act as reviewable decisions. New subsection (1) also identifies who is eligible to apply for review of a reviewable decision. The Note at the foot of new subsection (1) specifies that additionally, under section 251(1)(b), VCAT may review a decision by the regulator about whether public access to certain information on the register of industry participants is to be restricted. New subsection (2) provides that a reviewable decision does not include a decision referred to in subsection (1) that was-- • affirmed, varied or substituted for another decision under section 250; or • made by the regulator and not by a delegate of the regulator. 136

 


 

Division 2--Internal review New section 248 relates to applications for internal review. New subsection (1) provides that an eligible person may apply to the regulator for review of a reviewable decision. The Note at the foot of subsection (1) outlines that Division 3 of new Part 12 provides for the review by VCAT of a reviewable decision. New subsection (2) provides that an application under subsection (1) must be made within-- • 20 business days after the day on which the decision first came to the eligible person's notice; or • such longer period as the regulator allows. New subsection (3) provides that an application under subsection (1) must be made in the manner and form determined by the regulator. New section 249 provides that the regulator may stay the operation of a decision subject to application for internal review. New subsection (1) provides that an application under section 248(1) does not affect the operation of the reviewable decision or prevent the taking of any action to implement it unless the regulator stays the operation of the decision pending the determination of the internal review-- • on the regulator's own initiative; or • on the application of the applicant for review. New subsection (2) provides that the regulator must make a decision on an application for a stay within 2 business days after the making of the application. New subsection (3) provides that if the regulator has not made a decision in accordance with subsection (2), the regulator is taken to have made a decision to grant a stay. New subsection (4) provides that the regulator may attach any conditions to a stay of the operation of a reviewable decision that the regulator considers appropriate. 137

 


 

New section 250 provides for the determination of applications for internal review. New subsection (1) provides that, on receiving an application made in accordance with section 248(1), the regulator must make a fresh decision-- • that affirms or varies the reviewable decision; or • that sets aside the reviewable decision and substitutes another decision that the regulator considers appropriate. New subsection (2) provides that the regulator must give a written notice (a decision notice) to the applicant setting out-- • the decision of the regulator under subsection (1) and the reasons for the decision; and • the findings on material questions of fact that led to the decision, referring to the evidence or other material on which those findings were based. New subsection (3) provides that the regulator must give a decision notice to the applicant within 20 business days after the application is made. New subsection (4) provides that if the regulator does not comply with subsection (3), the regulator is taken to have made a decision to affirm the reviewable decision. Division 3--VCAT review New Division 3 provides for VCAT review of decisions made under the amended Principal Act. New section 251 provides for the review of the regulator's decisions by VCAT. New subsection (1) provides that an eligible person may apply to VCAT for review of-- • a decision referred to in the table in section 247(1) made by the regulator under section 250, or otherwise; or • a decision under section 233(1). 138

 


 

New subsection (2) provides that, for the purposes of subsection (1), a person whose interests are affected by a decision under section 233(1) is an "eligible person" in relation to that decision. New subsection (3) provides that subsection (1) does not apply to a refusal of the regulator to issue a driver accreditation or to a cancellation of a driver accreditation in the circumstances in which section 253 applies. New subsection (4) provides that VCAT must not make a decision that would give rise to the issue of a driver accreditation unless satisfied of the matters in section 75(1)(b). New subsection (5) provides that VCAT may have regard to certain matters when making a decision on a matter involving a disqualifying offence. New subsection (6) provides that an application under subsection (1) must be made within 28 days after the later of-- • the day on which the decision of the regulator was made; or • if, under the Victorian Civil and Administrative Tribunal Act 1998, the person requests a statement of reasons for the decision, the day on which the statement of reasons is given to the person or the person is informed under section 46(5) of that Act that a statement of reasons will not be given. New section 252 provides for the review by VCAT in relation to a decision not to restrict public access to information under new section 251(1). Division 4--VCAT orders in relation to category 1 offenders New section 253 provides for VCAT's review in relation to category 1 offenders. New subsection (1) provides that the section applies to the following persons-- • a person whose application for the issue or renewal of a driver accreditation is refused on the grounds that the regulator has become aware that the applicant-- • has been found guilty of a category 1 offence; or 139

 


 

• is subject to reporting obligations imposed under Part 3 of the Sex Offenders Registration Act 2004; or • is subject to an extended supervision order or interim extended supervision order made under the Serious Sex Offenders Monitoring Act 2005; or • is subject to a supervision order or interim supervision order within the meaning of the Serious Sex Offenders (Detention and Supervision) Act 2009; • a person who is disqualified from applying for a driver accreditation under new section 85; • whose driver accreditation is cancelled under new section 219. New subsection (2) provides that the person may apply to VCAT for an order either that the regulator issue or reinstate the driver accreditation, or cancel the disqualification. New subsection (3) provides that, on an application under new subsection (2), VCAT may, by order, direct the regulator to-- • issue a driver accreditation to the applicant; or • reinstate the driver accreditation of the applicant; or • make a determination cancelling the disqualification of the applicant. New subsection (4) provides that VCAT must not make an order under new subsection (3) to issue, renew or reinstate a driver accreditation unless-- • VCAT is satisfied that the applicant is technically competent and sufficiently fit and healthy to drive a commercial passenger vehicle and is a fit and proper person to provide a commercial passenger vehicle service; and • the applicant has demonstrated that the issue or reinstatement is appropriate having regard to the public care objective; and 140

 


 

• VCAT is satisfied that-- • the making of the order would not pose an unjustifiable risk to the safety of users of commercial passenger vehicle services; and • in all the circumstances, it is in the public interest to make the order. New subsection (5) provides that, for the purposes VCAT making an order that would not pose an unjustifiable risk to the safety of persons using services provided by the drivers of commercial passenger vehicles, VCAT-- • must have regard to the following matters which are specified in new section 75(6)-- • the nature and gravity of the offence and its relevance to the service to be provided by the applicant; • the period of time since the applicant committed the offence; • whether a finding of guilt or conviction was recorded; • the sentence imposed for the offence; • the age of the applicant when the offence was committed; • in relation to any sexual offence, the age of any victim; • whether or not the conduct that constituted the offence has been decriminalised since the offence was committed; • the applicant's behaviour since committing the offence; • the likelihood of the applicant committing another such offence in the future, in particular, any future threat to a child or other vulnerable person; • any information given by the applicant. 141

 


 

New subsection (6) provides that if VCAT refuses to make an order applied for under subsection (2), VCAT may, by order, disqualify the person from applying for a driver accreditation for a period not exceeding 5 years. New subsection (7) provides that a period of disqualification under an order under subsection (6) may be in substitution of a period of disqualification imposed by the regulator. Part 13--Information gathering and handling New Part 13 provides for the gathering and handling of information by the regulator. The new Part is a re-enactment of Subdivisions 4, 5 and 5A of Division 9A of Part VI of the Transport (Compliance and Miscellaneous) Act 1983. Division 1--Confidential or commercially sensitive information New section 254 provides for the definition of sensitive information which is applicable to new Part 13. New section 255 provides for restrictions on the disclosure or use of sensitive information. The regulator must not disclose or use sensitive information other than in accordance with this new Division. New section 256 provides that the regulator may use sensitive information in the performance of a function or exercise of a power under, or in connection with, the amended Principal Act or the Transport Integration Act 2010. New section 257 provides for the disclosures by the regulator required for performance of its function or exercise of power which are permitted in certain cases. New subsection (1) provides that the regulator may disclose sensitive information in the performance of a function or exercise of a power under, or in connection with, the amended Principal Act or the Transport Integration Act 2010 if the regulator has-- • invited submissions, and considered any made, in accordance with subsection (2); and • formed an opinion referred to in subsection (3); and 142

 


 

• given notice in accordance with subsection (4). New subsection (2) provides that, if the regulator has invited submissions, and considered any made, in accordance with new subsection (1), the regulator must-- • give the person from whom the regulator obtained or who has given the sensitive information (the provider) an opportunity to make a submission to the regulator specifying-- • why the information is of a confidential or commercially sensitive nature; and • the detriment that would be caused by the disclosure of the information; and • give the same opportunity to each person-- • who the regulator knows gave the information to the provider; and • whose identity and address is known to the regulator; and • consider any submission made. New subsection (3) provides that, the opinion is either-- • the disclosure would not cause detriment to-- • the provider; and • any other person who the regulator knows gave the information to the provider; or • that, although the disclosure would cause detriment to a person, the public benefit in disclosing the information outweighs that detriment. New subsection (4) provides that the regulator must give written notice to-- • the provider; and • each person-- • who the regulator knows gave the information to the provider; and 143

 


 

• whose identity and address is known to the regulator. • New subsection (5) provides that the notice must-- • state that the regulator wants to disclose the sensitive information; and • specify the nature of the intended disclosure; and • set out detailed reasons why the regulator wants to make the disclosure; and • state the opinion that the regulator has formed in relation to the recipient of the notice under new subsection (3); and • set out detailed reasons why the regulator has formed that opinion; and • include a copy of Division 1 of new Part 13. New section 258 provides for the disclosure or use of sensitive information by the regulator if it is required by or under any Act of Parliament. New section 259 provides that the regulator may disclose or use sensitive information with the consent of the person who gave the information. New section 260 provides that the regulator may disclose or use sensitive information in legal proceedings at the direction of a court or tribunal. New section 261 provides that the regulator may disclose or use sensitive information if the information is in the public domain at the time it is disclosed or used. Division 2--Exempt freedom of information documents New section 262 provides that the regulator must not disclose or use information contained in an FOI exempt document other than in accordance with Division 2 of new Part 13 of the amended Principal Act. New section 263 provides that the regulator may use information contained in an FOI exempt document in the performance of a function or exercise of a power under, or in connection with, the amended Principal Act or the Transport Integration Act 2010. 144

 


 

Division 3--Power of regulator to obtain and share information New section 264 provides the regulator with a general power to obtain information and documents. New subsection (1) provides that the regulator may, by written notice, require a permission holder who it believes is capable of providing information or producing documents that may assist it in performing its functions-- • to provide, in accordance with the notice, that information to the regulator; or • to produce those documents, in accordance with the notice, to the regulator or a person specified in the notice who is acting on its behalf; or • to appear before the regulator at a time and place specified in the notice to provide that information, either orally or in writing, or produce those documents. The Note at the foot of new subsection (1) outlines that a notice under subsection (1) may be given to a permission holder by serving it in accordance with section 288. New subsection (2) provides that a person must not-- • refuse or fail to comply with a notice under new subsection (1) to the extent that the person is capable of complying with it; or • in purported compliance with a notice under this section, knowingly provide information that is false or misleading; or • obstruct or hinder the regulator in exercising a power under new section 264. The penalty for a contravention of this offence is 120 penalty units for an individual and 600 penalty units for a body corporate. New subsection (3) provides that nothing in new section 264 entitles or requires a person to provide information or produce a document-- • that is the subject of client legal privilege; or • if its provision or production might tend to incriminate the person or make the person liable to a penalty. 145

 


 

New subsection (4) provides that any information provided or document produced by a person in compliance with a notice under new subsection (1) is not admissible in evidence against the person in any proceedings other than proceedings under that section. New subsection (5) provides that if any documents are produced to the regulator under new section 264, the regulator may-- • inspect the documents or authorise a person to do so; • make copies of, or take extracts from, the documents and retain possession of those copies and extracts. New section 265 provides how complaints against the regulator must be dealt with. New subsection (1) provides that any person may complain to the Secretary about the exercise of a power by the regulator under Division 3 of new Part 13. New subsection (2) provides that the Secretary must-- • investigate any complaint; and • provide a written report to the complainant on the results of the investigation. New section 266 provides for information sharing. New subsection (1) provides that the regulator may enter into an arrangement with a relevant agency for the purposes of sharing or exchanging information held by the regulator and the relevant agency. New subsection (2) provides that the information to which an information sharing arrangement may relate is limited to the following-- • information concerning investigations, inquiries, law enforcement, assessment of complaints or any registration or accreditation matters; • probity assessments and reference checks concerning persons who provide, or propose to provide, commercial passenger vehicle services; • any other information affecting the interests of users of commercial passenger vehicle services; 146

 


 

• information relating to the administration and enforcement of Part 11; • any other information of a prescribed kind. New subsection (3) provides that, under an information sharing arrangement, the regulator and the relevant agency are authorised-- • to request and receive information held by the other party to the arrangement; and • to disclose information to the other party. New subsection (4) provides that the regulator and the relevant agency may only do a thing authorised under new subsection (3) to the extent that the information is reasonably necessary to assist-- • the regulator in the exercise of functions under the amended Principal Act or the Transport Integration Act 2010; or • the relevant agency concerned in the exercise of the agency's functions. New subsection (5) provides that, without limiting new subsections (3) and (4), the regulator may, whether as part of an information sharing arrangement or otherwise, also-- • refer to a commercial passenger vehicle agency or law enforcement agency any matter (including any complaint) with respect to the commercial passenger vehicle industry or that affects the interests of users of commercial passenger vehicle services; or • receive any matter of a type described above (at the first dot point) from a commercial passenger vehicle agency or law enforcement agency; or • conduct a joint investigation into any such matter with a commercial passenger vehicle agency or law enforcement agency. New subsection (6) provides that new section 266 does not limit-- • the powers of the regulator under the amended Principal Act or the Transport Integration Act 2010; or 147

 


 

• the operation of new section 267; or. • the operation of any other Act under which a relevant agency is authorised or required to disclose information to another person or body; or • the giving of information-- • to a court or tribunal in the course of legal proceedings; or • under an order of a court or tribunal; or • to the extent reasonably required to enable the investigation or the enforcement of a law of the State or of any other State or of a Territory or of the Commonwealth; or • to the ESC; or • with the written authority of the Secretary; or • with the written authority of the person to whom the information relates. New subsection (7) provides that, in new section 266-- • commercial passenger vehicle agency means an agency of the State, or of the Commonwealth, or of another State or a Territory or of an overseas jurisdiction, that exercises functions under an enactment with respect to commercial passenger vehicle services; • law enforcement agency means-- • Victoria Police or the police force or police service of another State or of a Territory or of an overseas jurisdiction; or • the Australian Federal Police; or • the Australian Criminal Intelligence Commission; or • any other authority or person responsible for the investigation or prosecution of offences against the laws of the State or of the Commonwealth, another State or a Territory or an overseas jurisdiction; 148

 


 

• relevant agency means-- • a commercial passenger vehicle agency; or • a law enforcement agency; or • the ESC; or • the Commissioner of State Revenue; or • any other agency of the State or of the Commonwealth, another State or a Territory or an overseas jurisdiction; or • any other person or body that exercises functions, in the public interest, that involve protecting the interests of users of commercial passenger vehicle services. Proposed new section 267 imposes a duty on the Chief Commissioner of Police to notify the regulator of certain matters relating to offences. New subsection (1) provides that the Chief Commissioner of Police must take all reasonable steps to ensure that the regulator-- • is notified as soon as practicable after the Chief Commissioner becomes aware that a notifiable person has been charged with-- • a category 1 offence; or • a category 2 offence; or • a category 3 offence; and • is given the details in respect of the charge requested by the regulator. New subsection (2) provides that the regulator may only request details of a charge referred to in new subsection (1) that the regulator reasonably requires to exercise functions under the amended Principal Act. New subsection (3) provides that the Chief Commissioner of Police must take all reasonable steps to ensure that the regulator is notified as soon as practicable of how a charge for an offence referred to in new subsection (1) has been finally dealt with. 149

 


 

New subsection (4) provides that a notifiable person means a person who holds a driver accreditation or a person who has applied for a driver accreditation. Part 14--General New Part 14 provides for general matters in relation to the Act. Division 1--Offences New section 268 provides for offences in relation to the assault or the obstruction of an authorised officer. New subsection (1) provides that a person must not assault or incite or encourage any other person to assault a person specified in the provision who is acting in the execution of their duty under the amended Principal Act or any other Act, or under regulations made under the amended Principal Act or any other Act. Persons specified in the provision include authorised officers appointed under the amended Principal Act, persons assisting authorised officers, and any other officer or agent of the regulator. The maximum penalty for a contravention of this offence is level 9 imprisonment for an individual and 300 penalty units for a body corporate. New subsection (2) provides that a person must not, without reasonable excuse-- • resist, obstruct, hinder or refuse to comply with a lawful request or direction of an officer or agent referred to in subsection (1); or • incite or encourage any other person to resist, obstruct, hinder or refuse to comply with a lawful request or direction of an officer or agent referred to in subsection (1). The maximum penalty for a contravention of this offence is 60 penalty units for an individual and 300 penalty units for a body corporate. New subsection (3) provides that-- • a direction under new section 160(1), 162(1), 163(1) or 165(2); and 150

 


 

• a defect notice under new section 164-- is not a lawful request or direction for the purpose of the offence in new section 268(2). The Note at the foot of subsection (3) refers the reader to new sections 160(3),162(2), 163(2), 164(6) and 165(4) for requirements relating to compliance with directions and notices. New section 269 provides for offences in relation to the giving of false or misleading information. New subsection (1) provides that a person who is required by or under the amended Principal Act to provide information must not provide information that the person knows is false or misleading in a material way (whether because it omits any relevant information or otherwise) unless the person indicates (whether in writing or otherwise) the respect in which the information is false or misleading, and, if practicable, provides the correct information. The maximum penalty for a contravention of this offence is 60 penalty units for an individual and 300 penalty units for a body corporate. New subsection (2) provides that a person who is required by or under the amended Principal Act to provide information must not provide information that is false or misleading in a material way (whether because it omits any relevant information or otherwise) being reckless as to whether or not the information is false or misleading in a material way. The maximum penalty for a contravention of this offence is 60 penalty units for an individual and 300 penalty units for a body corporate. New sections 270 and 271 are re-enactments of sections 158B and 158C of the Transport (Compliance and Miscellaneous) Act 1983. New section 270 provides for offences relating to security cameras and privacy of passengers. New subsection (1) provides that a person must not download or print an image or other data obtained from the use of a security camera installed in a commercial passenger vehicle unless-- 151

 


 

• the person is acting in accordance with-- • an agreement under new section 271; and • the regulations (if any); or • the person is employed by the regulator or the person's services are being used by the regulator in accordance with section 115R(2) of the Transport Integration Act 2010 and is acting in accordance with-- • the written authorisation of the regulator; and • the regulations (if any). The penalty for a contravention of this offence is 240 penalty units for an individual and 1200 penalty units for a body corporate. New subsection (2) provides that a person must not-- • possess, publish, transmit or disclose to any other person an image or any other data obtained from the use of a security camera in a commercial passenger vehicle; or • transmit images or data directly from a security camera in a commercial passenger vehicle-- unless the person is acting in accordance with-- • the written authorisation of the regulator; and • the regulations (if any). The penalty for a contravention of this offence is 240 penalty units in the case of an individual and 1200 penalty units in the case of a body corporate. New subsection (3) provides that the regulator's written authorisation is subject to-- • the conditions determined by the regulator and specified in the authorisation (if any); and • the prescribed conditions (if any). 152

 


 

New subsection (4) provides that a person must not make an audio recording of any passenger of a commercial passenger vehicle. The penalty for a contravention of this offence is 240 penalty units in the case of an individual and 1200 penalty units in the case of a body corporate. New subsection (5) provides that nothing in new section 270-- • applies to prohibit anything done by a police officer in the course of his or her duty that would be lawful apart from this section; or • affects or takes away from the provisions of the Surveillance Devices Act 1999. New section 271 provides for agreements in relation to images obtained from security cameras. New subsection (1) provides that the regulator may make an agreement with a person for the downloading or printing of images or other data obtained from the use of a security camera installed in a commercial passenger vehicle. New subsection (2) provides that the agreement may authorise the person with whom it is made, or a person employed or engaged by that person, to download or print images or other data obtained from the use of a security camera installed in a commercial passenger vehicle, on the terms and conditions contained in the agreement. New subsection (3) provides that the Privacy and Data Protection Act 2014 applies to a person with whom the regulator makes an agreement under this section as if-- • the person were a contracted service provider within the meaning of that Act; and • the agreement were a State contract within the meaning of that Act. New subsection (4) provides that without limiting the application of new subsection (3), an agreement under this section between the regulator and a person must provide that the person is bound by the following things with respect to any act done or practice engaged in by the person for the purposes of the agreement-- 153

 


 

• the Information Privacy Principles under the Privacy and Data Protection Act 2014; and • any applicable code of practice under that Act. New subsection (4) also provides that the person is bound by those things with respect to that act or practice in the same way and to the same extent that the regulator would have been bound if it had been directly done or engaged in by the regulator. New section 272 provides for notification of incidents. A person on whom a safety duty is imposed under Division 3 of Part 2 of the amended Principal Act must notify the regulator of a prescribed incident in accordance with the regulations. The penalty for a contravention of this offence is 50 penalty units. Division 2--Regulator inquiries New Division 2 is a re-enactment of Division 7 of Part VI of the Transport (Compliance and Miscellaneous) Act 1983. New section 273 provides for inquiries by the regulator. New subsection (1) provides that this section applies to an inquiry conducted by the regulator under section 115F(1)(dc) of the Transport Integration Act 2010. New subsection (2) provides that at least one Commissioner of the Taxi Services Commission must preside at the inquiry. New subsection (3) provides that subject to the new Division, the regulator may conduct the inquiry in any manner it considers appropriate. New subsection (4) provides that if directed to do so by the Minister, the regulator must conduct an inquiry into any matter relating to the commercial passenger vehicle industry. New subsection (5) provides that a direction made by the Minister under subsection (4) must be in writing. New section 274 provides that, without limiting section 115F(1)(df) of the Transport Integration Act 2010, at the conclusion of an inquiry the regulator must give the Minister a report on the outcomes of the inquiry. This report must be in writing. 154

 


 

Division 3--Monitoring, compliance and enforcement policy New Division 3 provides for the development of a monitoring, compliance and enforcement policy. New Division 3 is a re-enactment of Subdivision 5B of Division 9A of Part VI of the Transport (Compliance and Miscellaneous) Act 1983. New section 275 provides that the regulator must develop a policy to promote compliance with, and enforcement of, industry laws. This policy must set out-- • proportionate, cost effective and efficient options for monitoring and promoting compliance with, and enforcement of, industry laws; and • how enforcement agencies will use those options to monitor and promote compliance with, and enforcement of, industry laws. The regulator is required to publish the policy on its internet site no later than 12 months after the commencement of new section 275. The regulator also is required to review the policy every 3 years. New section 276 provides that the regulator must consult the following persons when developing or reviewing a policy-- • Victoria Police; • the Information Commissioner appointed under section 6C of the Freedom of Information Act 1982; • the Roads Corporation; and • persons who participate in the commercial passenger vehicle industry. The regulator may consult with persons who regulate commercial passenger vehicle industries in other jurisdictions when developing and reviewing the policy if the regulator considers that it would be useful to do so. New section 277 specifies the content of a monitoring, compliance and enforcement policy. The policy must provide guidance on-- 155

 


 

• the exercise of the following kinds of powers under an industry law-- • monitoring and compliance powers; • investigation powers; • enforcement powers; and • the exercise of powers under sections 13, 14(1), 84ZY, 77 and 88 of the Road Safety Act 1986 by authorised officers or the regulator and in relation to commercial passenger vehicle services; and • the measures to be adopted by the regulator to promote compliance with, and enforcement of, the industry laws. The policy may provide guidance on other matters relevant to monitoring compliance with, and enforcement of, industry laws. New section 278 specifies what the regulator must do to coordinate and support implementation of the policy. The regulator must provide training, guidance and support to authorised officers for the purpose of coordinating and supporting the implementation of the monitoring, compliance and enforcement policy. The regulator may coordinate and support the implementation of the policy in any other manner the regulator determines to be appropriate. New section 279 requires that persons involved in compliance, monitoring and enforcement activities under an industry law or a provision of the Road Safety Act 1986 referred to in section 277(1)(b) must, so far as is reasonably practicable, have regard to the monitoring, compliance and enforcement policy when performing functions and duties and exercising powers under that law. Division 4--Proceedings and evidentiary provisions New section 280 provides who may commence proceedings for offences against an industry law. New subsection (1) provides that a proceeding under an industry law (including a proceeding for an offence against an industry law) may only be commenced by-- • the regulator; or 156

 


 

• an authorised officer with the written authorisation of the regulator (either generally or in a particular case); or • a police officer. New subsection (2) provides that a written authorisation of an authorised officer is sufficient authority to continue a proceeding in any case where the court amends the charge-sheet, warrant or summons. New subsection (3) provides that an authorised officer who commences a proceeding may conduct the proceeding before the court. New subsection (4) provides that without limiting section 328 of the Criminal Procedure Act 2009, the person commencing a proceeding under subsection (1) may appear-- • by another person authorised by the regulator; or • even if the informant is not a police officer, by a police prosecutor. New subsection (5) provides that despite subsection (1), the Director of Public Prosecutions may commence a proceeding for an indictable offence against an industry law. New section 281 provides for evidentiary certificates. In any proceeding for an offence against an industry law, a certificate signed, or purporting to be signed, by the regulator or an authorised officer stating any of the matters specified in the provision is admissible in evidence and, in the absence of evidence to the contrary, is proof of the matters stated. Division 5--Other New section 282 provides for regulatory fees. New subsection (1) provides that the regulator, by notice published in the Government Gazette, may determine-- • the fees payable for applications for permissions; • annual registration fees payable by persons in whose name the vehicle is registered under new Part 3 or a registered booking service provider; • annual accreditation fees payable by accredited drivers. 157

 


 

New subsection (2) requires the regulator to obtain the approval of the Minister for any fee the regulator determines under section 282(1). New subsection (3) provides that fees determined may-- • be of general or limited application; • differ according to differences in time, place or circumstance. New subsection (4) states that a fee determined under section 282(1) takes effect on-- • the day the notice under which it is determined is published in the Government Gazette; or • if that notice specifies a later date, that date. New section 283 provides for regulatory exemptions. New subsection (1) provides that the regulator, by written notice, may exempt a person from a requirement under the Principal Act or regulations made under it if the regulator is satisfied that-- • the person is substantially complying with the requirement; or • the person has adequately achieved the purpose of the requirement; or • the person's compliance with the requirement would, in the particular circumstances, be impracticable, unnecessary, or inappropriate. New subsection (2) provides that an exemption may be either indefinite or for a specified period and either absolute or on specified conditions. New subsection (3) provides that the regulator may at any time suspend or cancel an exemption, or alter its period or its terms and conditions, by written notice given to the person given the exemption. New section 284 provides for the criminal liability of officers of bodies corporate in failing to exercise due diligence. New subsection (1) provides that, if a body corporate commits an offence against a provision specified in section 284(2), an officer of the body corporate also commits an offence against the 158

 


 

provision if the officer failed to exercise due diligence to prevent the commission of the offence by the body corporate. New subsection (2) provides that, for the purposes of subsection (1), the following offences are specified-- • section 23(1)--failure by owner of a motor vehicle to comply with the duty specified in that provision; • section 24(1)--failure by booking service provider to comply with the duty specified in that provision; • section 25(1)--failure by person with control over the provision of a commercial passenger vehicle service to comply with the duty specified in that provision; • section 26(1)--failure by supplier to comply with the duty specified in that provision; • section 39--offence to provide booking service involving an unregistered vehicle; • section 53--offence if booking service provider is not registered; • section 56--false representation in relation to booking service provider registration; • section 64--offence by booking service provider to fail to comply with conditions of registration; • section 160(3)--failure to comply with direction to require production of information, documents and related items; • section 174(1)--failure to comply with improvement notice; • section 183(1)--failure to comply with prohibition notice; and • section 270(1), (2) and (4)--offences related to security cameras and privacy of passengers. New subsection (3) provides that, in determining whether an officer of a body corporate failed to exercise due diligence, a court may have regard to-- 159

 


 

• what the officer knew, or ought reasonably to have known, about the commission of the offence by the body corporate; and • whether or not the officer was in a position to influence the body corporate in relation to the commission of the offence by the body corporate; and • what steps the officer took, or could reasonably have taken, to prevent the commission of the offence by the body corporate; and • any other relevant matter. New subsection (4) provides that, without limiting any other defence available to the officer, an officer of a body corporate may rely on a defence that would be available to the body corporate if it were charged with the offence with which the officer is charged and, in doing so, the officer bears the same burden of proof that the body corporate would bear. New subsection (5) provides that an officer of a body corporate may commit an offence against a provision specified in subsection (2) whether or not the body corporate has been prosecuted for, or found guilty of, an offence against that provision. New subsection (6) defines body corporate and officer for the purposes of new section 284. New section 285 provides for criminal liability of officers of bodies corporate in failing to exercise due diligence (evidential burden of proof). New subsection (1) provides that, subject to subsection (3), if a body corporate commits an offence against a provision specified in subsection (2), an officer of the body corporate also commits an offence against the provision. New subsection (2) provides that, for the purposes of subsection (1), the following provisions are specified-- • section 113(3)--failure to comply with cap on non-cash payment surcharge; and • section 114(1)--offences to enter certain contracts relating to non-cash payment surcharge. 160

 


 

New subsection (3) provides that an officer of a body corporate does not commit an offence against a provision specified in subsection (2) if-- • the officer presents or points to evidence that suggests a reasonable possibility that the officer exercised due diligence to prevent the commission of the offence by the body corporate; and • the contrary is not proved (beyond reasonable doubt) by the prosecution. New subsection (4) provides that, in determining whether an officer of a body corporate exercised due diligence, a court may have regard to-- • what the officer knew, or ought reasonably to have known, about the commission of the offence by the body corporate; and • whether or not the officer was in a position to influence the body corporate in relation to the commission of the offence by the body corporate; and • what steps the officer took, or could reasonably have taken, to prevent the commission of the offence by the body corporate; and • any other relevant matter. New subsection (5) provides that, without limiting any other defence available to the officer, an officer of a body corporate may rely on a defence that would be available to the body corporate if it were charged with the offence with which the officer is charged and, in doing so, the officer bears the same burden of proof that the body corporate would bear. New subsection (6) provides that an officer of a body corporate may commit an offence against a provision specified in subsection (2) whether or not the body corporate has been prosecuted for, or found guilty of, an offence against that provision. New subsection (7) defines body corporate and officer for the purposes of new section 285. 161

 


 

New section 286 provides that section 209 is declared to be a Corporations legislation displacement provision for the purposes of section 5G of the Corporations Act in relation to the provisions of Chapter 2D of that Act. The note at the foot of the provision specifies that section 5G of the Corporations Act provides that if a State law declares a provision of a State law to be a Corporations legislation displacement provision, any provision of the Corporations legislation with which the State provision would otherwise be inconsistent does not apply to the extent necessary to avoid the inconsistency. New section 287 provides that if the Principal Act or regulations made under it provide that a person commits an offence, that reference to the person must-- • in the case of a partnership, be read as a reference to each member of the partnership; and • in the case of an unincorporated body or unincorporated association, be read as a reference to each member of the committee of management of the body or association. New section 288 provides for the service of documents. Subsection (1) provides that a document to be served on, or given to, a person under the Principal Act or regulations made under it may be served or given-- • if the person to be served or given the document is a person who is not a company or a registered foreign company within the meaning of the Corporations Act-- • by delivering it personally to the person; or • by sending it by post to the person at the person's usual or last known residential or business address; or • by leaving it at the person's usual or last known residential or business address with a person at the premises who appears to be at least 16 years old and appears to be residing or employed there; and 162

 


 

• if the person to be served or given the document is a company or a registered foreign company within the meaning of the Corporations Act, by serving it in accordance with section 109X or 601CX of that Act, as the case requires. New subsection (2) provides that a document to be served on, or given to, a permission holder under the Principal Act or regulations made under it may be served on, or given to, the permission holder by-- • sending it by post to the holder at the last address the holder has given to the regulator; or • leaving it with a person at the premises at the last address the holder has given to the regulator who appears to be at least 16 years old and residing or employed there. New section 289 provides for a power to make regulations under the Act. Section 20 of the Principal Act is repealed by clause 13 of the Bill and re-enacted in new section 289. New subsection (1) provides that the Governor in Council may make regulations for or with respect to-- • any matter or thing specified in Schedule 2; • any matter or thing required or permitted to be prescribed or necessary to be prescribed to give effect to this Act. New subsection (2) provides that the regulations may-- • be of general or of limited application; • differ according to differences in time, place or circumstance; • confer a discretionary authority or impose a duty on a specified person or a person of a specified class; • provide in a specified case or class of case for the exemption of persons or things from any of the provisions of the regulations, whether unconditionally or on specified conditions, and either wholly or to such an extent as is specified; 163

 


 

• apply, adopt or incorporate any matter contained in any document whether-- • wholly or partially or as amended by the regulations; or • as in force at a particular time; or • as in force from time to time; • impose a penalty not exceeding 20 penalty units for a contravention of the regulations. New subsection (3) provides that the Minister must not recommend the making of regulations specifying an amount of $1 or more as the amount of the levy unless the ESC recommends the specification of that amount in accordance with subsection (4). New subsection (4) provides that the ESC must not recommend the specification of an amount unless the ESC is satisfied that it is the lowest amount that is reasonably likely to result in the total amount of the levy collected in the beginning 1 July 2018 and ending 30 June 2026, being equal to the cost of the transitional assistance package up to the end of that period. New subsection (5) clarifies that the transitional assistance package, referred to in subsection (4) comprises-- • money paid by the State to participants in the commercial passenger vehicle industry to assist them in relation to changes to the law applying to that industry made by the Principal Act; and • $112 million (as at 30 June 2017), being State revenue foregone as a result of those changes; and • costs incurred in administering new Part 11 and any regulations made for the purposes of that Part; and • administrative and compliance costs incurred in connection with the administration of grants paid to commercial passenger vehicle industry participants or rebate or subsidy schemes established and maintained to support those participants. 164

 


 

New section 290 provides for transitional provisions. The transitional provision are provided for by new Schedule 3 to be inserted in the Principal Act by clause 20 of the Bill. Clause 20 inserts new Schedules 1, 2 and 3 after new Part 14 in the Principal Act. New Schedule 1 provides for the meaning of Category 1, 2 and 3 offences in the Principal Act. Category 1, 2 and 3 offences are relevant to the driver accreditation scheme under new Part 4 of the Principal Act. The categorised offences in new Schedule 1 re-enacts the corresponding definitions in section 86 of the Transport (Compliance and Miscellaneous) Act 1983. New offences are included as category 2 offences. The new offences are sections 77A, 77B, 79, and 79A of the Crimes Act 1958 which relate to home invasion, aggravated home invasion, carjacking and aggravated carjacking respectively. Under new Part 5, the regulator is required to refuse an application for accreditation, unless the regulator is satisfied the issue of the driver accreditation is appropriate in the circumstances. New Schedule 2 provides for the subject matter for regulations that may be made under the Principal Act. This includes regulations relating to-- • safety duties; • the registration of vehicles as commercial passenger vehicles; • booking service providers; • driver accreditations; • consumer protections in respect of fares; • non-cash payment surcharges; • operational requirements; • infringement offences; • the commercial passenger vehicle service levy; • forms. 165

 


 

New Schedule 3 provides for a range of transitional provisions in relation to the repeal of the existing framework for the regulation of commercial passenger vehicles. The transitional provisions do not affect or take away from the Interpretation of Legislation Act 1984. Part 3--Amendment of other Acts Clause 21 provides for consequential amendments to a range of other Victorian Acts. On the coming into operation of an item in Schedule 1, the Act specified in the heading to that item is amended as set out in the item. Part 4--Repeal of amending Act Clause 22 provides for the repeal of this Act on 7 July 2019 noting that the repeal of the Act on that date does not affect the continuing operation of the amendments made by it. Schedule 1--Consequential amendments Item 1 provides for amendments to the definition of bus in the Bus Safety Act 2009. This amendment is consequential to the repeal of the licensing scheme in Part VI of the Transport (Compliance and Miscellaneous) Act 1983. Under the Principal Act, a bus used to provide a bus service will not be regulated as a commercial passenger vehicle. Item 2 provides for consequential amendments to the Duties Act 2000. Item 3 provides for a consequential amendment to the Environment Protection Act 1970. Item 4 provides for amendments to the Essential Services Commission Act 2001. Item 4.1 amends the definition of essential service in section 3 of the Essential Services Commission Act 2001. The effect of this change is that the Essential Services Commission no longer has power to determine fares in respect of the taxi industry. Item 4.2 inserts a new definition of non-cash payment transaction industry in section 3 of the Essential Services Commission Act 2001. This definition is required because the Essential Services Commission has a function under the Principal 166

 


 

Act to determine the prescribed amount of the non-cash payment surcharge. Item 4.3 repeals a redundant definition. Item 5 provides for a consequential amendment to the Liquor Control Reform Act 1998. Item 6 provides for amendments to the Ombudsman Act 1973. The amendments are consequential to the change in name of the Commercial Passenger Vehicle Commission and the provision of authorised officers under the Principal Act. The effect of the amendments is that the Commercial Passenger Vehicle Commission and an authorised officer under the Principal Act are specified entities under the Ombudsman Act 1973. Item 7 provides for an amendment to the Public Administration Act 2004 which is consequential to the change in the name of the Commercial Passenger Vehicle Commission. The effect of the amendment is that the Chairperson of the Commercial Passenger Vehicle Commission will have all the functions of a public service body Head. Item 8 provides for amendments to the Road Safety Act 1986. Item 8.1 amends section 3(1) of the Road Safety Act 1986 to provide for new definitions in that Act. Item 8.2 amends section 13(6)(c) of the Road Safety Act 1986 to provide that an authorised officer appointed under the Principal Act has power to inspect motor vehicles and trailers and issue defect notices under the Road Safety Act 1986. Item 8.3 amends section 52(1C) of the Road Safety Act 1986 to provide that a person who is using a vehicle for the purpose of providing commercial passenger vehicle services must have a 0*00 concentration of alcohol present in the blood or breath of the person. Items 8.4 to 8.7 amend the Road Safety Act 1986 to replace references to the Taxi Services Commission with the Commercial Passenger Vehicle Commission. Items 8.8 and 8.9 amends the operator onus scheme in the Road Safety Act 1986. The effect of these amendments are that an operator (within the meaning of the Road Safety Act 1986) of a commercial passenger vehicle, previously regulated as a taxi-cab, 167

 


 

may make an unknown user statement in relation to that vehicle and may make a known user statement in relation to that vehicle in circumstances where the driver of the vehicle is not specified in the records of that operator. Item 9 provides for amendments to the Taxation Administration Act 1997. The amendments are consequential to clauses 15 and 16 which renumber Part 2 of the Principal Act as new Part 11 and consequential to the change in name for the Commercial Passenger Vehicle Commission. A Note is inserted in the Taxation Administration Act 1997 to clarify that the original section 79 of the Commercial Passenger Vehicle Industry Act 2017 is to be repealed by this Act and a new section 79 is to be inserted by this Act. Item 10 provides for amendments to the Transport (Compliance and Miscellaneous) Act 1983. The existing regulatory scheme for commercial passenger vehicles is contained in Part VI of the Transport (Compliance and Miscellaneous) Act 1983. Item 10.1 repeals several redundant definitions in sections 2(1) and 86(1) of the Transport (Compliance and Miscellaneous) Act 1983 and inserts into section 2(1) of that Act new definitions of Commercial Passenger Vehicle Commission and CPVC. Item 10.7 repeals Divisions 4, 5, 5B and 5C of Part VI (other than certain provisions which relate to the regulation of taxi fares) of the Transport (Compliance and Miscellaneous) Act 1983. The effect of this repeal is that-- • operators of taxi-cabs will no longer be required to hold an accreditation as a taxi-cab operator; • the commercial passenger vehicle licensing scheme will be abolished; • taxi zones will be abolished (commercial passenger vehicles previously licensed as taxi-cabs will no longer be restricted to operating in the zone specified in the licence). Item 10.8 repeals the provisions in the Transport (Compliance and Miscellaneous) Act 1983 which relate to the regulation of fares for taxi services. 168

 


 

Items 10.9 to 10.19 amends the driver accreditation scheme in the Transport (Compliance and Miscellaneous) Act 1983. The effect of the amendments is that certain bus drivers will continue to be regulated under the Transport (Compliance and Miscellaneous) Act 1983 and be required to hold an accreditation under that Act. Drivers of commercial passenger vehicles will be regulated under new Part 5 of the Principal Act. Items 10.20 to 10.31 provide for the repeal of provisions which relate to the regulation of commercial passenger vehicles and will be re-enacted in the Principal Act. The items also make a number of minor consequential amendments. Item 11 provides for amendments to the Transport Integration Act 2010. Item 11 changes the name of the Taxi Services Commission to the Commercial Passenger Vehicle Commission and makes other changes to the functions and powers of the Commercial Passenger Vehicle Commission. Item 11.1 makes changes to section 3 of the Transport Integration Act 2010 to remove redundant definitions and to substitute references to the Taxi Services Commission with the Commercial Passenger Vehicle Commission. Item 11.2 inserts new definitions of Commercial Passenger Vehicle Commission and commercial passenger vehicle service in section 3 of the Transport Integration Act 2010. Items 11.3 to 11.12 makes consequential substitutions to the name of the Commission in various sections of the Transport Integration Act 2010. Items 11.13 to 11.17 makes changes to the functions of the Commission to reflect the new framework for the regulation of commercial passenger vehicles. Item 11.18 repeals section 115SB of the Transport Integration Act 2010 to remove a redundant reporting requirement. Item 11.19 inserts new section 203B in the Transport Integration Act 2010 to provide for a saving and transitional provision in relation to the change in name of the Commercial Passenger Vehicle Commission. 169

 


 

Item 12 provides for an amendment to the Workplace Injury Rehabilitation and Compensation Act 2013. This amendment is consequential to the driver agreement scheme being re-enacted in the Principal Act. 170

 


 

 


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